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Dolphin Entmt Inc SEC Filings

DLPN NASDAQ

Welcome to our dedicated page for Dolphin Entmt SEC filings (Ticker: DLPN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Dolphin Entertainment, Inc. filings document a Florida public company with common stock traded on The Nasdaq Capital Market under DLPN. Recent Form 8-K reports cover operating results and material events, including earnings releases and amendments to previously issued promissory notes with conversion terms.

Registration statements and proxy materials describe the company’s securities offerings, capital structure, shareholder meeting matters, governance procedures and annual voting process. The filings also identify Dolphin as a smaller reporting company and provide formal disclosures tied to its entertainment marketing and content production business.

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Dolphin Entertainment, Inc. Chief Executive Officer William O'Dowd IV reported an open-market purchase of common stock. He bought 3,800 shares at a weighted average price of $1.279 per share, with individual trade prices ranging from $1.25 to $1.36.

Following this purchase, he directly owns 483,940 common shares. He also has indirect ownership of 62,106 shares through Dolphin Digital Media Holdings, LLC and 54,535 shares through Dolphin Entertainment, LLC, both entities wholly owned by him.

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Dolphin Entertainment, Inc. Chief Executive Officer William O'Dowd IV reported an open-market purchase of 4,100 shares of Common Stock at a weighted average price of $1.18 per share, with individual trades between $1.16 and $1.24.

Following this purchase, he directly holds 480,140 Common shares. He also has indirect ownership of 62,106 shares through Dolphin Digital Media Holdings LLC and 54,535 shares through Dolphin Entertainment, LLC, both wholly owned entities.

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Dolphin Entertainment, Inc. reported Q1 2026 revenue of $12.8M, up from Q1 2025, driven mainly by its entertainment publicity and marketing segment and new content production revenue from the Youngblood film.

The company posted a net loss of $2.7M, or $(0.22) per share, and used $2.0M of cash in operating activities. Cash, cash equivalents and restricted cash were $7.2M at quarter-end, against total debt of $23.8M, including multiple 10% convertible notes and bank term loans. Management believes it remains in compliance with BankUnited debt covenants while continuing to invest in film distribution rights and service-driven growth.

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Dolphin Entertainment, Inc. reported Q1 2026 revenue of $12.8M, up from Q1 2025, driven mainly by its entertainment publicity and marketing segment and new content production revenue from the Youngblood film.

The company posted a net loss of $2.7M, or $(0.22) per share, and used $2.0M of cash in operating activities. Cash, cash equivalents and restricted cash were $7.2M at quarter-end, against total debt of $23.8M, including multiple 10% convertible notes and bank term loans. Management believes it remains in compliance with BankUnited debt covenants while continuing to invest in film distribution rights and service-driven growth.

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Dolphin Entertainment reported first quarter 2026 revenue of $12.8 million, up 5.2% from $12.2 million a year earlier, reflecting modest top-line growth in what management describes as its seasonally lightest quarter.

The company posted an operating loss of $2.1 million versus a $1.8 million loss in Q1 2025, and a net loss of $2.7 million compared with $2.3 million. Basic and diluted loss per share was $(0.22) on 12,327,974 weighted average shares, slightly worse than $(0.21) on 11,162,026 shares in the prior-year period.

Management highlights non-GAAP Adjusted EBITDA loss of approximately $(467,000), an improvement of about 25% from $(625,000), helped by controlling recurring costs despite one-time items like a $0.7 million distribution guarantee and higher litigation expenses. They point to sizeable NOL carryforwards, upcoming bank debt maturity reducing roughly $2.2 million in annual payments, and anticipated lease savings of about $1 million annually after late 2027 as potential future support for free cash flow.

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Dolphin Entertainment reported first quarter 2026 revenue of $12.8 million, up 5.2% from $12.2 million a year earlier, reflecting modest top-line growth in what management describes as its seasonally lightest quarter.

The company posted an operating loss of $2.1 million versus a $1.8 million loss in Q1 2025, and a net loss of $2.7 million compared with $2.3 million. Basic and diluted loss per share was $(0.22) on 12,327,974 weighted average shares, slightly worse than $(0.21) on 11,162,026 shares in the prior-year period.

Management highlights non-GAAP Adjusted EBITDA loss of approximately $(467,000), an improvement of about 25% from $(625,000), helped by controlling recurring costs despite one-time items like a $0.7 million distribution guarantee and higher litigation expenses. They point to sizeable NOL carryforwards, upcoming bank debt maturity reducing roughly $2.2 million in annual payments, and anticipated lease savings of about $1 million annually after late 2027 as potential future support for free cash flow.

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Dolphin Entertainment, Inc. Chief Executive Officer and director William O'Dowd IV reported an open-market purchase of 3,400 shares of common stock at a weighted average price of $1.46 per share. The shares were bought in multiple trades between $1.42 and $1.48 per share.

Following this purchase, O'Dowd directly owns 476,040 shares of common stock. He also has indirect ownership of 62,106 shares through Dolphin Digital Media Holdings, LLC and 54,535 shares through Dolphin Entertainment, LLC, both of which are described as entities wholly owned by him.

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Rhea-AI Summary

Dolphin Entertainment, Inc. Chief Executive Officer and director William O'Dowd IV reported an open-market purchase of 3,400 shares of common stock at a weighted average price of $1.46 per share. The shares were bought in multiple trades between $1.42 and $1.48 per share.

Following this purchase, O'Dowd directly owns 476,040 shares of common stock. He also has indirect ownership of 62,106 shares through Dolphin Digital Media Holdings, LLC and 54,535 shares through Dolphin Entertainment, LLC, both of which are described as entities wholly owned by him.

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Dolphin Entertainment, Inc. Schedule 13G discloses that Ephraim G. Fields beneficially owns 732,612 shares of Common Stock, representing 5.9% of the class as reported on 05/11/2026. The filing states Fields has sole voting and sole dispositive power over all 732,612 shares.

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Dolphin Entertainment, Inc. Chief Executive Officer William O'Dowd IV purchased additional shares of the company’s Common Stock in the open market. He bought 3,400 shares on May 4, 2026 at a weighted average price of $1.46 per share, with individual trade prices ranging from $1.42 to $1.51. Following this purchase, he directly owns 472,640 shares of Common Stock and also has indirect ownership of 62,106 shares through Dolphin Digital Media Holdings, LLC and 54,535 shares through Dolphin Entertainment, LLC, each entity being wholly owned by him.

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Dolphin Entertainment, Inc. filed an amendment to its 2025 annual report to add Part III information on directors, executive compensation, ownership and related-party transactions, and to correct the date in the auditor consent.

The filing details board composition and committee structure, notes that CEO William O’Dowd earns a $400,000 salary and beneficially owns 2,825,354 common shares (19.1% of the class), and confirms that all 2025 equity awards for named executives were zero. It outlines significant related-party financing, including $2,242,873 in 10% convertible notes owed to an entity wholly owned by O’Dowd, $2,625,000 of accrued compensation to him, and $983,112 in 10% notes owed to his brother. It also discloses a 50,000‑share Series C preferred position held through O’Dowd’s entity, subject to a Stock Restriction Agreement, and reports 2025 audit and audit-related fees to Grant Thornton LLP totaling $829,936.

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Dolphin Entertainment, Inc. director and CEO William O'Dowd IV reported an open-market purchase of 3,400 shares of common stock at a weighted average price of $1.456 per share, with individual trades ranging from $1.43 to $1.49.

Following this purchase, he directly owns 469,240 common shares. He also indirectly owns 62,106 common shares through Dolphin Digital Media Holdings, LLC and 54,535 common shares through Dolphin Entertainment, LLC, each entity being wholly owned by him.

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Dolphin Entertainment, Inc. director Michael Espensen reported an open-market purchase of 6,623 shares of Common Stock on March 30, 2026. After this transaction, he directly holds 6,651 shares. A related footnote states these shares represent Common Stock underlying restricted stock unit (RSU) awards that vest in stages through March 31, 2027.

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FAQ

How many Dolphin Entmt (DLPN) SEC filings are available on StockTitan?

StockTitan tracks 65 SEC filings for Dolphin Entmt (DLPN), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Dolphin Entmt (DLPN)?

The most recent SEC filing for Dolphin Entmt (DLPN) was filed on May 26, 2026.