Welcome to our dedicated page for Dolphin Entmt SEC filings (Ticker: DLPN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles U.S. Securities and Exchange Commission filings for Dolphin Entertainment, Inc. (NASDAQ:DLPN), offering investors structured access to the company’s official regulatory disclosures. As a Florida-incorporated issuer and smaller reporting company listed on The Nasdaq Capital Market, Dolphin uses SEC reports to describe its business model, governance, financing arrangements, and financial performance.
Among the key documents available are registration statements such as the Form S-1, where Dolphin outlines a committed equity financing agreement with Lincoln Park Capital Fund, LLC. That filing explains the potential issuance of common stock under the purchase agreement, the company’s status as a smaller reporting company, and risk factors and forward-looking statements relevant to prospective investors.
Shareholders can also review proxy materials like the definitive proxy statement on Schedule 14A. This document provides detail on the annual meeting agenda, including the election of directors, ratification of the independent registered public accounting firm, approval of potential share issuances tied to the Lincoln Park agreement for Nasdaq compliance purposes, and an advisory vote on executive compensation. It also discusses voting procedures, share ownership, board committees, and other governance topics.
Dolphin’s current reports on Form 8-K offer insight into material events, such as amendments to promissory notes, the issuance of convertible notes, and the release of quarterly financial results. These filings describe terms of financing transactions, conversion prices, maturities, and the use of exemptions from registration, as well as the timing and nature of earnings announcements.
In addition to these, investors may consult Dolphin’s periodic reports (Forms 10-K and 10-Q, when filed) for audited and interim financial statements, management’s discussion and analysis, and segment information that further explain the company’s operations as a venture studio and marketing consortium.
On Stock Titan, each filing is paired with AI-powered summaries designed to highlight the most important points, such as changes in capital structure, key risk disclosures, or updates on financing arrangements. Real-time integration with the SEC’s EDGAR system helps surface new 8-Ks, 10-Qs, 10-Ks, and proxy statements as they are filed, while Form 4 and other ownership reports can be used to monitor insider-related activity. Together, these tools aim to make Dolphin Entertainment’s regulatory record more accessible and easier to interpret for both new and experienced investors.
Dolphin Entertainment, Inc. director and CEO William O'Dowd IV reported an open-market purchase of 3,400 shares of common stock at a weighted average price of $1.456 per share, with individual trades ranging from $1.43 to $1.49.
Following this purchase, he directly owns 469,240 common shares. He also indirectly owns 62,106 common shares through Dolphin Digital Media Holdings, LLC and 54,535 common shares through Dolphin Entertainment, LLC, each entity being wholly owned by him.
Dolphin Entertainment, Inc. director Michael Espensen reported an open-market purchase of 6,623 shares of Common Stock on March 30, 2026. After this transaction, he directly holds 6,651 shares. A related footnote states these shares represent Common Stock underlying restricted stock unit (RSU) awards that vest in stages through March 31, 2027.
Dolphin Entertainment, Inc. Chief Executive Officer William O'Dowd IV reported an open-market purchase of 3,200 shares of common stock at a weighted average price of $1.524 per share, with individual trade prices ranging from $1.49 to $1.56.
Following this transaction, he directly owns 465,840 common shares and indirectly owns 62,106 shares through Dolphin Digital Media Holdings, LLC and 54,535 shares through Dolphin Entertainment, LLC, both wholly owned entities.
Dolphin Entertainment, Inc. Chief Executive Officer William O'Dowd IV bought 3,200 shares of common stock in an open-market purchase at a weighted average price of $1.54 per share, with individual trades ranging from $1.53 to $1.55.
Following this transaction, he directly owns 462,640 common shares. He also has indirect ownership of 54,535 shares through Dolphin Entertainment, LLC and 62,106 shares through Dolphin Digital Media Holdings, LLC, both wholly owned entities.
Dolphin Entertainment, Inc. Chief Executive Officer and director William O'Dowd IV reported an open-market purchase of 3,150 shares of common stock on April 6, 2026 at a weighted average price of $1.57 per share, with individual trade prices ranging from $1.54 to $1.62.
Following this transaction, O'Dowd directly holds 459,440 shares of common stock. He also has indirect ownership through entities he wholly owns, with 54,535 shares held by Dolphin Entertainment, LLC and 62,106 shares held by Dolphin Digital Media Holdings, LLC.
Stanham Nicholas reported acquisition or exercise transactions in this Form 4 filing.
Dolphin Entertainment director Nicholas Stanham received an equity award in the form of restricted stock units. The filing reports a grant of 6,623 shares of Common Stock at a stated price of $0.00 per share, bringing his directly held Common Stock position to 16,623 shares after the award.
The 6,623-share award represents restricted stock units from Dolphin Entertainment that will vest in four equal installments. According to the vesting schedule, the units vest ratably on May 15, 2026, August 15, 2026, November 16, 2026, and March 31, 2027, aligning compensation with future service.
Famadas Nelson reported acquisition or exercise transactions in this Form 4 filing.
Dolphin Entertainment director Nelson Famadas received an equity grant of 6,623 shares of Common Stock as a restricted stock unit (RSU) award. The award was granted at no cash cost per share and increases his directly held and reported RSU-based position to 8,632 shares of Common Stock.
The RSUs are scheduled to vest in four equal installments, with portions vesting on May 15, 2026, August 15, 2026, November 16, 2026 and March 31, 2027. Because this is a compensation-related grant rather than an open-market purchase or sale, it reflects standard equity compensation for a director rather than a discretionary market trade.
Bass Hilarie reported acquisition or exercise transactions in this Form 4 filing.
Dolphin Entertainment director Hilarie Bass received a grant of 6,623 restricted stock units (RSUs) of Common Stock as compensation. The award carries no purchase price for Bass. According to the terms, these RSUs will vest in four equal installments on May 15, 2026, August 15, 2026, November 16, 2026, and March 31, 2027.
Grillo Claudia Ann reported acquisition or exercise transactions in this Form 4 filing.
Dolphin Entertainment, Inc. director Claudia Ann Grillo received a grant of 6,623 shares of Common Stock in the form of restricted stock units. These RSUs will vest in four equal installments on May 15, 2026, August 15, 2026, November 16, 2026 and March 31, 2027. Following this grant, she holds 6,699 shares directly.
Dolphin Entertainment, Inc. Chief Executive Officer William O'Dowd IV bought 3,100 shares of common stock in an open-market purchase at a weighted average price of $1.57 per share, with trade prices ranging from $1.47 to $1.65.
Following the transaction, he holds 456,290 shares directly, plus 54,535 shares indirectly through Dolphin Entertainment, LLC and 62,106 shares indirectly through Dolphin Digital Media Holdings LLC, both described as wholly owned entities.