Welcome to our dedicated page for Definium Therapeutics SEC filings (Ticker: DFTX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Definium Therapeutics, Inc. filings document the regulatory record of a British Columbia clinical-stage biopharmaceutical company traded on Nasdaq as DFTX. Current reports on Form 8-K disclose financial results, corporate highlights, investor-presentation materials, and clinical and commercial updates for DT120 ODT in psychiatric indications.
Definitive proxy materials cover annual general and special meeting matters, including director elections, auditor appointment, compensation governance, and shareholder voting procedures. Other filings record board composition changes, non-employee director compensation, stock option awards, indemnity arrangements, and the company’s corporate identity following its former name, Mind Medicine (MindMed) Inc.
Definium Therapeutics, Inc. Chief Legal Officer Mark Sullivan reported an open-market sale of 13,008 Common Shares on June 25, 2026 at $45.03 per share. According to the footnote, these shares were sold to satisfy withholding tax obligations tied to the settlement of vested restricted stock units under sell-to-cover elections in a Rule 10b5-1 plan adopted on March 14, 2024. Following this transaction, Sullivan directly holds 320,571 Common Shares, indicating a continuing substantial equity position.
Definium Therapeutics Chief Financial Officer Brandi Roberts reported a small share sale tied to tax withholding. On June 25, 2026, she disposed of 3,013 common shares of Definium Therapeutics at $45.03 per share to satisfy withholding taxes from vested restricted stock units.
The transaction was executed under a previously adopted Rule 10b5-1 trading plan and represents a sell-to-cover event rather than a discretionary open-market sale. After this transaction, Roberts directly beneficially owns 209,487 common shares of the company.
Definium Therapeutics, Inc. Chief Executive Officer Robert Barrow sold 29,208 Common Shares at $45.03 per share on June 25, 2026. According to the disclosure, these shares were sold to satisfy withholding tax obligations tied to vested restricted stock units under a sell-to-cover election in a Rule 10b5-1 plan. Following this tax-related transaction, Barrow directly holds 1,098,246 Common Shares.
Definium Therapeutics, Inc. Chief Medical Officer Karlin Daniel sold 10,035 Common Shares of DFTX on June 25, 2026 at an average price of $45.03 per share. A footnote explains the shares were sold to satisfy withholding tax obligations upon settlement of vested restricted stock units under sell-to-cover elections in a Rule 10b5-1 plan adopted on June 14, 2022. Following this tax-related transaction, Daniel directly holds 503,282 Common Shares.
Definium Therapeutics, Inc. Chief Commercial Officer Wiley Matthew T. reported the sale of 2,867 Common Shares on June 25, 2026 at an average price of $45.03 per share. According to the footnote, these shares were sold to satisfy withholding tax obligations tied to the settlement of vested restricted stock units under a sell-to-cover election.
The transaction was carried out pursuant to a pre-adopted Rule 10b5-1 trading plan dated May 29, 2025, indicating it was pre-planned rather than a discretionary trade. Following this tax-related sale, Wiley beneficially owns 174,633 Common Shares directly, so the number of shares sold represents a small portion of his overall holdings.
DFTX affiliate files a Form 144 to sell 13,008 shares of Common Stock on 06/25/2026 under "Restricted Stock Vesting Under a Registered Plan." The filing shows a prior sale of 10,702 shares on 03/25/2026 for $197,665.94.
DFTX submitted a Form 144 notice to sell 2,867 shares of Common stock under a Restricted Stock Vesting Under a Registered Plan. The sale is listed with Morgan Stanley Smith Barney LLC and dated 06/25/2026.
Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 reporting a proposed sale of 3,013 shares of Common Stock tied to restricted stock vesting under a registered plan, with the sale date shown as 06/25/2026.
Daniel Rollings Karlin submitted a notice under Form 144 relating to Common stock held with Morgan Stanley Smith Barney LLC Executive Financial Services. The notice lists 10,035 shares tied to restricted stock vesting under a registered plan with a 06/25/2026 date. The filing also records 8,018 shares sold during the past three months on 03/25/2026.
DFTX submitted a Form 144 notice to sell 29,208 shares of Common Stock in connection with restricted stock vesting under a registered plan, with the transaction date listed as 06/25/2026. The filing also reports a prior sale of 24,431 shares on 03/25/2026 for $451,240.57, attributed to Robert B. Barrow. The sale reason is listed as Services Rendered.