Welcome to our dedicated page for DRAGONFLY ENERGY HOLDINGS SEC filings (Ticker: DFLI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Dragonfly Energy Holdings Corp. (DFLI) SEC filings page on Stock Titan provides structured access to the company’s U.S. regulatory disclosures, including current reports, registration-related documents, and other key filings. As a Nasdaq-listed lithium battery technology company incorporated in Nevada, Dragonfly Energy uses SEC reports to communicate material events, financial performance, capital markets activity, and governance decisions.
Recent Form 8-K filings document a range of corporate actions. These include multiple underwriting agreements for public offerings of common stock and pre-funded warrants, as well as the intended and completed use of proceeds for working capital, repayment of term loan indebtedness, and investment in next-generation battery technologies such as dry electrode and solid-state processes. Other 8-Ks describe a comprehensive restructuring of the company’s senior secured term loan, including prepayments, conversion of principal into Series B Convertible Preferred Stock, principal forgiveness, revised covenants, and dividend and redemption terms for the preferred stock.
Dragonfly Energy also files 8-Ks to report earnings releases and preliminary financial results, providing detail on net sales, OEM and direct-to-consumer revenue mix, gross margin trends, and adjusted EBITDA. Additional current reports cover shareholder meeting outcomes, such as approval of a reverse stock split proposal and amendments to the 2022 Equity Incentive Plan, as well as the implementation of a 1-for-10 reverse stock split via a Certificate of Amendment filed in Nevada.
Filings further address Nasdaq listing compliance, with one 8-K noting that a Nasdaq Hearings Panel confirmed the company’s regained compliance with minimum bid price and market value of listed securities requirements, along with a mandatory monitoring period. Through Stock Titan, users can track these disclosures alongside AI-powered summaries that highlight key terms, capital structure changes, and their implications, helping readers quickly interpret Dragonfly Energy’s 10-Ks, 10-Qs, 8-Ks, and other SEC documents without manually parsing every section.
Dragonfly Energy Holdings Corp. reported that the Japan Patent Office has granted an allowance for its patent application titled “Powderized Solid-State Electrolyte and Electroactive Materials.” This is the company’s first patent application allowance in Japan.
The allowed patent covers innovations in powderized solid-state electrolyte and electroactive materials that underpin Dragonfly’s solid-state battery development and dry electrode manufacturing platform. These materials are designed to support scalable, solvent-free electrode production while enhancing safety, energy density, and manufacturing efficiency in battery systems.
Dragonfly Energy Holdings Corp. Chief Commercial Officer Wade Seaburg reported a Form 4 transaction involving company common stock. On April 12, 2026, 220 shares of Dragonfly Energy common stock were disposed of at $1.99 per share as a tax-withholding disposition, meaning shares were withheld to cover tax obligations rather than sold on the open market. Following this transaction, Seaburg directly holds 2,327 shares of Dragonfly Energy common stock.
Dragonfly Energy Holdings Corp. director and CEO, Interim CFO & President Denis Phares reported a tax-related share disposition. On this Form 4, 623 shares of common stock were withheld at $1.99 per share to cover tax obligations, rather than sold in the open market.
Following this tax-withholding event, Phares directly holds 167,551 shares of common stock. He also indirectly holds 13,532 shares through the Phares 2021 GRAT dated July 9, 2021, of which he is a trustee, as disclosed in the footnote.
Dragonfly Energy Holdings Corp. Chief Marketing Officer Tyler Bourns reported a routine tax-withholding transaction in company stock. On April 12, 2026, 97 shares of common stock were disposed of at $1.99 per share to cover tax obligations. Following this non‑market transaction, Bourns directly holds 794 shares of Dragonfly Energy common stock.
Dragonfly Energy Holdings Corp. files its annual report outlining a return to growth and a strategic shift toward OEM, trucking, and industrial customers. The company sold 43,129 batteries in 2025 and generated $58.6 million in revenue, up from $50.6 million in 2024, with OEM sales rising to 63.0% of revenue.
Dragonfly expanded Battle Born-branded lithium iron phosphate systems, moved into a new 390,240 square foot Reno facility, and deepened partnerships with major RV OEMs and heavy-duty truck fleets. A seven‑year Battle Born brand licensing and contract manufacturing deal with Stryten Energy is expected to bring $30 million of licensing revenue.
The company is investing heavily in dry-electrode and solid-state cell technology while also managing risk through a 1‑for‑10 reverse stock split and a 2026 cost realignment targeting about $8.9 million in annualized savings, including facility consolidation and compensation reductions. The report also highlights significant risks around indebtedness, capital needs, supplier concentration, technology execution, and maintaining its Nasdaq listing.
Ingargiola Luisa reported acquisition or exercise transactions in this Form 4 filing.
Dragonfly Energy Holdings director Luisa Ingargiola reported an equity compensation award on a recent insider filing. On March 15, 2026, she was granted 4,956 restricted stock units under the company’s 2022 Equity Incentive Plan, which will be settled in shares of common stock when they vest.
The new RSUs vest in three equal annual installments beginning on April 1, 2026, contingent on her continued service. Following this grant, her reported holdings total 7,757 shares of common stock, which reflect a prior one-for-10 reverse stock split and include 1,646 unvested RSUs from an April 12, 2024 grant.
Nelson Brian James reported acquisition or exercise transactions in this Form 4 filing.
Dragonfly Energy Holdings Corp. director Brian James Nelson reported an equity grant. On March 15, 2026, he received 4,204 restricted stock units under the company’s 2022 Equity Incentive Plan, which will settle in common shares and vest in three equal annual installments beginning April 1, 2026, contingent on continued service.
Dragonfly Energy Holdings Corp. reported that Chief Marketing Officer Tyler Bourns received a grant of stock options to buy 20,303 shares of common stock at an exercise price of $2.99 per share under the Dragonfly Energy Holdings Corp. 2022 Equity Incentive Plan.
The options were granted on March 15, 2026 and vest in three equal annual installments beginning on April 1, 2026, provided he remains in continuous employment through each vesting date. After this grant, Bourns holds options covering 20,303 shares, scheduled to expire on March 15, 2036.
Boyle Howarth Perry Jr. reported acquisition or exercise transactions in this Form 4 filing.
Dragonfly Energy Holdings Corp. director Boyle Howarth Perry Jr. received a grant of 4,204 restricted stock units on March 15, 2026 under the company’s 2022 Equity Incentive Plan. These RSUs will be settled in common stock and vest in three equal annual installments starting April 1, 2026, contingent on continued service. Following this award, Perry holds 7,249 shares and RSUs, including 1,646 unvested RSUs from an April 12, 2024 grant that vest in two equal installments on April 12, 2026 and April 12, 2027. The holdings reflect a one-for-10 reverse stock split effective December 18, 2025.
Dragonfly Energy Holdings Corp. reported that CEO, Interim CFO & President Denis Phares received a grant of stock options as equity compensation. On March 15, 2026 he was awarded options to purchase 38,269 shares of common stock at an exercise price of $2.99 per share under the company’s 2022 Equity Incentive Plan. These options vest in three equal annual installments beginning on April 1, 2026, contingent on his continued employment with the company through each vesting date. After this award, he directly holds 38,269 stock options linked to an equal number of common shares, and there were no open‑market purchases or sales reported in this filing.