Welcome to our dedicated page for DRAGONFLY ENERGY HOLDINGS SEC filings (Ticker: DFLI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Dragonfly Energy Holdings Corp. SEC filings document the public-company record for a Nevada lithium battery technology company with common stock traded under DFLI. The filings cover operating results, Regulation FD disclosures, material events, and exhibits related to earnings releases and corporate actions.
The company’s filings also record capital-structure and governance matters, including preferred stock terms, debt restructuring agreements, equity compensation actions, shareholder voting matters, and a completed reverse stock split. Other disclosures address Nasdaq continued-listing compliance and battery technology events, including patent allowance information tied to powderized solid-state electrolyte materials and the company’s dry electrode manufacturing platform.
Dragonfly Energy Holdings Corp. reported corporate housekeeping changes to its charter. On June 5, 2026, the company filed a Certificate of Amendment to its Articles of Incorporation in Nevada to update its registered agent and registered office, effective upon filing.
On the same date, Dragonfly filed a Withdrawal of Designation for its previously authorized Series A Convertible Preferred Stock. The prior Certificate of Designation had created 5,000 shares of Series A Convertible Preferred Stock, but none were issued or outstanding when the withdrawal was filed, and all related provisions were removed from the Articles of Incorporation.
Dragonfly Energy Holdings Corp. ownership update: Alyeska Investment Group, L.P., Alyeska Fund GP, LLC and Anand Parekh state beneficial ownership of 750,270 shares of Common Stock, representing 6.18% of the class. The holding comprises 250,270 shares and 500,000 shares issuable upon exercise of pre-funded warrants.
Shares outstanding are reported as 12,148,783 as of March 31, 2026 (per the Form 10-K dated March 30, 2026). Alyeska Investment Group, L.P. exercises voting and investment control over the shares held by Alyeska Master Fund, L.P.; Anand Parekh disclaims beneficial ownership of those shares.
Dragonfly Energy Holdings reported net sales of $9.7M for the quarter ended March 31, 2026, down from $13.4M a year earlier, as RV OEMs reduced inventory and consumer demand softened. Gross profit decreased to $1.7M, and the company posted a net loss of $6.6M, similar to the prior-year loss.
Cash and cash equivalents fell from $18.3M at year-end 2025 to $8.6M, driven by $8.8M of operating cash outflows. Total assets declined to $75.7M, while liabilities were $48.9M and Series B redeemable preferred stock was $22.8M, leaving common stockholders’ equity at $3.9M.
Management cites 2025 capital raises, term loan restructuring and a new $50M at-the-market equity program as reasons substantial doubt about going concern has been alleviated, provided minimum liquidity of $5.0M is maintained. The company continues to invest in solid-state battery technology and is shifting focus toward trucking and industrial markets, supported by a license deal with Stryten and a large post-quarter purchase order from Stevens Transport.
Dragonfly Energy reported first quarter 2026 net sales of $9.7 million, down 27.3% year over year, as weakness in the RV market pressured volumes. Gross margin fell to 17.6%, and net loss attributable to common shareholders widened to $(7.7) million, or $(0.64) per diluted share.
Operating expenses declined to $7.4 million from $9.8 million after cost-reduction actions, and Adjusted EBITDA was $(4.6) million. Cash and equivalents fell to $8.6 million as of March 31, 2026, with net cash used in operating activities of $8.8 million.
Management highlighted a Stevens Transport purchase order valued at over $3 million spanning nearly 500 trucks and more than $500,000 in additional non-dilutive Nevada Tech Hub funding. For second quarter 2026, the company guides to net sales of about $13.2 million and Adjusted EBITDA of roughly $(1.9) million, implying a sequential revenue increase of approximately 36% and a targeted improvement of $2.7 million in Adjusted EBITDA loss.
Dragonfly Energy Holdings Corp. reported that the Japan Patent Office has granted an allowance for its patent application titled “Powderized Solid-State Electrolyte and Electroactive Materials.” This is the company’s first patent application allowance in Japan.
The allowed patent covers innovations in powderized solid-state electrolyte and electroactive materials that underpin Dragonfly’s solid-state battery development and dry electrode manufacturing platform. These materials are designed to support scalable, solvent-free electrode production while enhancing safety, energy density, and manufacturing efficiency in battery systems.
Dragonfly Energy Holdings Corp. Chief Commercial Officer Wade Seaburg reported a Form 4 transaction involving company common stock. On April 12, 2026, 220 shares of Dragonfly Energy common stock were disposed of at $1.99 per share as a tax-withholding disposition, meaning shares were withheld to cover tax obligations rather than sold on the open market. Following this transaction, Seaburg directly holds 2,327 shares of Dragonfly Energy common stock.
Dragonfly Energy Holdings Corp. director and CEO, Interim CFO & President Denis Phares reported a tax-related share disposition. On this Form 4, 623 shares of common stock were withheld at $1.99 per share to cover tax obligations, rather than sold in the open market.
Following this tax-withholding event, Phares directly holds 167,551 shares of common stock. He also indirectly holds 13,532 shares through the Phares 2021 GRAT dated July 9, 2021, of which he is a trustee, as disclosed in the footnote.
Dragonfly Energy Holdings Corp. Chief Marketing Officer Tyler Bourns reported a routine tax-withholding transaction in company stock. On April 12, 2026, 97 shares of common stock were disposed of at $1.99 per share to cover tax obligations. Following this non‑market transaction, Bourns directly holds 794 shares of Dragonfly Energy common stock.
Dragonfly Energy Holdings Corp. files its annual report outlining a return to growth and a strategic shift toward OEM, trucking, and industrial customers. The company sold 43,129 batteries in 2025 and generated $58.6 million in revenue, up from $50.6 million in 2024, with OEM sales rising to 63.0% of revenue.
Dragonfly expanded Battle Born-branded lithium iron phosphate systems, moved into a new 390,240 square foot Reno facility, and deepened partnerships with major RV OEMs and heavy-duty truck fleets. A seven‑year Battle Born brand licensing and contract manufacturing deal with Stryten Energy is expected to bring $30 million of licensing revenue.
The company is investing heavily in dry-electrode and solid-state cell technology while also managing risk through a 1‑for‑10 reverse stock split and a 2026 cost realignment targeting about $8.9 million in annualized savings, including facility consolidation and compensation reductions. The report also highlights significant risks around indebtedness, capital needs, supplier concentration, technology execution, and maintaining its Nasdaq listing.