Welcome to our dedicated page for DeFi Development SEC filings (Ticker: DFDV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The DeFi Development Corp. (Nasdaq: DFDV) SEC filings page on Stock Titan provides direct access to the company’s U.S. Securities and Exchange Commission disclosures, along with AI-powered summaries to help interpret complex documents. As an emerging growth company and smaller reporting company, DFDV files registration statements, current reports, and proxy materials that outline its business model, capital structure, and digital asset treasury strategy.
Key filings include multiple S-1 and S-1/A registration statements that describe DeFi Development Corp.’s AI-powered commercial real estate platform, its Solana-focused digital asset treasury strategy, and related securities offerings. These documents cover offerings of common stock, pre-funded warrants, cumulative perpetual preferred stock, and variable rate preferred stock referred to as CHAD Stock, with detailed terms on dividends, redemption rights, and potential Nasdaq listings.
Form 8-K current reports disclose material events such as warrant dividend distributions (DFDVW), updates on total shares outstanding and debt principal, Solana and Solana-equivalent holdings, director changes, and press releases related to shareholder letters and business updates. These filings also reference non-GAAP financial measures and warrant distribution FAQs incorporated as exhibits.
The company’s DEF 14A definitive proxy statement provides information on its annual meeting of stockholders, including proposals to elect directors, ratify the independent registered public accounting firm, amend the equity incentive plan, increase authorized common and preferred stock, and approve an employee stock purchase plan. It also explains voting requirements, record dates, and the virtual meeting format.
On Stock Titan, AI-generated highlights help readers quickly understand the structure and implications of DFDV’s 10-K and 10-Q references, S-1 offerings, proxy proposals, and Form 4 insider activity when available. Real-time updates from EDGAR ensure that new filings, such as additional S-1 amendments or 8-K business updates, are added promptly, while AI summaries focus on elements that matter for DeFi Development Corp.’s Solana treasury strategy, preferred stock terms, warrant mechanics, and governance decisions.
DeFi Development Corp. Chief Financial Officer Han Fei reported a tax-related share disposition tied to equity compensation. On the reported date, 2,862 shares of Common Stock were withheld at $4.78 per share to cover taxes due upon vesting of restricted stock units, which is not an open-market sale.
After this withholding, Han Fei directly held 368,843 shares of Common Stock. In addition, 1,000 shares of Series A Preferred Stock and 468,517 shares of Common Stock are held indirectly through Defi Dev LLC, where the securities are voted by manager Parker White.
DeFi Development Corp. filed a shelf registration on Form S-3 to offer up to $1,000,000,000 of common stock, preferred stock, warrants, debt securities and units pursuant to a prospectus dated April 17, 2026. The prospectus permits multiple takedowns and that specific terms for each issuance will appear in prospectus supplements.
The company states its primary business is a Digital Asset Treasury focused on Solana (SOL) and a separate Real Estate Platform being wound down per a board decision on March 31, 2026. Shares outstanding were 29,497,394 as of March 31, 2026, and the last reported sale price was $4.77 per share on April 16, 2026.
Townsend Adam R. reported acquisition or exercise transactions in this Form 4 filing.
DeFi Development Corp. director Townsend Adam R. received a grant of 28,170 shares of common stock in the form of restricted stock units. The award was made at a stated price of $0.00 per share as an equity grant, not a market purchase.
One-fourth of the RSUs vest quarterly following the grant date, so all 28,170 shares are scheduled to vest by the one-year anniversary of the grant, as long as he continues serving through each vesting date. Following this grant, he directly holds 28,170 shares of common stock.
DeFi Development Corp. director Townsend Adam R. has filed an initial Form 3, which is the first statement of beneficial ownership for insiders. The data provided shows no reported transactions, no derivative positions, and no current holdings entries recorded in this filing.
DeFi Development Corp. appointed Adam Townsend to its Board of Directors, expanding the board to seven members. The board approved a grant of 28,170 restricted stock units to Townsend, vesting quarterly over the next year, plus a $7,000 quarterly cash retainer for director service.
Townsend brings experience as Vice President and Chief Financial Officer of VIZIO at Walmart, where he oversaw the $2.3 billion VIZIO acquisition, and previously held senior finance and strategy roles at VIZIO, Showtime Networks, CBS Corporation, E*TRADE, and JPMorgan. The company highlights its strategy of accumulating and compounding Solana (SOL) through staking, DeFi deployment, and validator operations, alongside its AI-powered commercial real estate software platform.
DeFi Development Corp. reported a leadership change and business restructuring. Chief Commercial Officer and director Blake Janover agreed to a Separation Agreement effective March 31, 2026, under which he steps down as an officer but remains on the board.
Mr. Janover will receive a lump-sum cash payment of $692,500 and accelerated vesting of 70,000 restricted stock units granted under the 2023 Equity Incentive Plan, in exchange for a mutual release of claims and modified non‑competition and non‑solicitation covenants. The board also approved winding down the legacy Janover Capital Markets and Janover Insurance businesses.
DeFi Development Corp. director Blake Janover exercised 70,000 restricted stock units into common stock and had shares withheld for taxes. On this vesting event, 70,000 RSUs converted into 70,000 shares of common stock at an exercise price of $0.00 per share.
To cover tax obligations, 17,045 common shares were withheld at $3.45 per share, a non-market, tax-withholding disposition. After these transactions, Janover directly holds 61,236 shares of common stock. Footnotes note a 7-for-1 forward stock split effective on May 21, 2025 and that all shares under an April 9, 2025 restricted stock award became fully vested in connection with a separation agreement.
DeFi Development Corp. director Tai Zachary Aris received a grant of stock options for 656 shares of common stock. The options have an exercise price of $22.50 per share, are fully vested and exercisable on the grant date, and expire on January 21, 2028. The grant adjusts prior equity awards in connection with a warrant dividend distributed on October 27, 2025.
DeFi Development Corp. director William J. Caragol reported a grant of stock options linked to the company’s common stock. He received options for 16,795 shares with an exercise price of $22.50 per share, fully vested and exercisable on the March 31, 2026 grant date, expiring January 21, 2028.
The footnotes state this grant adjusts his outstanding equity awards in connection with a warrant dividend DeFi Development Corp. distributed to its common stockholders on October 27, 2025, making this a compensation-related equity adjustment rather than an open‑market trade.