Welcome to our dedicated page for Defi Technologies SEC filings (Ticker: DEFT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The DeFi Technologies Inc. (DEFT) SEC filings page provides access to the company’s regulatory disclosures as a foreign private issuer in the United States. DeFi Technologies files current reports on Form 6-K and annual reporting information on Form 40-F, which together offer insight into its operations as a financial technology company linking traditional capital markets and decentralized finance.
Form 6-K submissions typically attach news releases covering topics such as digital asset ETP launches by its subsidiary Valour, new listings on exchanges including Brazil’s B3, venture portfolio milestones, leadership transitions, and other material corporate events. These filings allow investors to review the exact text of company announcements as furnished to the U.S. Securities and Exchange Commission.
The company also furnishes interim condensed consolidated financial statements, management’s discussion and analysis, and related certifications through its Form 40-F related filings. These documents provide detail on DeFi Technologies’ financial position, results of operations and risk disclosures in connection with its activities in digital asset management, trading, research and infrastructure.
On this page, investors can also monitor filings that reference governance and leadership changes, as well as documents that incorporate information about subsidiaries such as Valour, Stillman Digital, Reflexivity Research, Neuronomics and DeFi Alpha. For those analyzing DEFT, the combination of 6-K current reports and 40-F materials offers a structured view of how the company reports its business developments and financial performance in a regulated format.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of each document in plain language. Users can quickly identify the main themes in lengthy filings, such as the nature of new product listings, geographic expansion steps, or the financial context around quarterly results, while retaining the ability to review the original SEC documents in full.
Defi Technologies, Inc. Schedule 13G reports that Olivier Roussy Newton beneficially owns 8,612,500 Common Shares, representing 2.2% of the class based on 387,802,239 shares outstanding as of April 21, 2026. The position includes 5,000,000 shares underlying vested options and 3,612,500 shares underlying warrants. The reporting person holds sole voting and dispositive power over these shares.
DeFi Technologies Inc. reported that its asset management subsidiary Valour secured approximately US$11 million in aggregate institutional investment into its Hedera (HBAR) exchange traded products. This includes US$10 million into the Valour Hedera ETP on Börse Frankfurt and US$1 million into Valour Hedera SEK on Sweden's Spotlight Exchange.
The investments, sourced through DeFi Technologies' Abu Dhabi Insights Symposium, are described as a pivotal step in expanding Valour's assets under management in Germany and demonstrate institutional demand for regulated Hedera exposure via traditional market infrastructure. As Valour earns management fees on its ETP assets under management, growth in AUM directly supports the revenue-generating capacity and operating leverage of its asset management business.
DeFi Technologies Inc. reports that QCAD, the Canadian dollar stablecoin developed by its venture portfolio company Stablecorp, is now live for trading on Kraken, a major global digital asset exchange. This expands access to a compliant CAD‑denominated stablecoin for users seeking regulated digital asset exposure.
Stablecorp positions QCAD as Canada’s first compliant CAD stablecoin, supported by the QCAD Digital Trust, an Ontario trust that holds reserve assets for QCAD holders. DeFi Technologies is an investor and strategic collaborator, helping scale QCAD across product development, liquidity, market access and long-term security planning as digital asset infrastructure in Canada evolves.
DeFi Technologies Inc. reported record 2025 results, with revenue of $99.1 million and net income of $62.7 million, turning around from a prior-year loss. Revenue rose from $31.4 million in 2024, and net income improved from a net loss of $(27.6) million, showing a major profitability shift.
In Q4 2025, revenue reached $20.0 million and net income was $28.9 million, compared to negative revenue and a net loss in Q4 2024. Operating expenses fell to $52.6 million, while cash, stablecoins, digital asset treasury holdings, and the venture portfolio totaled about $178.7 million at year-end, giving the company substantial financial resources.
DeFi Technologies Inc. reported audited full-year 2025 financial results with record revenue of $99.1 million and record net income of $62.7 million, highlighting strong profitability in its digital asset-focused platform.
The company ended the year with more than $113 million in cash, and total cash, treasury, and venture portfolio value of about $178.7 million, giving it significant financial flexibility. Management emphasized the diversified nature of its business across Valour’s ETP platform, Stillman Digital’s institutional services, Reflexivity Research, and DeFi Alpha, and outlined plans to expand structured products, institutional fund structures, and new markets in 2026.
DeFi Technologies Inc. filed its Annual Report on Form 40-F disclosing audited 2025 financial statements, a material weakness in internal control over financial reporting, and restatements to interim 2024 quarters related to the valuation and classification of equity investments in digital assets.
Management reported a material weakness arising from incorrect accounting for locked tokens held via private funds, applied a discount for lack of marketability (DLOM), disclosed reclassifications between current and non-current assets, and described remediation steps including NetSuite and Cryptio implementations and engagement of a Big Four CPA for control documentation.
DeFi Technologies Inc. reports that the Ontario Securities Commission has granted a management cease trade order because the company has not yet filed its audited annual financial statements, MD&A, and related certifications for the year ended December 31, 2025.
The order restricts the chief executive officer and chief financial officer from trading the company’s securities, including under automatic plans, until the filings are completed, but does not restrict trading by other shareholders. The delay stems from a late SOC 2 Type 2 report from a material third-party counterparty needed for audit procedures. Until the annual filings are submitted, DeFi Technologies will issue bi‑weekly default status updates under National Policy 12‑203.
DeFi Technologies Inc. reports that the Ontario Securities Commission has granted a management cease trade order because the company has not yet filed its audited annual financial statements, MD&A, and related certifications for the year ended December 31, 2025.
The order restricts the chief executive officer and chief financial officer from trading the company’s securities, including under automatic plans, until the filings are completed, but does not restrict trading by other shareholders. The delay stems from a late SOC 2 Type 2 report from a material third-party counterparty needed for audit procedures. Until the annual filings are submitted, DeFi Technologies will issue bi‑weekly default status updates under National Policy 12‑203.
DeFi Technologies Inc. reported that its subsidiary Valour has appointed Jacob Lindberg as Chief Revenue Officer to lead commercial strategy in the Nordic region and key European markets. He will focus on expanding Valour’s digital asset ETP platform, institutional partnerships, and broader institutional investment product offerings.
The company highlights plans to move beyond listed ETPs into UCITS-style funds, actively managed certificates, hedge fund and fund-of-funds strategies, aiming to build more durable, diversified assets under management. Lindberg’s background as founder and former CEO of crypto index provider Vinter, and his experience designing innovative digital asset indexes, are presented as core strengths for this growth phase.
DeFi Technologies Inc. reported that its subsidiary Valour has appointed Jacob Lindberg as Chief Revenue Officer to lead commercial strategy in the Nordic region and key European markets. He will focus on expanding Valour’s digital asset ETP platform, institutional partnerships, and broader institutional investment product offerings.
The company highlights plans to move beyond listed ETPs into UCITS-style funds, actively managed certificates, hedge fund and fund-of-funds strategies, aiming to build more durable, diversified assets under management. Lindberg’s background as founder and former CEO of crypto index provider Vinter, and his experience designing innovative digital asset indexes, are presented as core strengths for this growth phase.
DeFi Technologies Inc. reported preliminary unaudited full-year 2025 results with record revenue of $99.1 million and record net income of $62.7 million. Management highlighted a stronger balance sheet, including more than $113 million in cash and approximately $178.7 million in combined cash, treasury, and venture portfolio value as of year-end.
The company disclosed a delay in filing its audited 2025 financial statements and related disclosures, tied to late receipt of a third-party SOC 2 Type 2 report. It has applied for a temporary management cease trade order, noting that, if not granted, regulators may impose a broader cease trade order. DeFi Technologies also appointed Jonathan Dimitry as new independent Chair of the Audit Committee to further support governance and financial reporting oversight.
DeFi Technologies Inc. filed a Form 6-K furnishing its Annual Information Form for the year ended December 31, 2025. The document outlines how the company bridges traditional capital markets and decentralized finance through six business lines, including Valour’s crypto ETP platform, a ventures arm, DeFi Alpha trading, Reflexivity Research, and Stillman Digital’s OTC liquidity services.
The AIF reviews three years of business development, such as the launch of multiple new ETPs across European and Brazilian exchanges, the 2025 Nasdaq listing, a Normal Course Issuer Bid, and a US$100 million registered direct offering completed in 2025. It also describes significant digital asset investments in Solana and Avalanche funds, treasury adoption of Bitcoin, prior financial statement restatements and auditor changes, and extensive risk disclosures tied to staking, lending, custody and crypto market volatility.