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Canadian Solar SEC Filings

CSIQ NASDAQ

Canadian Solar Inc. filings document a foreign private issuer in solar technology, battery energy storage and renewable project development. Its Form 20-F annual reports and Form 6-K current reports cover operating results, segment activity, risk factors, governance, capital structure and material events tied to its Manufacturing and Recurrent Energy businesses.

The filing record includes reports on CSI Solar Co., Ltd., Canadian Solar's majority-owned subsidiary listed on the Shanghai Stock Exchange's Sci-Tech Innovation Board, including translated quarterly, preliminary and earnings forecast disclosures. Other 6-K reports document financial results, shareholder voting matters, material agreements and capital actions such as convertible senior notes, along with disclosures related to U.S. manufacturing capacity and the solar and battery storage value chain.

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Canadian Solar Inc. Lead General Counsel Chen Yu (Kang) reported routine equity compensation transactions. On May 13, 2026, she exercised 2,711 Restricted Share Units into an equal number of common shares at a stated price of $0.00 per share, reflecting vesting rather than a market purchase.

In connection with this, 898 common shares were disposed of as a tax-withholding payment, not an open-market sale, at a reported price of $19.83 per share. After these transactions, she directly holds 4,359 common shares of Canadian Solar and 11,946 RSUs, which the filing notes have no expiration date.

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Canadian Solar Inc. insider Chen Yu (Kang), the company’s Lead General Counsel, filed an amended Form 3 to update her reported holdings. The amendment corrects a clerical error and now shows beneficial ownership of 2,546 common shares held directly. No new buy or sell transaction is reported.

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Canadian Solar Inc. Chief Technology Officer Shawn Xiaohua Qu reported routine equity compensation activity involving company common stock and restricted share units. On May 13, 2026, he exercised 8,133 restricted share units into the same number of common shares at a stated price of $0.00 per share.

In connection with this, 3 common shares were disposed of as a tax-withholding disposition at $19.83 per share, a standard mechanism to cover tax obligations rather than an open-market sale. Following these transactions, Qu held 13,779,571 common shares directly, plus 275,935 common shares indirectly through his spouse, and 45,019 restricted share units outstanding.

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Canadian Solar Inc. Chief Operating Officer Dylan Marx reported routine equity compensation activity. On May 13, 2026, he exercised 2,717 Restricted Share Units into Common Stock and, in a separate transaction, 1,604 shares were disposed of to cover tax obligations at $19.83 per share. Net of tax withholding, he effectively received additional shares and now directly holds 3,827 Common shares, along with 15,027 Restricted Share Units following the transactions.

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Canadian Solar Inc. Chief Financial Officer Zhu Xinbo reported routine equity compensation activity involving restricted share units. On May 13, 2026, he exercised 5,422 restricted share units into common stock, and 3 common shares were disposed of at $19.83 per share to cover tax obligations. Following these transactions, he directly holds 145,309 common shares and 28,866 restricted share units. The filing reflects compensation-related vesting and tax withholding rather than open-market buying or selling.

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Canadian Solar Inc. reported first quarter 2026 revenue of $1.1 billion, as lower solar module sales were partly offset by stronger battery storage demand. Solar module shipments recognized as revenue were 2.5 GW, sharply lower quarter-over-quarter, while battery energy storage shipments rose to 2.1 GWh.

Gross profit increased to $271 million and gross margin to 25.1%, helped by a one-time $93 million tariff refund. Net loss attributable to shareholders narrowed to $32 million, or $0.71 per share, and cash ended at $1.9 billion with total debt of $6.8 billion. The company guided Q2 2026 revenue of $1.0–$1.2 billion, gross margin of 13–15%, module shipments of 3.1–3.3 GW and storage shipments of 2.8–3.2 GWh, and announced Colin Parkin as the new CEO as founder Dr. Shawn Qu becomes Executive Chairman and CTO.

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Canadian Solar Inc. filed a Form 6-K furnishing Q1 2026 results for its majority-owned subsidiary CSI Solar Co., Ltd. CSI Solar reported operating revenue of RMB7.13 billion, down from RMB8.59 billion a year earlier, reflecting softer top-line demand.

Despite lower revenue, net profit attributable to shareholders jumped to RMB519 million from RMB47 million, driven mainly by recognition of refundable tariffs under the International Emergency Economic Powers Act (IEEPA) after recent U.S. court rulings. Net profit excluding non-recurring items rose to RMB344 million.

Operating cash flow swung to an outflow of RMB157 million from an inflow of RMB1.39 billion as some sales proceeds were not yet collected. Total assets were RMB63.08 billion and equity attributable to shareholders was RMB23.64 billion. The figures are unaudited and prepared under PRC GAAP, which differs materially from Canadian Solar’s U.S. GAAP reporting.

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Canadian Solar Inc. files its annual Form 20-F, outlining a global business now organized into two main segments: Manufacturing (CSI Solar plus new U.S.-focused CS PowerTech) and Recurrent Energy (project development, asset sales and power services).

The company highlights a strategic shift toward the United States, where 19.5%, 46.3% and 49.6% of consolidated revenue came from the U.S. in 2023, 2024 and 2025, while China’s share declined over the same period. Long‑lived assets are also tilting toward the U.S. as capital is deployed into new module, cell and storage factories in Texas, Indiana and Kentucky.

The filing details extensive risk factors, including volatility in solar and storage markets, supply chain and pricing pressure, project execution and offtake risks, heavy use of debt, and complex global trade and tariff regimes. It also emphasizes legal and operational risks tied to CSI Solar’s large manufacturing base in China, HFCAA-related audit oversight history, evolving U.S. clean energy tax rules under the IRA and OBBBA, and broad ESG and climate-disclosure requirements emerging in the U.S., Europe and China.

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Canadian Solar Inc. director Shawn Xiaohua Qu exercised stock options to acquire additional shares. On April 1, 2026, Qu exercised 18,779 stock options at an exercise price of $9.328 per share, receiving the same number of common shares.

After this exercise, Qu directly owned 13,771,441 common shares. In addition, Qu’s spouse held 275,935 common shares and 7,512 stock options indirectly, with these remaining options also having a $9.328 exercise price and expiring on May 20, 2026. No open-market sales were reported in this filing.

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Canadian Solar Inc. director Lauren C. Templeton reported routine equity compensation activity. On April 2, 2026, she received a grant of 2,200 Restricted Share Units (RSUs) that have no expiration date. The same day, she exercised 770 RSUs, converting them into 770 shares of common stock.

To cover tax obligations, 4 common shares were withheld at a price of $13.21 per share, leaving her with 23,794 common shares held directly after these transactions. The filing shows compensation-related grants and an exercise with minor tax withholding, not open-market buying or selling.

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FAQ

How many Canadian Solar (CSIQ) SEC filings are available on StockTitan?

StockTitan tracks 47 SEC filings for Canadian Solar (CSIQ), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Canadian Solar (CSIQ)?

The most recent SEC filing for Canadian Solar (CSIQ) was filed on May 15, 2026.