Welcome to our dedicated page for Australian Oilseeds SEC filings (Ticker: COOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Australian Oilseeds Holdings Limited (NASDAQ: COOT) filings with the U.S. Securities and Exchange Commission, including its reports as a foreign private issuer. Australian Oilseeds files annual reports on Form 20-F and current reports on Form 6-K that describe its operations in sustainable oilseeds and edible oils, financial condition, governance structure and interactions with The Nasdaq Stock Market.
In its Form 6-K filings, the company has reported on topics such as compliance with Nasdaq listing rules, including stockholders’ equity and minimum bid price requirements, and the transfer of its securities to The Nasdaq Capital Market. These filings may include interim balance sheets, pro forma adjustments and other financial information used to demonstrate compliance with Nasdaq’s equity rules. They also document transactions like debt-to-equity conversions that affect borrowings and shareholders’ equity.
Australian Oilseeds’ SEC reports also cover corporate governance developments. Recent 6-Ks describe changes in the composition of the board of directors, the appointment and resignation of directors, the designation of committee chairs for the audit, compensation and nominating and corporate governance committees, and the appointment of a co-chief executive officer. These disclosures often reference director independence under Nasdaq Listing Rules and summarize key terms of director and executive agreements.
Through this filings page, users can review the company’s consolidated financial statements, including statements of financial position, profit or loss and other comprehensive income, and changes in equity that are furnished in certain 6-Ks. Real-time updates from EDGAR ensure that new Form 6-K and Form 20-F submissions are available as they are filed. AI-powered summaries on Stock Titan help explain the content of lengthy filings, highlight important changes in equity, debt, governance and listing status, and make it easier to interpret complex tables and disclosures. Users can also quickly locate information relevant to quarterly and annual results, capital structure, and board and management changes without reading every line of each document.
Australian Oilseeds Holdings Ltd filed an initial Form 3 identifying Saw Khoon Ming as a reporting insider. He is listed as both a director and Co-CEO of the company. The filing is administrative in nature and does not report any insider trades or derivative positions.
Australian Oilseeds Holdings Ltd director Lee Ho Yeung has filed an initial Form 3 as a reporting person for COOT. The insider filing data shows no reportable transactions, no share purchases or sales, and no derivative positions or holdings listed in this initial statement.
Australian Oilseeds Holdings Ltd director and audit committee chair Yi Long filed an initial Form 3 reporting status as an insider of the company. The filing shows no reportable transactions or holdings in either common stock or derivative securities at this time.
Australian Oilseeds Holdings Ltd director Cozneac Elena-Evelyn filed an initial Form 3, which identifies her as a reporting person for issuer COOT. The available data for this filing shows no reported buy, sell, or other insider transactions and no derivative positions.
Australian Oilseeds Holdings Limited reported leadership changes in its finance team and board. On March 27, 2026, Chief Financial Officer Amarjeet Singh resigned, stating his departure was not due to any disagreement with the company. Effective March 31, 2026, the board appointed Jiang Honglei, a finance executive with audit and leasing experience, as the new CFO under an executive employment agreement.
On March 27, 2026, independent director Elena Cozneac also resigned, likewise without any stated disagreement. The board appointed Mok Sin Ting as a new independent director effective March 30, 2026, under a director offer letter. The company filed the forms of Jiang’s employment agreement and Mok’s director offer letter as exhibits.
Australian Oilseeds Holdings Limited entered into a securities purchase agreement for a private placement of up to $8,400,000. The company plans to issue up to 16,800,000 units at $0.50 per unit, each unit consisting of one ordinary share and a warrant to buy two additional shares at $0.70 per share, subject to closing conditions.
The securities are being sold under exemptions from U.S. registration, and the company intends to file a registration statement to cover the resale of the securities. Australian Oilseeds also appointed Assentsure PAC as its new independent auditor, replacing BDO Audit Pty Ltd, and states the change did not arise from any disagreement on accounting or auditing matters.
Australian Oilseeds Holdings Ltd director and Co-Chief Executive Officer Gary Donald Seaton filed an initial ownership report showing indirect holdings of Ordinary Shares. The filing states that JSKS Enterprises Pty. Ltd. is the record holder of 18,437,459 Ordinary Shares, and Seaton is its 100% owner. He may be deemed the beneficial owner of these shares and has voting power over the Ordinary Shares held by JSKS Enterprises Pty. Ltd.
Australian Oilseeds Holdings Limited completed a private placement of 2,000,000 units to accredited investors at US$1.00 per unit. Each unit includes one Class A ordinary share and a warrant to purchase two additional shares at US$2.00 per share.
The transaction closed on March 6, 2026, providing the company with gross proceeds of US$2.0 million before expenses and any future warrant exercise proceeds. On the closing date, investors received 2,000,000 ordinary shares and 2,000,000 warrants, all issued under a Regulation S exemption from U.S. registration.
Australian Oilseeds Holdings Limited reported an administrative change to its share administration. Effective as of February 27, 2026, the company appointed Transhare Corporation as its new transfer agent and registrar. The company’s registered ordinary shares with a par value of US$0.0001 per share and related records will be moved from its prior transfer agent, Continental Stock Transfer & Trust Company, to Transhare.
Arena Investors and an affiliated fund reported a significant ownership stake in Australian Oilseeds Holdings Ltd. Through ARENA BUSINESS SOLUTIONS GLOBAL SPC II LTD., they beneficially own 1,750,000 common shares, representing about 6.27% of the company’s outstanding ordinary shares as of December 4, 2025.
The filing states Arena Investors, LP may be deemed to share beneficial ownership as investment manager to the fund, while each reporting person disclaims beneficial ownership beyond shares directly held. They also certify the holdings were not acquired to change or influence control of Australian Oilseeds Holdings.