Cooper Companies (COO) director exercises RSUs and gets new award

Q: Did Maria Rivas buy or sell Cooper Companies (COO) stock on the open market?

No open-market buys or sells are reported. The transactions reflect an exercise of 3,322 restricted stock units into common stock and a new award of 3,779 restricted stock units as compensation, rather than market purchases or sales of Cooper Companies shares.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Cooper Companies director Maria Rivas reported routine equity compensation changes. She exercised restricted stock units into 3,322 shares of common stock on April 1, 2026, and now holds 3,322 shares directly. She also received a new grant of 3,779 restricted stock units scheduled to vest on April 1, 2027. In addition, 11,141 common shares are held indirectly through The Maria Rivas Trust Dated June 24, 2013, where she serves as sole trustee.

Insider Trade Summary

3,322 shares exercised/converted

Mixed 4 txns

Insider Rivas Maria

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	3,322	$0.00	--
Grant/Award	Restricted Stock Units	3,779	$0.00	--
Exercise	Common Stock	3,322	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 3,322 shares (Direct); Common Stock — 11,141 shares (Indirect, see footnote)

Footnotes (1)

Shares held by The Maria Rivas Trust Dated June 24, 2013, of which the Reporting Person is sole trustee. This award has no expiration date. Units will either vest or be forfeited.

Key Figures

RSUs exercised: 3,322 shares RSU grant: 3,779 units Direct common shares: 3,322 shares +3 more

6 metrics

RSUs exercised 3,322 shares Restricted Stock Units converted to common stock on April 1, 2026

RSU grant 3,779 units New restricted stock unit award scheduled to vest April 1, 2027

Direct common shares 3,322 shares Common stock held directly following the April 1, 2026 transactions

Indirect common shares 11,141 shares Held by The Maria Rivas Trust Dated June 24, 2013

Exercise date April 1, 2026 Date RSUs were exercised into 3,322 common shares

RSU vesting date April 1, 2027 Scheduled vesting date for the 3,779-unit RSU grant

Key Terms

Restricted Stock Units, derivative exercise/conversion, grant/award acquisition, indirect ownership, +1 more

5 terms

Restricted Stock Units financial

"security_title: "Restricted Stock Units" with underlying security title "Common Stock""

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative exercise/conversion financial

"transaction_action: "derivative exercise/conversion" for 3,322 units on April 1, 2026"

grant/award acquisition financial

"transaction_action: "grant/award acquisition" describing the 3,779-unit RSU grant"

indirect ownership financial

"ownership_type: "indirect" with nature_of_ownership: "see footnote" and 11,141 shares"

trust financial

"Shares held by The Maria Rivas Trust Dated June 24, 2013, of which the Reporting Person is sole trustee."

Form 4 Insider Transactions: What Each Field Means →

04/06/2026 - 05:16 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rivas Maria

(Last)

(First)

(Middle)

C/O THE COOPER COMPANIES, INC.

6101 BOLLINGER CANYON ROAD, SUITE 500

(Street)

SAN RAMON

CALIFORNIA

94583

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC. [ COO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/01/2026		M		3,322	A	$0.00	3,322	D
Common Stock								11,141	I	see footnote⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	$0.00	04/01/2026		M			3,322	04/01/2026	⁽²⁾	Common Stock	3,322	$0.00	0.00	D
Restricted Stock Units	$0.00	04/01/2026		A		3,779		04/01/2027	⁽²⁾	Common Stock	3,779	$0.00	3,779	D

Explanation of Responses:

1. Shares held by The Maria Rivas Trust Dated June 24, 2013, of which the Reporting Person is sole trustee.

2. This award has no expiration date. Units will either vest or be forfeited.

Remarks:

	Maria Rivas, M.D. by Greta Kolcon, as Attorney-in-Fact	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did COO director Maria Rivas report on this Form 4?

Maria Rivas exercised restricted stock units into 3,322 common shares and received 3,779 new restricted stock units. The filing also shows 11,141 common shares held indirectly through a trust where she is sole trustee, reflecting both direct and indirect equity exposure.

Did Maria Rivas buy or sell Cooper Companies (COO) stock on the open market?

No open-market buys or sells are reported. The transactions reflect an exercise of 3,322 restricted stock units into common stock and a new award of 3,779 restricted stock units as compensation, rather than market purchases or sales of Cooper Companies shares.

How many Cooper Companies (COO) shares does Maria Rivas hold directly and indirectly?

Direct holdings are 3,322 common shares, with 11,141 shares held indirectly. The indirect shares are held by The Maria Rivas Trust Dated June 24, 2013, where she is the sole trustee, giving her authority over those trust-held shares alongside her direct ownership.

What are the key terms of Maria Rivas’s new restricted stock unit grant at COO?

The new grant covers 3,779 restricted stock units linked to common stock. According to the filing, these units carry no stated expiration date and will either vest or be forfeited, with an expected vesting date of April 1, 2027 for the full award.

Were any derivative positions left after Maria Rivas’s RSU exercise at Cooper Companies?

The filing’s derivative summary shows no remaining derivative positions. Rivas exercised 3,322 restricted stock units into common stock and reported a separate new grant of 3,779 restricted stock units, with no additional unexercised derivative awards listed after these transactions.