Welcome to our dedicated page for Cohen Company SEC filings (Ticker: COHN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Cohen & Company Inc (COHN) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Cohen & Company is a Maryland corporation with its common stock listed on the NYSE American, and it reports under Commission File Number 1-32026. Its filings give detailed insight into the performance and structure of its Capital Markets, Asset Management, and Principal Investing segments.
Investors can review Current Reports on Form 8-K that Cohen & Company files to announce material events. Recent 8-K filings have covered quarterly financial results, including revenue, net income, and segment performance, as well as special common stock dividends. Other 8-Ks discuss SPAC-related transactions, such as business combination agreements and closings involving sponsored SPACs, the conversion and transfer restrictions of founder shares, and the impact of these transactions on the company’s holdings. Additional 8-Ks address items like amendments to loan agreements and the sale of legacy Alesco CDO management contracts.
Through this page, users can also locate references to the company’s periodic reports, such as Forms 10-Q and 10-K, which are cited in 8-Ks for more detailed financial statements, risk factors, and management’s discussion and analysis. These filings explain how Cohen & Company’s fixed income trading, new issue and advisory activities, asset management mandates, and principal investments contribute to its financial condition and results of operations.
Stock Titan enhances these documents with AI-powered summaries that highlight key points from lengthy filings, helping readers quickly understand the significance of earnings releases, special dividends, SPAC transactions, and financing arrangements. Real-time updates from EDGAR, combined with structured access to exhibits and Form 4 insider-related information where available, make this page a practical starting point for analyzing COHN’s regulatory disclosures.
Cohen & Company Inc. reported much stronger results for the three months ended March 31, 2026. Total revenues rose to $57.9 million from $28.7 million a year earlier, driven mainly by investment banking and new issue revenue of $45.7 million and net trading revenue of $13.2 million.
Operating income increased to $5.1 million from $0.1 million, and net income attributable to Cohen & Company Inc. grew to $1.5 million from $0.3 million. Basic earnings per share were $0.82 versus $0.19, while diluted earnings per share were $0.42.
At March 31, 2026, total assets were $684.1 million and total equity was $100.1 million. Cash and cash equivalents declined to $19.0 million, with net cash used in operating activities of $31.2 million. The company reported $1.3 billion in assets under management and continued to expand SPAC-related activities, including Columbus Circle Capital vehicles and an investment in ProCap Financial (ticker BRR).
Cohen & Company Inc. reported first quarter 2026 results and declared a quarterly dividend of $0.25 per share. Revenue was $57.9 million, driven mainly by $45.7 million from investment banking and new issue activity and $13.2 million from net trading.
Net income attributable to Cohen & Company Inc. was $1.5 million, or $0.42 per fully diluted share, compared with $0.19 per share a year earlier. Adjusted pre-tax income, a non-GAAP measure, was $4.0 million, or $0.65 per fully diluted share.
Management highlighted continued growth in the gestation repo business, which reached a $3.9 billion book size, and the completion of the sponsored SPAC Columbus Circle Capital Corp. II’s $230 million IPO. As of March 31, 2026, the company had approximately $1.3 billion of assets under management.
Cohen & Co Inc. Executive Chairman Daniel G. Cohen reported a bona fide gift of 8,000 shares of common stock. The gift was recorded at a price of $0.00 per share, reflecting a non-market, no‑consideration transfer.
After the gift, Cohen directly holds 24,757 shares of common stock. A separate entry shows 80,000 shares of common stock held indirectly through the EBC 2013 Family Trust, indicating an additional indirect ownership position.
Cohen & Company Inc. is asking stockholders to vote at an all-virtual annual meeting on June 3, 2026. Investors will elect five directors, approve a major expansion of the 2020 Long-Term Incentive Plan, and ratify Grant Thornton LLP as independent auditor for 2026.
The incentive plan amendment would raise common shares authorized for issuance from 2,500,000 to 4,500,000 and add an automatic annual increase of 9% of fully diluted common shares from July 1, 2027 through July 1, 2030. The proxy also details sizable 2024–2025 cash and equity bonuses for top executives, tied to strong growth in adjusted pre-tax income, investment banking revenue and mortgage-related activities, as well as special and regular dividends and capital management steps.
Cohen & Co Inc. Executive Chairman and 10% owner Daniel G. Cohen reported a bona fide gift of 20,000 shares of common stock on March 30, 2026. The gift was made at a stated price of $0.00 per share and is not a market sale.
Following the gift, Cohen holds 32,757 common shares directly. He also has indirect ownership of 80,000 common shares held by the EBC 2013 Family Trust, giving him a substantial continuing stake in the company after the reported transfer.
Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, reported open-market sales of company common stock over two days. He sold 6,113 shares on March 19, 2026 at a weighted average price of $17.15 per share, in multiple trades between $17.1383 and $17.1839. He then sold 705 shares on March 20, 2026 at a weighted average price of $15.58, with individual trades between $15.01 and $15.6735. After these sales, he directly holds 69,073 shares of Cohen & Co Inc. common stock.
Cohen & Co Inc. executive Joseph W. Pooler Jr., EVP, CFO and Treasurer, was granted 160,000 Cohen & Company, LLC LTIP Units as a long-term equity award under the company’s 2020 Long-Term Incentive Plan. The LTIP Units were awarded at a price of $0.00 per unit.
The LTIP Units are restricted membership units intended to qualify as profits interests for U.S. federal income tax purposes. They are scheduled to vest in stages, with 20% of the units vesting on each of the first five anniversaries of the grant date, subject to Mr. Pooler’s continued service on each vesting date.
After restrictions on applicable LTIP Units lapse, Mr. Pooler may convert vested LTIP Units into membership units of Cohen & Company, LLC on a one-for-one basis, consistent with the plan and the LLC agreement. Following any such conversion, he may cause the LLC to redeem those units for either cash or, at the company’s option, one share of Cohen & Co Inc. common stock for every ten units. Separately, Mr. Pooler directly holds 75,891 shares of Cohen & Co Inc. common stock following the reported transactions.
Cohen & Co Inc. reported that Chief Executive Officer Lester Raymond Brafman received a grant of 1,605,000 Cohen & Company, LLC LTIP Units under the company’s 2020 Long-Term Incentive Plan. These LTIP Units are intended to qualify as profits interests for U.S. federal income tax purposes.
The award vests in five equal installments of 20% on each of the first through fifth anniversaries of the grant date, subject to his continued service. After restrictions lapse, each LTIP Unit may convert into one Operating LLC unit, which the LLC may redeem for cash or one share of common stock for every ten units.