Welcome to our dedicated page for Connectone Bn SEC filings (Ticker: CNOBP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Connectone Bn's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Connectone Bn's regulatory disclosures and financial reporting.
Pappas Mark J reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp, Inc. reported that EVP & Chief Risk Officer Mark J. Pappas received a grant of 3,507 shares of common stock as a compensation award. These are deferred stock units subject to forfeiture that vest in three equal installments on 3/25/27, 3/25/28, and 3/25/29. Following this grant, his directly held common stock position reported in the filing is 7,763 shares.
Schwartz Robert Allan reported acquisition or exercise transactions in this Form 4 filing.
ConnectOne Bancorp EVP & General Counsel Robert Allan Schwartz received an award of 9,250 shares of Common Stock as deferred stock units. The grant is subject to forfeiture and will vest in three equal installments on March 25, 2027, 2028, and 2029. Following this award, Schwartz directly holds 50,953.83 shares.
ConnectOne Bancorp EVP Steven Primiano reported routine equity compensation activity. He acquired 1,736 shares of Common Stock on March 25, 2026 from earned performance units granted on March 20, 2023, and 868 shares were withheld at $26.67 per share to cover related tax obligations.
He also received a grant of 3,597 deferred stock units that are subject to forfeiture and vest in three equal installments on 3/25/27, 3/25/28, and 3/25/29. Following these transactions, Primiano directly holds 19,628 shares of Common Stock, reflecting compensation-related awards rather than open-market buying or selling.
ConnectOne Bancorp EVP & Chief Compliance Officer Laura Criscione received stock-based compensation and had shares withheld for taxes. She acquired 1,940 shares of common stock pursuant to earned performance units originally granted on March 20, 2023, and 970 shares were withheld at $26.27 per share to cover related tax obligations. She also received a grant of 3,552 deferred stock units that vest over three years, with one-third vesting on 3/25/27, one-third on 3/25/28, and the final third on 3/25/29. Following these transactions, she directly holds 104,640 common shares and indirectly holds 780 shares as custodian for her daughter.
ConnectOne Bancorp, Inc. director and Bank President Elizabeth Magennis reported compensation-related stock activity in common shares. She acquired 5,548 shares pursuant to earned performance units granted on March 20, 2023, and the company withheld 2,774 shares at $26.27 per share to cover tax obligations on those units. She also received a separate grant of 12,642 deferred stock units that are subject to forfeiture and vest over three years, with one-third vesting on March 25, 2027, March 25, 2028, and March 25, 2029. Following these transactions, she directly holds 144,283 common shares.
ConnectOne Bancorp Senior EVP & CFO William S. Burns reported compensation-related stock transactions involving the company’s common stock. He acquired 5,157 shares pursuant to earned performance units granted on March 20, 2023, then had 2,578 of those shares withheld at a price of $26.27 per share to cover tax obligations.
Burns also received a separate grant of 11,162 deferred stock units at no cost. These units are subject to forfeiture and vest over three years, with one-third vesting on 3/25/27, one-third on 3/25/28, and the final third on 3/25/29. Following these transactions, he directly holds 137,182 shares of ConnectOne Bancorp common stock.
ConnectOne Bancorp Chairman & CEO Frank Sorrentino III reported compensation-related stock activity, not open-market trading. On March 25, 2026, he acquired 19,205 shares of common stock at $0.00 per share from earned performance units, with 11,523 shares withheld at $26.27 per share to cover tax obligations.
He also received a separate grant of 38,822 deferred stock units subject to forfeiture, vesting in three equal installments on 3/25/27, 3/25/28, and 3/25/29. Following these transactions, he directly owned 624,691 shares of common stock and held additional indirect interests, including 416 shares in an IRA for his spouse and 263,773 shares in a trust for the benefit of his spouse.
ConnectOne Bancorp EVP & Chief Credit Officer Joseph T. Javitz reported equity awards tied to performance and deferred stock units. He acquired 2,015 shares of common stock at no cost from earned performance units granted on March 20, 2023, with related footnote disclosure.
To cover tax obligations on these performance-based shares, 842 shares were withheld at $26.27 per share, rather than sold on the open market. He also received a separate grant of 3,687 deferred stock units that are subject to forfeiture and vest over three years in equal installments on March 25, 2027, March 25, 2028, and March 25, 2029.
Following these transactions, Javitz directly holds 25,277.435 shares of common stock, including 830.655 shares previously acquired through a dividend reinvestment plan.
ConnectOne Bancorp (CNOB): Schedule 13G/A amendment showing no beneficial ownership by The Vanguard Group following an internal realignment. The filing states that, after an internal realignment effective January 12, 2026, certain Vanguard subsidiaries will report separately under SEC Release No. 34-39538. The amendment reports Amount beneficially owned: 0 and Percent of class: 0%. The filing is signed by Ashley Grim on 03/26/2026.
ConnectOne Bancorp Chairman & CEO Frank Sorrentino III reported tax-related share dispositions tied to vested deferred stock units. A total of 21,909 shares of common stock were withheld to cover tax obligations on March 20 and March 23, 2026 at prices around $25.95–$26.72 per share.
After these withholdings, he held 578,187 shares directly, plus additional indirect holdings including 263,773 shares in a trust for his spouse and 416 shares in an IRA for his spouse.