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CIENA (NYSE: CIEN) director granted 605-share RSU award, now holds 24,025 shares

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AHMED HASSAN reported acquisition or exercise transactions in this Form 4 filing.

CIENA CORP director Ahmed Hassan received an equity grant of 605 shares of Common Stock as a stock award. The award was made at no cash price and is structured as restricted stock units that vest in full on the first anniversary of the grant date. Following this grant, Hassan directly holds a total of 24,025 shares of CIENA CORP common stock, which includes unvested restricted stock units.

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Insider AHMED HASSAN
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 605 $0.00 --
Holdings After Transaction: Common Stock — 24,025 shares (Direct)
Footnotes (1)
  1. Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. Shares reported include unvested Restricted Stock Units (RSUs).
RSU grant size 605 shares Restricted stock unit award to director Ahmed Hassan
Grant price $0.00 per share Equity compensation, not an open-market purchase
Holdings after transaction 24,025 shares Total direct CIENA common stock including unvested RSUs
Vesting schedule 1 year RSUs vest in full on first anniversary of grant
Restricted stock units (RSUs) financial
"Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
unvested Restricted Stock Units (RSUs) financial
"Shares reported include unvested Restricted Stock Units (RSUs)."
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AHMED HASSAN
(Last)(First)(Middle)
C/O CIENA CORPORATION
7035 RIDGE RD.
(Street)
HANOVER MARYLAND 21076-1426
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CIENA CORP [ CIEN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/26/2026A605(1)A$0.024,025(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant.
2. Shares reported include unvested Restricted Stock Units (RSUs).
By: Michelle Rankin For: Hassan M. Ahmed03/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CIENA (CIEN) director Ahmed Hassan report?

Ahmed Hassan reported receiving a grant of 605 shares of CIENA common stock as a stock award. The shares were awarded at no cash price and are structured as restricted stock units that vest after one year from the grant date.

How many CIENA (CIEN) shares does Ahmed Hassan hold after this Form 4?

After the reported grant, Ahmed Hassan holds 24,025 CIENA common shares directly. This total includes both vested shares and unvested restricted stock units, reflecting his full direct equity position as shown in the Form 4 filing.

What are the vesting terms of Ahmed Hassan’s CIENA (CIEN) RSU award?

The restricted stock units granted to Ahmed Hassan vest in full on the first anniversary of the grant date. Until vesting, the units are unvested awards, and the reported total share holdings include these unvested restricted stock units.

Did Ahmed Hassan buy CIENA (CIEN) shares on the open market in this filing?

No, the Form 4 shows a grant or award acquisition of 605 CIENA shares, not an open-market purchase. The transaction is coded as a stock award with a zero-dollar price, reflecting equity compensation rather than a market transaction.

Are unvested RSUs included in Ahmed Hassan’s CIENA (CIEN) share total?

Yes, the filing notes that the reported 24,025 CIENA shares include unvested restricted stock units. This means his disclosed holdings combine currently vested common shares and RSUs that will vest according to the specified one-year schedule.