Capstone Energy+ Inc. filings document the regulatory record for a Delaware clean-energy equipment company whose common stock trades under CGEH on the OTCQX market. The filings identify the corporate name change from Capstone Green Energy Holdings, Inc. to Capstone Energy+, Inc., related charter and bylaw amendments, and governance changes such as amendments to the 2023 Equity Incentive Plan.
Its SEC disclosures also cover material agreements, securities offerings and capital-structure matters, including Series A Convertible Preferred Stock, common stock and private placement financing. Form 8-K reports furnish operating and financial results, Regulation FD releases, preferred-stock designation materials and strategic investment documents, while the S-1 registration statement describes registered securities and offering-related disclosures.
Capstone Energy+, Inc. filed a current report describing new investor outreach activities. The company posted an updated investor presentation on its website and furnished it as Exhibit 99.1, alongside a press release furnished as Exhibit 99.2 under Regulation FD.
Management is scheduled to present at the LD Micro Invitational XVI Investor Conference on May 18-19, 2026 in Los Angeles and at the Craig-Hallum 23rd Annual Institutional Investor Conference on May 28, 2026 in Minneapolis. The filing also highlights Capstone Energy+ as a holding company for Capstone Energy+, LLC, which provides behind-the-meter microturbine energy solutions for mission-critical applications such as data centers, hospitals, agriculture, and industrial facilities.
Canino Vincent J. reported acquisition or exercise transactions in this Form 4 filing.
Capstone Energy Plus, Inc. reported that President & CEO Vincent J. Canino received a grant of 65,000 shares of Voting Common Stock on May 12, 2026 as a restricted stock award. The shares vest in three equal annual installments on May 12, 2027, May 12, 2028, and May 12, 2029, contingent on his continued service through each vesting date.
Following this award, Canino holds 547,459 shares of Voting Common Stock. This total includes additional restricted stock units that vest between 2026 and 2028 under prior grants.
Capstone Energy+, Inc. registers for resale 38,336,070 shares of common stock to permit certain selling stockholders to sell previously issued and issuable shares, including 24,000,000 Series A Conversion Shares and PIPE-related shares. The shares will be sold by the selling stockholders and the Company will receive no proceeds from these resales.
The resale registration covers shares issued in the 2025 PIPE and 2026 PIPE, Pre-Funded Warrants exercisable into common stock, and shares issuable upon conversion of Series A Preferred Stock.
Capstone Energy+, Inc., formerly Capstone Green Energy Holdings, Inc., has changed its corporate name through a certificate of amendment filed in Delaware. The name change becomes effective at 12:01 a.m. Eastern Time on April 30, 2026, and related bylaws were amended solely to reflect the new name.
The company’s common stock will continue to trade on the OTCQX Best Market under the ticker symbol “CGEH”, so trading mechanics remain the same despite the rebranding.
Graves Candice reported acquisition or exercise transactions in this Form 4 filing.
Capstone Green Energy Holdings, Inc. Chief Accounting Officer Candice Graves received a grant of 19,500 shares of voting common stock. These are restricted stock awards that vest in three equal annual installments on April 27, 2027, April 27, 2028 and April 27, 2029, conditioned on her continued service.
After this award, she directly holds 109,500 shares of voting common stock, including 80,000 shares underlying restricted stock units that fully vest three years from their grant date of September 8, 2025, and 10,000 shares previously purchased in a private offering.
Capstone Green Energy Holdings, Inc. is registering for resale up to 38,336,070 shares of its common stock by multiple selling stockholders, including shares issued in the 2025 PIPE, 2026 PIPE, the Preferred Stock Investment and shares issuable upon conversion or exercise. The company will receive no proceeds from sales under this prospectus.
The registration covers resale methods including market sales, block trades and private placements. The prospectus discloses recent financings that raised aggregate gross proceeds of approximately $95.0M in March 2026 (including an $80.0M Series A preferred sale) and a $15.0M PIPE in November 2025. Shares outstanding were 30,217,394 as of April 15, 2026.
Capstone Green Energy Holdings, Inc. amended its 2023 Equity Incentive Plan to increase the maximum number of common shares available for equity awards from 4,000,000 to 7,000,000 shares. This larger share pool gives the company more capacity to grant stock-based compensation to directors, officers, and other eligible participants under the plan.
Capstone Green Energy Holdings, Inc. President & CEO Vincent J. Canino reported a routine tax-withholding share disposition. On the vesting and settlement of restricted stock units awarded on April 3, 2025, 5,874 shares of voting common stock were withheld at $5.93 per share to cover his tax liability. After this non-market transaction, he directly holds 482,459 shares of voting common stock, including substantial unvested restricted stock unit awards and 75,000 shares previously purchased in a private offering.
Capstone Green Energy Holdings, Inc. disclosed initial insider holdings by investment entities affiliated with Monarch Alternative Capital. The filing reports indirect beneficial ownership, through various Monarch funds, of Series A Convertible Preferred Stock and Voting Common Stock.
The Monarch entities collectively report 16,000,000 underlying shares of Voting Common Stock tied to Series A Convertible Preferred Stock with an initial conversion price of $5.00 per share, and 3,333,334 shares of Voting Common Stock held indirectly. The reporting persons state they may be deemed to indirectly beneficially own the shares held by the Monarch funds and disclaim economic ownership except for any indirect pecuniary interest.