Welcome to our dedicated page for Capstone Green Energy Holdings Right SEC filings (Ticker: CGEH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Capstone Green Energy Holdings, Inc. (CGEH) SEC filings page provides direct access to the company’s regulatory disclosures, including current reports, registration statements, and other documents filed with the U.S. Securities and Exchange Commission. As a smaller reporting company with common stock quoted on the OTCQX Best Market under the symbol CGEH, Capstone uses these filings to report material events, describe its business, and update investors on financial and capital markets activities.
Through its Form 8‑K filings, Capstone reports matters such as private investment in public equity (PIPE) transactions, entry into material definitive agreements, leadership changes, preliminary and final quarterly results, and acquisitions like the purchase of Cal Microturbine, LLC. These current reports often incorporate press releases that discuss revenue trends, profitability metrics, and strategic initiatives, giving context to the company’s operational and financial condition.
The company’s Form S‑1 registration statement filed in December 2025 relates to the resale of shares issued in a PIPE financing and includes a prospectus summary of Capstone’s business. That document describes its microturbine-based technology, distributed generation and CHP applications, Energy-as-a-Service models, distributor network, and risk factors associated with investing in its common stock. Investors can use the S‑1 and other incorporated reports to understand CGEH’s capital structure, including common stock and pre-funded warrants.
On this page, users can review quarterly and annual reports (Forms 10‑Q and 10‑K, when available) for detailed financial statements, segment information, and management’s discussion and analysis, as referenced in the S‑1. In addition, insider and equity-related filings, such as those associated with private placements and registration rights agreements, help clarify how new securities are issued and registered for resale.
Stock Titan enhances these filings with AI-powered summaries that explain key sections of lengthy documents, highlight important changes, and surface topics such as revenue composition, Energy-as-a-Service activity, and debt and equity transactions. Real-time updates from EDGAR, combined with simplified explanations of complex filings, allow investors to quickly understand how new SEC documents may affect Capstone Green Energy Holdings, Inc. and its CGEH stock.
Capstone Green Energy Holdings, Inc. disclosed initial insider holdings by investment entities affiliated with Monarch Alternative Capital. The filing reports indirect beneficial ownership, through various Monarch funds, of Series A Convertible Preferred Stock and Voting Common Stock.
The Monarch entities collectively report 16,000,000 underlying shares of Voting Common Stock tied to Series A Convertible Preferred Stock with an initial conversion price of $5.00 per share, and 3,333,334 shares of Voting Common Stock held indirectly. The reporting persons state they may be deemed to indirectly beneficially own the shares held by the Monarch funds and disclaim economic ownership except for any indirect pecuniary interest.
Monarch Alternative Capital and affiliates disclose a major investment and control stake in Capstone Green Energy Holdings, Inc. (CGEH). Monarch Funds acquired 3,333,334 shares of common stock and 80,000 shares of Series A Convertible Preferred Stock for $15,000,003 and $80,000,000, respectively, giving the reporting group beneficial ownership of 19,333,334 common shares, or 42.1% of the voting common stock on an as-converted basis.
The Series A Preferred Stock carries a cumulative paid-in-kind dividend starting at 5.0% annually, potentially rising to 13.0%, ranks senior to common stock, and is initially convertible at $5.00 per share. Monarch obtained significant governance and protective rights, including up to two board seats while holding at least 20% of the common on an as-converted basis, consent rights over key corporate actions while a substantial portion of the preferred remains outstanding, and a potential board reconstitution right if the accreted value of the preferred exceeds $45,000,000 five years after closing.
Capstone plans to use $85,000,000 of the proceeds to redeem preferred units of a subsidiary and fund a related asset purchase, with up to $22,500,000 for transaction costs and business investment and the remainder for working capital. Monarch also received registration rights for resale of the common stock and underlying shares.
Capstone Green Energy Holdings, Inc. closed a $112.5 million strategic investment led by funds managed by Monarch Alternative Capital. The financing included $80 million of senior convertible preferred stock, $15 million of common stock to Monarch, and a concurrent $17.5 million private placement to accredited investors.
Capstone used $85 million of the proceeds to fully redeem a preferred equity interest in Capstone Green Energy LLC held by an entity controlled by Goldman Sachs, making the operating subsidiary wholly owned. The remaining funds are earmarked for growth initiatives, including expansion into the AI data center market, engineering and capacity investments, cost improvements, and working capital.
Monarch obtained the right to appoint two independent directors to the Board, subject to ownership levels, and Capstone committed to use commercially reasonable efforts to submit an initial U.S. exchange listing application within twelve months of closing. The securities were issued in a private placement, and the company agreed to file a resale registration statement within 30 days of closing.
Capstone Green Energy Holdings is raising a combined $112.5 million through a strategic investment led by Monarch Alternative Capital to recapitalize its balance sheet and simplify its ownership structure.
The deal includes $80 million of new Series A convertible preferred stock and $15 million of common stock purchased by Monarch, plus a concurrent PIPE of additional common shares and pre-funded warrants. A large portion of the proceeds, including $84.0 million at the operating subsidiary level, will retire legacy preferred equity held by an affiliate of Goldman Sachs, making Capstone Green Energy LLC a wholly owned subsidiary. The preferred stock carries a 5% paid-in-kind dividend, an initial conversion price of $5.00 per share, extensive protective rights, and potential forced conversion after a national exchange listing and sustained share-price performance. The company also plans to seek a U.S. exchange listing and use remaining funds for working capital and growth initiatives, including expansion into AI data center energy solutions.
Capstone Green Energy Holdings President & CEO Vincent J. Canino reported a disposition of 54,265 shares of voting common stock at $6.29 per share, used to cover tax liabilities tied to the March 11, 2024 restricted stock unit vesting. After this tax-withholding event, he holds 488,333 shares of voting common stock, including multiple tranches of unvested restricted stock units and 75,000 shares previously purchased in a private offering.
Capstone Green Energy Holdings, Inc. reported a strong third quarter of fiscal 2026, ended December 31, 2025, with clear signs of operational turnaround. Revenue was $26.8 million, up 33% from $20.1 million in the prior-year quarter, driven by microturbine product demand, higher Energy-as-a-Service rental utilization, and growth in parts and service agreements.
Gross profit rose to $10.4 million from $5.0 million, as cost of goods sold grew much slower than revenue and gross margin expanded by 14 points. Income from operations improved to $2.0 million compared with a loss of $2.1 million a year earlier, and net income was $1.2 million, marking a second consecutive profitable quarter.
Year-to-date, revenue reached $83.0 million, up 42% from $58.5 million, with income from operations of $3.2 million versus a loss of $5.6 million in the prior-year period. EBITDA for the quarter was $3.5 million and Adjusted EBITDA was $5.1 million, up from $0.5 million. For the nine months, Adjusted EBITDA increased to $12.3 million from $5.1 million, reflecting restructuring benefits, improved mix, and cost controls.
Capstone Green Energy Holdings, Inc. reported sharply improved operating results for the quarter ended December 31, 2025 but continues to face serious liquidity pressure. Quarterly revenue rose to $26.8 million from $20.1 million a year earlier, with gross profit more than doubling to $10.4 million. The company generated income from operations of $2.0 million versus a prior-year operating loss and reported net income of $1.2 million for the quarter and $1.3 million for the nine months.
However, after recognizing $38.8 million of accretion to the redemption value of preferred units in the quarter, loss available to common and non-voting common stockholders was $37.6 million, or $(1.79) per share. Total assets were $87.7 million, with a working capital deficit of $22.9 million and a stockholders’ deficit of $63.3 million as of December 31, 2025.
Capstone ended the period with $15.2 million of cash and restricted cash, up from $3.3 million nine months earlier, helped by a November 2025 PIPE financing that provided approximately $13.8 million of net proceeds; about $8.3 million was used to repay Exit New Money Notes. The company still has $25.3 million of Exit Roll Up Notes outstanding, maturing on December 7, 2026, and remains subject to minimum liquidity and adjusted EBITDA covenants. Management states there is substantial doubt about Capstone’s ability to continue as a going concern over the next 12 months without successfully refinancing or otherwise addressing these obligations.
Capstone Green Energy Corporation shareholder AIGH Capital Management LLC, together with related entities and Orin Hirschman, reports beneficial ownership of 2,280,000 shares of common stock, representing 9.9% of the class. These shares are held with sole voting and dispositive power.
The filing notes an additional 3,520,000 common shares are issuable upon exercise of warrants that are not currently exercisable because of beneficial ownership limitations. The reporting persons state the shares were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of Capstone Green Energy.
Capstone Green Energy Holdings, Inc. (CGEH) received a new large shareholder disclosure. Investor Laurence W. Lytton reports beneficial ownership of 1,771,404 shares of common stock, representing 7.7% of the company, including 1,750,000 shares held through the Lytton-Kambara Foundation.
Lytton has sole voting and dispositive power over 21,404 shares and shares voting and dispositive power over 1,750,000 shares with the Foundation. Both Lytton and the Foundation base their 7.7% ownership figure on 22,926,208 shares outstanding as of December 15, 2025. They certify the holdings are passive and not intended to change or influence control of the company.
Capstone Green Energy Holdings, Inc. is registering up to 7,500,000 shares of common stock for resale by existing investors. This includes 3,980,000 outstanding shares and 3,520,000 shares issuable upon exercise of pre-funded warrants sold in a November 2025 private placement. Capstone will not sell any new securities or receive proceeds from these resales; selling stockholders will receive any sale proceeds and pay related selling commissions, while the company covers registration costs.
The November 2025 private placement raised about $15.0 million in gross proceeds, of which roughly $8.0 million was used to repay debt maturing on December 7, 2025, with the balance planned for product development, expansion into the AI data center market, working capital and general purposes. As of January 2, 2026, 22,926,208 shares of common stock were outstanding. Capstone develops and services low-emission microturbine energy systems and is pursuing opportunities in microgrids, renewable energy and AI-focused data center infrastructure.
The prospectus highlights substantial risks, including significant indebtedness, a stated substantial doubt about the company’s ability to continue as a going concern, past financial restatements, a limited and volatile OTCQX trading market, reliance on key personnel, and uncertainty around long-term profitability and the emerging AI-related markets.