What price per share was reported for Richard L. Stein’s CFG tax-withholding transaction?

The Form 4 lists a value of $67.65 per share for the 4,913 Citizens Financial Group common shares used for tax withholding. This figure reflects the share value applied to the tax obligation, not a negotiated open-market sale price.

Citizens Financial (NYSE: CFG) CRO uses 4,913 shares for tax withholding

Q: What insider transaction did CFG Chief Risk Officer Richard L. Stein report?

Richard L. Stein reported a tax-withholding disposition of Citizens Financial Group common shares. He delivered 4,913 shares to cover tax obligations, rather than executing an open-market sale or purchase, according to the Form 4 filing details.

Q: How many CFG shares were used for tax withholding by Richard L. Stein?

Richard L. Stein delivered 4,913 shares of Citizens Financial Group Common Stock for tax withholding. The Form 4 describes this as a tax-withholding disposition, indicating the shares covered tax liabilities tied to equity compensation rather than a discretionary market trade.

Q: Was Richard L. Stein’s CFG Form 4 transaction an open-market sale or purchase?

No, the Form 4 identifies the action as a tax-withholding disposition with code “F.” This means shares were delivered to cover tax liabilities on equity compensation, not sold or bought in an open-market transaction by Richard L. Stein.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

CITIZENS FINANCIAL GROUP INC/RI Chief Risk Officer Richard L. Stein reported a tax-related share disposition. On this Form 4, he transferred 4,913 shares of Common Stock at an indicated value of $67.65 per share to cover tax obligations, a type of non-market transaction.

After this tax-withholding disposition, he directly holds 84,633 shares of Citizens Financial Group common stock. The filing shows a routine compensation-related adjustment rather than an open-market purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Stein Richard L.

Role Chief Risk Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	4,913	$67.65	$332K

Holdings After Transaction: Common Stock — 84,633 shares (Direct, null)

Footnotes (1)

Key Figures

Shares used for tax withholding: 4,913 shares Per-share value: $67.65 per share Shares held after transaction: 84,633 shares

3 metrics

Shares used for tax withholding 4,913 shares Common Stock, tax-withholding disposition

Per-share value $67.65 per share Value applied to 4,913-share tax-withholding disposition

Shares held after transaction 84,633 shares Direct holdings after tax-withholding disposition

Key Terms

tax-withholding disposition, Common Stock, Form 4, Chief Risk Officer

4 terms

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Chief Risk Officer financial

"officer_title": "Chief Risk Officer""

The chief risk officer is the senior executive responsible for identifying, measuring and reducing the major threats that could hurt a company’s finances or reputation, acting like a navigator who watches for storms and steers the business away from them. Investors care because effective risk oversight lowers the chance of surprise losses, legal fines or operational failures, which helps protect shareholder value and makes a company more predictable and trustworthy.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/16/2026 - 04:21 PM Accepted by SEC EDGAR 06/16/2026 - 04:21 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stein Richard L.

(Last)

(First)

(Middle)

C/O CITIZENS FINANCIAL GROUP, INC.

600 WASHINGTON BLVD.

(Street)

STAMFORD

CONNECTICUT

06901

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CITIZENS FINANCIAL GROUP INC/RI [ CFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Risk Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/15/2026		F		4,913	D	$67.65	84,633	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

Remarks:

	/s/ Bari Fredericks, as Attorney-in-Fact	06/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CFG Chief Risk Officer Richard L. Stein report?

Richard L. Stein reported a tax-withholding disposition of Citizens Financial Group common shares. He delivered 4,913 shares to cover tax obligations, rather than executing an open-market sale or purchase, according to the Form 4 filing details.

How many CFG shares were used for tax withholding by Richard L. Stein?

Richard L. Stein delivered 4,913 shares of Citizens Financial Group Common Stock for tax withholding. The Form 4 describes this as a tax-withholding disposition, indicating the shares covered tax liabilities tied to equity compensation rather than a discretionary market trade.

How many CFG shares does Richard L. Stein hold after this Form 4 transaction?

Following the tax-withholding disposition, Richard L. Stein directly holds 84,633 shares of Citizens Financial Group Common Stock. This remaining stake, reported in the Form 4, shows his continued equity position after satisfying the related tax liability.

Was Richard L. Stein’s CFG Form 4 transaction an open-market sale or purchase?

No, the Form 4 identifies the action as a tax-withholding disposition with code “F.” This means shares were delivered to cover tax liabilities on equity compensation, not sold or bought in an open-market transaction by Richard L. Stein.