CAVA (NYSE) insider resale of 15,000 shares; May option exercises listed

Rhea-AI Filing Summary

CAVA, Inc. reported Form 144 activity regarding common stock transactions tied to option exercises and a recent resale. The excerpt lists an open-market resale of 15,000 shares sold on 03/05/2026 for $1,204,914.00, and option exercises resulting in 14,349 and 30,161 shares on 05/21/2026 and 05/19/2026, respectively.

The filing shows these transactions were reported through a broker/dealer and characterized as "Exercise of options under a registered plan" and "Services Rendered." The filing does not state proceeds treatment beyond the single resale line.

Insights

Compliance Counsel

Form 144 reports a resale and option exercises by insiders or related persons.

Form 144 entries list a $1,204,914.00 resale of 15,000 shares on 03/05/2026 and option exercises of 14,349 and 30,161 shares in May 2026. The entries reference a broker/dealer and labeled reasons: "Exercise of options under a registered plan" and "Services Rendered."

These are disclosure filings required for proposed resale by affiliates. Timing, final sale execution details, and any holding-company attribution are not included in the excerpt; subsequent Form 4/5 or broker confirmations would provide completeness.

Key Figures

Resale shares: 15,000 shares Resale proceeds: $1,204,914.00 Option exercise (May 21): 14,349 shares +1 more

4 metrics

Resale shares 15,000 shares Resold on 03/05/2026 by Kenneth Robert

Resale proceeds $1,204,914.00 Proceeds tied to 15,000-share resale on 03/05/2026

Option exercise (May 21) 14,349 shares Exercise of options under a registered plan on 05/21/2026

Option exercise (May 19) 30,161 shares Exercise of options under a registered plan on 05/19/2026

Key Terms

Form 144, Exercise of options under a registered plan, Services Rendered

3 terms

Form 144 regulatory

"Form 144 entries list resale notification and proposed sales"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Exercise of options under a registered plan financial

"Exercise of options under a registered plan | Issuer | 14349 | 05/21/2026"

Services Rendered other

"Services Rendered Common | 05/21/2026 | Exercise of options under a registered plan"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	44510	3600756.63	116473856	05/21/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/21/2026	Exercise of options under a registered plan	Issuer			14349	05/21/2026	Services Rendered
Common	05/21/2026	Exercise of options under a registered plan	Issuer			30161	05/19/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KENNETH ROBERT BERTRAM 14 Ridge Square NW Suite 500 Washington DC 20016	Common	03/05/2026	15000	1204914.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does CAVA's Form 144 disclose about recent insider sales?

The filing discloses a resale of 15,000 shares sold on 03/05/2026 that generated $1,204,914.00. It also lists option exercises for 14,349 and 30,161 shares in May 2026, characterized as exercises under a registered plan.

Who executed the resale and where is the broker listed for CAVA (Form 144)?

The resale line names Kenneth Robert and shows brokerage contact details in the excerpt. The filer references a broker/dealer (Morgan Stanley Smith Barney LLC) on the form for transaction reporting and handling.

Are the May 2026 entries for CAVA cash sales or option exercises?

The May entries are labeled as "Exercise of options under a registered plan" with accompanying share counts of 14,349 and 30,161. The excerpt ties them to services rendered or plan exercise; cash-proceeds disposition is not specified here.

Does the Form 144 show total proceeds received by CAVA from these transactions?

The excerpt reports $1,204,914.00 tied to the 15,000-share resale on 03/05/2026. No aggregate proceeds for the May option exercises are shown in the provided lines.

Will this Form 144 alone confirm final sale execution for the reported shares?

Form 144 notifies the SEC of proposed resale by affiliates; it does not always confirm completed sales. Final execution details typically appear in subsequent filings or broker confirmations not present in this excerpt.