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Carrier (CARR) SVP Ajay Agrawal nets PSU vesting, trims shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Carrier Global SVP Ajay Agrawal reported equity compensation activity. On February 1, 2026, he acquired 5,705 shares of Carrier common stock at $0.00 per share, reflecting the vesting of performance share units granted under the 2020 Long-Term Incentive Plan.

The same day, he disposed of 1,502 shares at a price of $59.58 per share. Following these transactions, Agrawal directly owned 115,657 shares of Carrier common stock. The vested units were tied to multi‑year targets for earnings per share growth and total shareholder return versus selected S&P 500 industrial companies.

Positive

  • None.

Negative

  • None.
Insider Agrawal Ajay
Role SVP, Services & Chief BD Ofcr
Type Security Shares Price Value
Grant/Award Common Stock 5,705 $0.00 --
Tax Withholding Common Stock 1,502 $59.58 $89K
Holdings After Transaction: Common Stock — 117,159 shares (Direct)
Footnotes (1)
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Agrawal Ajay
(Last) (First) (Middle)
13995 PASTEUR BOULEVARD
(Street)
PALM BEACH GARDENS FL 33418
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CARRIER GLOBAL Corp [ CARR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Services & Chief BD Ofcr
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/01/2026(1) A 5,705 A $0.0000 117,159 D
Common Stock 02/01/2026 F 1,502 D $59.58 115,657 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.
/s/ Erin O'Neal as Attorney-in-Fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did CARR executive Ajay Agrawal report?

Ajay Agrawal reported one acquisition and one disposition of Carrier common stock. On February 1, 2026, he acquired 5,705 shares from vesting performance share units and disposed of 1,502 shares, ending with direct ownership of 115,657 shares.

How many CARR shares does Ajay Agrawal own after this Form 4?

After the reported transactions, Ajay Agrawal directly owns 115,657 Carrier Global common shares. This reflects the net result of 5,705 shares acquired from vested performance share units and 1,502 shares disposed of on February 1, 2026, as disclosed in the filing.

What triggered the 5,705-share award to Ajay Agrawal at Carrier (CARR)?

The 5,705-share acquisition reflects vesting of performance share units granted February 1, 2023. These units vested after Carrier met pre-established targets for earnings per share growth and total shareholder return versus a subset of S&P 500 industrial companies over a three-year period.

What do the performance share units in the CARR Form 4 represent?

Each performance share unit has a value equal to one Carrier common share. They were awarded under the Carrier Global Corporation 2020 Long-Term Incentive Plan and vested based on multi-year goals for earnings per share growth and relative total shareholder return versus selected S&P 500 industrial companies.

At what prices were Ajay Agrawal’s CARR share transactions reported?

The acquisition of 5,705 shares tied to performance share unit vesting was reported at $0.00 per share. The disposition of 1,502 Carrier Global common shares on February 1, 2026 was reported at a price of $59.58 per share in the Form 4.