Canaan Inc. (CAN) director ZHANG Yaping ZY files initial Form 3

Rhea-AI Filing Summary

Canaan Inc. director ZHANG Yaping ZY has filed an initial Form 3, which is the required statement of beneficial ownership for new insiders. The filing does not list any transactions or derivative positions and serves as a baseline disclosure of this director’s status with the company.

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"has filed an initial Form 3, which is the required statement"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership regulatory

"initial Form 3, which is the required statement of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"The Form 3 for Canaan Inc. shows director ZHANG Yaping ZY providing an initial statement of insider status as a reporting person."

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

ZHANG Yaping ZY

(Last) (First) (Middle)

C/O CANAAN INC.

28 AYER RAJAH CRESCENT #06-08

(Street)

SINGAPORE 139959

(City) (State) (Zip)

SINGAPORE

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/07/2026

3. Issuer Name and Ticker or Trading Symbol
Canaan Inc. [ CAN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Yaping ZY ZHANG	04/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Canaan Inc. (CAN) director ZHANG Yaping ZY report on this Form 3?

The Form 3 for Canaan Inc. shows director ZHANG Yaping ZY providing an initial statement of insider status. It does not report any stock transactions or derivative positions and mainly establishes regulatory disclosure as a company insider going forward.

Are there any buy or sell transactions reported for CAN on this Form 3?

No, this Form 3 for Canaan Inc. reports zero buy, sell, acquire, or dispose transactions. It is purely an initial ownership filing, with no trades or derivative exercises disclosed for director ZHANG Yaping ZY in the reported data.

Does the Canaan Inc. (CAN) Form 3 include derivative securities activity?

The Form 3 data for Canaan Inc. shows no derivative transactions and no remaining derivative positions. Exercise, gift, tax withholding, and restructuring counts are all zero, indicating no options, warrants, or similar instruments are reported for this director in the filing.

What is the purpose of this Canaan Inc. (CAN) Form 3 filing?

This Form 3 establishes that ZHANG Yaping ZY is a director and therefore an insider of Canaan Inc. It fulfills SEC disclosure rules by creating a starting record of beneficial ownership status, even though no specific security holdings or trades are detailed in the data.

Does the CAN Form 3 show any net buying or selling by the director?

The Form 3 summary for Canaan Inc. shows net buy-sell shares of zero and a neutral net direction. That means no insider purchases or sales are reported for director ZHANG Yaping ZY in this initial ownership statement.