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Bridgewater Bancshares (BWB) director exercises options, now holds 216,027 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bridgewater Bancshares Inc director Mary Jayne Crocker exercised stock options to acquire 6,750 shares of Common Stock at an exercise price of $12.92 per share. Following the transaction, she directly holds 216,027 Common shares and retains options over 91,102 shares at $7.47 and 20,000 shares at $17.50, expiring in 2027 and 2032, respectively, granted under the company’s 2017 stock option plan.

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Insider Crocker Mary Jayne
Role Director
Type Security Shares Price Value
Exercise Option to buy 6,750 $0.00 --
Exercise Common Stock 6,750 $12.92 $87K
holding Option to buy -- -- --
holding Option to buy -- -- --
Holdings After Transaction: Option to buy — 20,250 shares (Direct); Common Stock — 216,027 shares (Direct)
Footnotes (1)
  1. Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan. Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019. Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017. Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.
Options exercised 6,750 shares at $12.92 Options to buy Common Stock exercised on April 16, 2026
Direct common shares after transaction 216,027 shares Common Stock directly held following the reported transactions
Remaining options at $7.47 91,102 underlying shares Option to buy Common Stock, exercise price $7.47, expiring September 30, 2027
Remaining options at $17.50 20,000 underlying shares Option to buy Common Stock, exercise price $17.50, expiring February 1, 2032
Exercise transaction count 1 derivative exercise Form 4 transaction summary for April 16, 2026
Option to buy financial
"security_title: "Option to buy" for derivative positions linked to Common Stock"
derivative exercise/conversion financial
"transaction_action: "derivative exercise/conversion" describing the M-code transaction"
Common Stock financial
"underlying_security_title and non-derivative security_title listed as "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
2017 Combined Incentive and Non-Statutory Stock Option Plan financial
"footnote: "Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.""
vest in increments financial
"footnotes state options are exercisable in 20–25% increments on anniversaries of grant dates"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Crocker Mary Jayne
(Last)(First)(Middle)
C/O BRIDGEWATER BANCSHARES, INC.
4450 EXCELSIOR BLVD., SUITE 100
(Street)
ST. LOUIS PARK MINNESOTA 55416
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Bridgewater Bancshares Inc [ BWB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/16/2026M6,750A$12.92216,027D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to buy(1)$12.9204/16/2026M6,750 (2)12/06/2029Common Stock6,750$020,250D
Option to buy(1)$7.47 (3)09/30/2027Common Stock91,10291,102D
Option to buy(1)$17.5 (4)02/01/2032Common Stock20,00020,000D
Explanation of Responses:
1. Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
2. Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
3. Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
4. Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.
/s/ Ben Klocke, Attorney-in-Fact04/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Bridgewater Bancshares (BWB) director Mary Jayne Crocker report in this Form 4?

Mary Jayne Crocker reported exercising options to acquire 6,750 Bridgewater Bancshares Common shares at $12.92 per share. After the transaction, she directly owns 216,027 Common shares and continues to hold multiple option grants under the company’s 2017 stock option plan.

How many Bridgewater Bancshares (BWB) shares does Mary Jayne Crocker hold after the option exercise?

After exercising options for 6,750 shares, Mary Jayne Crocker directly holds 216,027 Bridgewater Bancshares Common shares. This figure reflects her updated direct ownership position as reported in the Form 4, excluding any additional indirect holdings not shown in this data.

What options does Mary Jayne Crocker still hold in Bridgewater Bancshares (BWB)?

She retains options linked to 91,102 Bridgewater Bancshares Common shares at an exercise price of $7.47 expiring on September 30, 2027, and options linked to 20,000 shares at $17.50 expiring on February 1, 2032, all held directly.

At what price did Mary Jayne Crocker exercise her Bridgewater Bancshares (BWB) stock options?

Mary Jayne Crocker exercised options to buy 6,750 Bridgewater Bancshares Common shares at an exercise price of $12.92 per share. The Form 4 records this as a derivative exercise, converting options into directly held Common Stock.

Under which plan were Mary Jayne Crocker’s Bridgewater Bancshares (BWB) options granted?

Her options were granted under Bridgewater Bancshares’ 2017 Combined Incentive and Non-Statutory Stock Option Plan. Footnotes explain that these options vest in scheduled increments over several years from their original grant dates in 2017, 2019, and 2022.