Welcome to our dedicated page for Nuburu SEC filings (Ticker: BURU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nuburu, Inc. filings document material agreements, capital-structure actions, governance matters and shareholder approvals for a public defense and directed-energy technology company. Recent 8-K disclosures cover bond subscription and inventory-financing arrangements, international cooperation agreements for defense vehicle deployment, contractual joint venture terms for mobile additive manufacturing, and subsidiary activity involving Nuburu Defense.
The company’s regulatory record also includes stockholder votes on equity issuances and reverse stock split authority, a completed reverse stock split tied to NYSE American listing compliance, executive and director compensation determinations, related-party financing disclosures, security-holder rights matters and amendments to material-event reports.
Nuburu, Inc. reported a net loss of $459,898 for the three months ended March 31, 2026, a sharp improvement from a $16.6 million loss a year earlier, helped by large non‑operating fair value gains on warrants and debt. Revenue was modest at $407,644, generating a gross loss as operating expenses reached $7.7 million.
Total assets rose to $76.1 million, driven by new investments, goodwill and intangibles from the Orbit and Lyocon transactions and Tekne-related investments. Stockholders’ equity improved from a deficit of $(15.2) million at year‑end 2025 to positive equity of $2.2 million, while cash and cash equivalents fell to $8.3 million after heavy operating and investing cash outflows.
The company has adopted a new defense and security platform strategy, consolidating Orbit and acquiring Lyocon, and executed a 1‑for‑4.99 reverse stock split in February 2026. Despite these actions, management states that substantial doubt about Nuburu’s ability to continue as a going concern remains, citing ongoing losses, negative operating cash flows, significant debt obligations and dependence on external financing. Nuburu also remains under NYSE American continued listing deficiency notices and must regain required equity levels by October 29, 2026 under an accepted compliance plan.
Nuburu, Inc. notified the SEC that it cannot timely file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2026 and will use the five-calendar-day extension provided by Rule 12b-25. The delay reflects the consummation and complexity of multiple transactions during Q1 2026, including acquisitions, equity and debt arrangements, a public offering and related integrations that have required significant accounting and audit resources.
The company states the Q1 2026 Form 10-Q will reflect these Transactions and that results of operations for the quarter will be significantly positively impacted versus the prior-year quarter; however, Nuburu did not provide a quantitative estimate in this notice.
Nuburu, Inc. reports that it remains out of compliance with NYSE American continued listing standards and is pursuing a liability-reduction plan that includes exchanging preferred stock for deeply in-the-money pre-funded warrants.
The company received a 2025 notice for failing to meet the $2.0 million stockholders’ equity requirement and, on May 12, 2026, a new notice for failing the higher $4.0 million equity threshold after reporting a stockholders’ deficit of about $15.2 million as of December 31, 2025. NYSE American has accepted a compliance plan and granted a plan period through October 29, 2026.
As part of this plan, Nuburu entered into an exchange agreement with Indigo Capital LP covering up to 446,946 Series A Preferred shares. An initial exchange of 71,430 preferred shares resulted in a pre-funded warrant for up to 4,398,399 common shares at a nominal $0.0001 per share, subject to a 4.99% beneficial ownership cap and exercisable until May 11, 2029.
Nuburu, Inc. ownership disclosure: Highbridge Capital Management, LLC reports beneficial ownership of 34,919,466 shares of Common Stock, representing 9.9% based on 154,588,426 shares outstanding as of March 26, 2026. The reported position reflects shares issuable upon exercise of warrants (the Reported Warrants), but exercises are subject to a 9.99% Blocker that prevents Highbridge from exercising warrants that would raise its ownership above 9.99%. The filing states Highbridge cannot currently exercise all Reported Warrants due to that blocker.
Nuburu, Inc. files a prospectus to register for resale up to 60,000,000 shares of Common Stock by YA II PN, LTD. The resale registration covers Offered Shares issued or issuable under a Standby Equity Purchase Agreement (SEPA). The prospectus states the Company will receive no proceeds from resales by the Selling Stockholder; however, sales to the Selling Stockholder under the SEPA could generate up to $11.6 million of aggregate gross proceeds based on the April 20, 2026 closing price, subject to SEPA terms and repayment of a $25,000,000 debenture. Shares outstanding were 169,497,579 as of April 20, 2026.
Nuburu, Inc. filed Amendment No. 1 to its Registration Statement (File No. 333-295324) as an exhibit-only S-3/A on May 7, 2026. The amendment adds the legal opinion of Holland & Hart LLP as Exhibit 5.1 and the accompanying consent as Exhibit 23.2; the prospectus and the remainder of Part II remain unchanged.
Nuburu, Inc. filed Amendment No. 1 to its Form 10-K for the year ended December 31, 2025 to add full Part III disclosures on directors, executive compensation, security ownership, related-party transactions, and auditor fees, and to update the exhibit list and officer certifications.
The filing details a new board led by Executive Chairman and Co-CEO Alessandro Zamboni and Co-CEO Dario Barisoni, revised pay for executives and directors, a 2026 performance-based cash incentive plan, and significant related-party arrangements involving Tekne, Orbit, Supply@ME group entities, TAG and Vanguard. No new financial statements are included, and the amendment does not update events after the original 10-K.
Nuburu, Inc. filed a resale registration for up to 60,000,000 shares of Common Stock to permit YA II PN, LTD. (the Selling Stockholder) to resell shares issued under a Standby Equity Purchase Agreement (SEPA). The Company will not receive proceeds from resales by the Selling Stockholder; however, under the SEPA the Company may elect to sell shares to the Selling Stockholder and may receive up to $11.6 million based on the $0.20 closing price on April 20, 2026. The SEPA provides a $100 million Commitment Amount in the aggregate, is subject to an Exchange Cap and a 4.99% beneficial ownership limit for the Selling Stockholder, and requires that proceeds received under the SEPA be applied to repayment of a $25,000,000 Debenture until indefeasibly paid.