STOCK TITAN

Braze (BRZE) General Counsel Christopher Lal files initial Form 3 insider report

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Braze, Inc. filed an initial insider ownership report for Christopher M. Lal, who serves as General Counsel and Corporate Secretary. This Form 3 establishes his status as a reporting officer under SEC rules but does not list any stock transactions or specific holdings in the provided data.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"This Form 3 establishes his status as a reporting officer under SEC rules"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
General Counsel & Corp. Sec. financial
"Christopher M. Lal, who serves as General Counsel and Corporate Secretary"
insider ownership financial
"filed an initial insider ownership report for Christopher M. Lal"
The percentage of a company’s stock held by people with access to inside information or control, typically officers, directors and large shareholders who work at or help run the business. It matters to investors because it shows how much “skin in the game” insiders have and can signal alignment of interests, potential for concentrated control, and effects on share liquidity—like neighbors owning most of a street, which changes how decisions are made and how easy it is for others to move in or out.
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FAQ

What does the Braze (BRZE) Form 3 filing for Christopher M. Lal show?

The Form 3 for Braze’s General Counsel Christopher M. Lal is an initial insider ownership report. It confirms his status as an officer subject to SEC reporting rules but, in the provided data, does not show specific holdings or transactions.

Did Christopher M. Lal buy or sell Braze (BRZE) shares in this Form 3?

No buy or sell activity is shown in this Form 3 for Christopher M. Lal. The filing serves only as an initial statement of insider status, with no reported transactions or share movements in the provided information.

Why is Braze (BRZE) General Counsel required to file a Form 3?

As General Counsel and Corporate Secretary, Christopher M. Lal is considered an officer of Braze. Officers must file Form 3 when they become subject to SEC insider reporting requirements to establish their initial ownership position for future disclosures.

Does the Braze (BRZE) Form 3 disclose any derivative securities for Christopher M. Lal?

The provided Form 3 data does not list any derivative securities for Christopher M. Lal. Both the transaction and derivative summary sections show no entries, indicating no reported options or similar instruments in this excerpt.

How should investors interpret a Braze (BRZE) Form 3 with no transactions?

A Form 3 with no transactions is an administrative disclosure establishing an insider’s reporting status. For Christopher M. Lal at Braze, it means future Forms 4 or 5 will capture any reportable trades or changes in beneficial ownership, while this filing alone is neutral.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Lal Christopher M

(Last)(First)(Middle)
C/O BRAZE, INC., 63 MADISON BUILDING
28 E. 28TH ST. FLOOR 12 MAILROOM

(Street)
NEW YORK NEW YORK 10016

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
05/19/2026
3. Issuer Name and Ticker or Trading Symbol
Braze, Inc. [ BRZE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel & Corp. Sec.
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities beneficially owned as of the date of the event requiring the filing of this Form 3. Exhibit List - Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Nathan Jeffries, Attorney-in-Fact05/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)