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Morgan Stanley Smith Barney LLC Executive Financial Services (issuer) files a Form 144 listing 21,170 shares of Common Stock in connection with restricted stock vesting under a registered plan on 05/03/2026.
The filing also records recent reported dispositions by Jeffrey Park: 254 shares on 05/22/2026, 14,500 shares on 05/20/2026, 3,462 shares on 05/19/2026, 22,750 shares on 05/18/2026, and 10,250 shares on 05/15/2026. The entries list transaction dates, share counts, and dollar amounts.
Morgan Stanley Smith Barney LLC Executive Financial Services (issuer) files a Form 144 listing 21,170 shares of Common Stock in connection with restricted stock vesting under a registered plan on 05/03/2026.
The filing also records recent reported dispositions by Jeffrey Park: 254 shares on 05/22/2026, 14,500 shares on 05/20/2026, 3,462 shares on 05/19/2026, 22,750 shares on 05/18/2026, and 10,250 shares on 05/15/2026. The entries list transaction dates, share counts, and dollar amounts.
BRR: A Form 144 notice reports proposed sales of Common Stock by Jeffrey Park. The filing lists multiple transactions in May 2026, including dispositions of 14,500, 3,462, 22,750 and 10,250 shares on 05/20/2026, 05/19/2026, 05/18/2026 and 05/15/2026, respectively.
The filing also references restricted stock vesting under a registered plan dated 02/03/2026. The notices are administrative disclosures of planned or recently effected sales under Rule 144.
BRR: A Form 144 notice reports proposed sales of Common Stock by Jeffrey Park. The filing lists multiple transactions in May 2026, including dispositions of 14,500, 3,462, 22,750 and 10,250 shares on 05/20/2026, 05/19/2026, 05/18/2026 and 05/15/2026, respectively.
The filing also references restricted stock vesting under a registered plan dated 02/03/2026. The notices are administrative disclosures of planned or recently effected sales under Rule 144.
ProCap Financial, Inc. Chief Investment Officer Jeffrey Jin Hyung Park reported recent transactions in the company’s common stock. On May 18, 2025, he completed an open-market sale of 50,962 shares at a weighted average price of $1.93 per share and directly held 713,218 shares afterward.
Earlier, on May 4, 2025, 41,350 shares were withheld by the company at $2.00 per share to cover tax obligations tied to the vesting and settlement of RSUs. Those withheld shares were not market sales; Park received the remaining net shares after tax withholding.
ProCap Financial, Inc. Chief Investment Officer Jeffrey Jin Hyung Park reported recent transactions in the company’s common stock. On May 18, 2025, he completed an open-market sale of 50,962 shares at a weighted average price of $1.93 per share and directly held 713,218 shares afterward.
Earlier, on May 4, 2025, 41,350 shares were withheld by the company at $2.00 per share to cover tax obligations tied to the vesting and settlement of RSUs. Those withheld shares were not market sales; Park received the remaining net shares after tax withholding.
BRR submitted a Form 144 notice relating to proposed sales of Common Stock through Morgan Stanley & Co. LLC on Nasdaq. The filing lists multiple sale dates tied to RSU grants and open market purchases by Jeffrey Park, each listing 164,180 shares on the referenced grant dates.
The excerpt shows grant or transaction dates of 12/19/2025, 03/23/2026, and 05/03/2026, and a date of 05/20/2026 in the header. The filing names the broker Morgan Stanley & Co. LLC and identifies Nasdaq as the market.
BRR submitted a Form 144 notice relating to proposed sales of Common Stock through Morgan Stanley & Co. LLC on Nasdaq. The filing lists multiple sale dates tied to RSU grants and open market purchases by Jeffrey Park, each listing 164,180 shares on the referenced grant dates.
The excerpt shows grant or transaction dates of 12/19/2025, 03/23/2026, and 05/03/2026, and a date of 05/20/2026 in the header. The filing names the broker Morgan Stanley & Co. LLC and identifies Nasdaq as the market.
Cormier Renae Terese reported acquisition or exercise transactions in this Form 4 filing.
ProCap Financial, Inc. reported that Chief Legal Officer Renae Terese Cormier received a grant and settlement of 629,771 restricted stock units (RSUs) into common stock on March 23, 2026. Of these, 157,443 RSUs are fully vested, and 427,328 RSUs will vest in quarterly installments through December 1, 2026. This Form 4 amendment corrects an administrative error in the originally reported number of RSUs granted.
Cormier Renae Terese reported acquisition or exercise transactions in this Form 4 filing.
ProCap Financial, Inc. reported that Chief Legal Officer Renae Terese Cormier received a grant and settlement of 629,771 restricted stock units (RSUs) into common stock on March 23, 2026. Of these, 157,443 RSUs are fully vested, and 427,328 RSUs will vest in quarterly installments through December 1, 2026. This Form 4 amendment corrects an administrative error in the originally reported number of RSUs granted.
ProCap Financial, Inc. Chief Operating Officer Megan Lesko reported an equity compensation grant tied to restricted stock units (RSUs). She acquired 220,000 shares of common stock at no cash cost upon settlement of RSUs, and now holds 220,000 shares directly after this transaction.
According to the RSU terms, 110,000 RSUs are already fully vested, while the remaining 110,000 will vest in two quarterly installments of 55,000 RSUs each on June 15, 2026 and September 15, 2026. This Form 4 amendment corrects an administrative error in the original filing regarding the number of RSUs granted.
ProCap Financial, Inc. Chief Operating Officer Megan Lesko reported an equity compensation grant tied to restricted stock units (RSUs). She acquired 220,000 shares of common stock at no cash cost upon settlement of RSUs, and now holds 220,000 shares directly after this transaction.
According to the RSU terms, 110,000 RSUs are already fully vested, while the remaining 110,000 will vest in two quarterly installments of 55,000 RSUs each on June 15, 2026 and September 15, 2026. This Form 4 amendment corrects an administrative error in the original filing regarding the number of RSUs granted.
Wood Kyle Irvin reported acquisition or exercise transactions in this Form 4 filing.
ProCap Financial, Inc. reported that Chief Legal Officer Kyle Irvin Wood received an equity compensation award via restricted stock units that settled into 629,771 shares of common stock at a price of $0.0000 per share. Following this grant, he directly holds 629,771 shares.
According to the footnote, 314,886 RSUs are fully vested and 314,885 RSUs will vest in two quarterly installments, with 157,443 RSUs vesting on May 24, 2026 and 157,442 RSUs vesting on August 24, 2026. This Form 4 amendment corrects an administrative error in the originally reported RSU grant amount.
Wood Kyle Irvin reported acquisition or exercise transactions in this Form 4 filing.
ProCap Financial, Inc. reported that Chief Legal Officer Kyle Irvin Wood received an equity compensation award via restricted stock units that settled into 629,771 shares of common stock at a price of $0.0000 per share. Following this grant, he directly holds 629,771 shares.
According to the footnote, 314,886 RSUs are fully vested and 314,885 RSUs will vest in two quarterly installments, with 157,443 RSUs vesting on May 24, 2026 and 157,442 RSUs vesting on August 24, 2026. This Form 4 amendment corrects an administrative error in the originally reported RSU grant amount.
ProCap Financial Inc. (Common Stock, CUSIP 74277P105) is reported in an Amendment No. 1 to a Schedule 13G/A filed by Anson Funds Management LP, Anson Management GP LLC, Tony Moore, Anson Advisors Inc., Amin Nathoo and Moez Kassam. The filing states the group beneficially owns 408,200 shares, representing 0.5% of the 85,166,604 shares issued and outstanding as reported in the issuer's Form 10-K on February 18, 2026. The filing explains shared voting and dispositive power over the 408,200 shares via the Funds and related entities and provides organizational and address details for the reporting persons.
ProCap Financial Inc. (Common Stock, CUSIP 74277P105) is reported in an Amendment No. 1 to a Schedule 13G/A filed by Anson Funds Management LP, Anson Management GP LLC, Tony Moore, Anson Advisors Inc., Amin Nathoo and Moez Kassam. The filing states the group beneficially owns 408,200 shares, representing 0.5% of the 85,166,604 shares issued and outstanding as reported in the issuer's Form 10-K on February 18, 2026. The filing explains shared voting and dispositive power over the 408,200 shares via the Funds and related entities and provides organizational and address details for the reporting persons.
Procap Financial Inc Schedule 13G: the LMR Investment Managers and principals report beneficial ownership of 3,082,128 shares of common stock as of March 31, 2026, representing approximately 5.8% of the class based on 83,422,775 shares outstanding as of February 12, 2026. The filing states the LMR Master Fund holds 1,540,163 shares and LMR CCSA Master Fund holds 1,541,965, and discloses warrants exercisable for a total of 1,843,375 shares.
The Reporting Persons indicate they have shared voting and dispositive power over 4,925,503 shares and that voting/disposition powers are exercised on behalf of the two master funds. The submission is made under beneficial-owner reporting rules and includes a statement about comparable foreign regulatory oversight.
Procap Financial Inc Schedule 13G: the LMR Investment Managers and principals report beneficial ownership of 3,082,128 shares of common stock as of March 31, 2026, representing approximately 5.8% of the class based on 83,422,775 shares outstanding as of February 12, 2026. The filing states the LMR Master Fund holds 1,540,163 shares and LMR CCSA Master Fund holds 1,541,965, and discloses warrants exercisable for a total of 1,843,375 shares.
The Reporting Persons indicate they have shared voting and dispositive power over 4,925,503 shares and that voting/disposition powers are exercised on behalf of the two master funds. The submission is made under beneficial-owner reporting rules and includes a statement about comparable foreign regulatory oversight.