BrilliA (BRIA) director submits initial Form 3 insider ownership filing

Rhea-AI Filing Summary

BrilliA Inc director Kronfeld Gary Harris has filed an initial Form 3, which is the baseline insider ownership report required by regulators. The filing shows no reported stock purchases, sales, exercises, gifts, or other transactions, establishing his starting disclosure as a director of the company.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Kronfeld Gary Harris

(Last) (First) (Middle)

220 ORCHARD ROAD

UNIT 05-01, MIDPOINT ORCHARD

(Street)

SINGAPORE SINGAPORE 238852

(City) (State) (Zip)

SINGAPORE

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
11/19/2024

3. Issuer Name and Ticker or Trading Symbol
BrilliA Inc [ BRIA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Gary Kronfeld	03/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the BrilliA (BRIA) Form 3 filing by Kronfeld Gary Harris show?

The Form 3 filing shows director Kronfeld Gary Harris providing his initial insider ownership report for BrilliA Inc. It lists no stock purchases, sales, option exercises, or other transactions, serving as a regulatory baseline for his future ownership disclosures as a director.

Did Kronfeld Gary Harris buy or sell BrilliA (BRIA) shares in this Form 3?

No, the Form 3 lists no purchases, sales, exercises, gifts, or other transactions in BrilliA Inc shares. All transaction counts and share amounts in the summary are zero, meaning this filing is purely an initial ownership disclosure rather than a record of trading activity.

What is the purpose of this BrilliA (BRIA) Form 3 filing?

This Form 3 establishes the starting point for director Kronfeld Gary Harris’s insider ownership reporting at BrilliA Inc. It is a regulatory requirement for new insiders and provides a baseline against which any future Form 4 or Form 5 trading or ownership changes will be compared.

Does the BrilliA (BRIA) Form 3 include any derivative securities activity?

No, the Form 3 indicates zero derivative transactions and an empty derivative summary for BrilliA Inc. There are no option or other derivative exercises, conversions, or restructurings reported, and all derivative-related transaction counters in the summary remain at zero in this filing.

What roles does Kronfeld Gary Harris hold at BrilliA (BRIA) in this Form 3?

In this Form 3, Kronfeld Gary Harris is identified as a director of BrilliA Inc and not as an officer or ten percent owner. The filing focuses on his status as a director, which triggers the requirement to submit this initial insider ownership report.