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Braiin (BRAI) CFO discloses direct ownership of 637,908 Ordinary Shares in Form 3/A

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Braiin Ltd Chief Financial Officer Jay Richard Stephenson has filed an amended Form 3 reporting his beneficial ownership in the company. The filing shows he directly holds 637,908 Ordinary Shares of Braiin Ltd. This amendment reflects reported holdings only, with no buy or sell transactions disclosed.

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Insider Stephenson Jay Richard
Role Chief Financial Officer
Type Security Shares Price Value
holding Ordinary Shares -- -- --
Holdings After Transaction: Ordinary Shares — 637,908 shares (Direct)
Footnotes (1)
Ordinary Shares held 637,908 shares Directly owned by CFO Jay Richard Stephenson after Form 3/A
Ordinary Shares financial
"Security title reported as Ordinary Shares."
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
Chief Financial Officer other
"Officer title listed as Chief Financial Officer."
A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.
Form 3/A regulatory
"Insider ownership is disclosed through an amended Form 3/A filing."
An amended Form 3 (Form 3/A) is a corrected or updated disclosure filed with regulators that revises an insider’s initial report of their ownership in a public company — typically for officers, directors or large shareholders. Investors use it like a corrected inventory list: it clarifies who owns how many shares and whether earlier reports had errors, helping assess insider confidence, possible conflicts and the accuracy of ownership records that can affect stock valuation and trust.
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FAQ

What does Braiin (BRAI) CFO Jay Richard Stephenson report in this Form 3/A?

He reports direct ownership of 637,908 Ordinary Shares of Braiin Ltd. The amended Form 3 serves as an updated disclosure of his beneficial holdings as Chief Financial Officer, without recording any new purchase or sale transactions.

Does the Braiin (BRAI) Form 3/A show any insider buying or selling by the CFO?

No, the Form 3/A does not show insider buying or selling. It records a holding entry only, indicating Jay Richard Stephenson directly owns 637,908 Ordinary Shares, with no reported purchase, sale, or derivative exercise in this filing.

How many Braiin (BRAI) shares does the CFO hold according to this filing?

According to the amended Form 3, Jay Richard Stephenson directly holds 637,908 Ordinary Shares of Braiin Ltd. This figure represents his reported beneficial ownership position following the filing, without detailing any recent trades or option exercises.

What type of security is reported in the Braiin (BRAI) Form 3/A for the CFO?

The Form 3/A reports holdings of Ordinary Shares in Braiin Ltd. These are the company’s common equity securities, and the filing shows the Chief Financial Officer directly holding 637,908 of these shares as his beneficial ownership position.

Is the Braiin (BRAI) CFO’s ownership in this Form 3/A direct or indirect?

The ownership reported is direct. The record shows Jay Richard Stephenson as directly holding 637,908 Ordinary Shares of Braiin Ltd, without any indication in this filing that the shares are held through trusts or other entities.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Stephenson Jay Richard

(Last)(First)(Middle)
283 ROKEBY ROAD

(Street)
SUBIACOWESTERN AUSTRALIA6008

(City)(State)(Zip)

AUSTRALIA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Braiin Ltd [ BRAI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
03/31/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares637,908D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
This Form 3/A is being filed to reflect the three-for-one forward stock split of the Company's ordinary shares effected on April 29, 2026, as a result of which every Company shareholder of record as of April 27, 2026 received two additional ordinary shares for every one ordinary share held. This Form 3/A also removes the previously filed Exhibit 24.1 - Power of Attorney.
/s/ Jay Richard Stephenson06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)