Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation (BNY, NYSE: BK) files a wide range of SEC documents that shed light on its financial condition, capital structure and corporate actions. As a global financial services company and bank holding company, BNY uses current reports on Form 8-K to announce quarterly earnings releases, financial supplements and quarterly update presentations, as well as material events involving preferred stock, depositary shares and governance matters.
On this BK SEC filings page, investors can review 8-K filings that describe the release of results for specific quarters, including exhibits containing the earnings release and financial supplement, and references to conference calls and webcasts where management discusses results and outlook. Other 8-Ks cover actions such as the launch or redemption of noncumulative perpetual preferred stock series, amendments to the certificate of incorporation, the establishment of new preferred stock designations, and changes affecting the rights of security holders.
BNY’s filings also detail capital and funding activities, including public offerings of depositary shares representing interests in preferred stock, related underwriting agreements, deposit agreements, and legal opinions on the issuance and sale of these securities. Additional 8-K disclosures address topics such as the redemption and elimination of specific preferred stock series and the company’s intentions regarding future redemptions, subject to market conditions and regulatory considerations.
Stock Titan’s filings page surfaces these SEC documents in real time from EDGAR and pairs them with AI-powered summaries that explain the key points of each filing in accessible language. Users can quickly identify items related to quarterly results, preferred stock offerings and redemptions, amendments to governing documents, and other material corporate events affecting BNY’s common stock (BK), preferred securities and depositary shares. This helps investors navigate complex regulatory filings and understand how BNY’s disclosures relate to its capital structure, earnings communications and governance.
The Bank of New York Mellon Corporation issued $750,000,000 of 4.540% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2032 and $750,000,000 of 5.085% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2037.
The notes were issued under a shelf registration statement on Form S-3 under the Securities Act of 1933. The company also filed a legal opinion from Sullivan & Cromwell LLP and the related consent as exhibits, which are incorporated by reference into the registration statement.
Bank of New York Mellon Corp senior executive Alejandro Perez reported multiple stock moves. On April 17, 2026, he sold 12,504 shares of common stock in an open-market transaction at a weighted average price of $137.0086 per share. He also made a bona fide gift of 1,000 shares to a charitable donor-advised fund. After these transactions, he directly holds 62,612.761 shares and indirectly holds 1,806.0786 shares through a 401(k) plan.
Bank of New York Mellon Corp corporate controller Kurtis R. Kurimsky sold 5,290 shares of Common Stock in an open-market transaction. The shares were sold at a weighted average price of $136.0157 per share on April 17, 2026, with individual sale prices ranging from $136.00 to $136.08. After this sale, Kurimsky directly holds 17,259 shares of Bank of New York Mellon common stock.
Bank of New York Mellon Corp executive J. Kevin McCarthy sold 30,000 shares of Common Stock in an open-market transaction. The shares were sold on April 17, 2026 at a weighted average price of $136.4973, with individual trade prices ranging from $135.98 to $136.7989.
After these sales, McCarthy directly held 50,237.607 shares of Bank of New York Mellon Corp Common Stock. The footnote explains that detailed price breakdowns within the stated range are available upon request from the company, the SEC staff, or any security holder.
Senior Executive VP Shannon Marie Hobbs of Bank of New York Mellon Corp reported an open-market sale of common stock. On April 17, 2026, she sold 297 shares at a weighted average price of $137.0531 per share, with individual sale prices ranging from $137.04 to $137.08. After this sale, she held 15,206 shares of common stock directly and 70.9054 shares indirectly through a 401(k) plan.
COOK LINDA Z reported acquisition or exercise transactions in this Form 4 filing.
Bank of New York Mellon Corp director Linda Z. Cook received a grant of 1,592 Deferred Stock Units tied to common stock. Each unit is convertible into one share of common stock, bringing her total reported deferred stock unit holdings to 37,892.107 units.
The deferred stock units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date. Once vested, they are settled in shares of common stock after her service as a director ends, either in a lump sum or in annual installments. The units also earn dividend equivalents, which are reinvested into additional deferred stock units.
Echevarria Joseph reported acquisition or exercise transactions in this Form 4 filing.
Bank of New York Mellon Corp director Joseph Echevarria received 1,592 Deferred Stock Units as a grant. These units were awarded at a price of $0.00 per unit and are convertible on a 1-for-1 basis into shares of common stock.
The deferred stock units vest on the earlier of the company’s 2027 annual shareholder meeting or one year from the grant date. After his service as a director ends, the vested units are paid out in common stock either in a lump sum or in annual installments. The units also earn dividend equivalents that are reinvested in additional deferred stock units. Following this award, Echevarria directly holds 45,948.005 deferred stock units.
Bank of New York Mellon Corp director Marguerite Amy Gilliland received a grant of deferred stock units. On the grant date, she acquired 1,592 deferred stock units tied 1-for-1 to shares of Common Stock at a price of $0.00 per unit, bringing her total to 21,726.015 deferred stock units.
The deferred stock units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date. After they vest and once her service as a director ends, the units are settled in shares of Common Stock, either in a lump sum or annual installments starting 30 days after termination. These units also pay dividend equivalents that are reinvested into additional deferred stock units.
Gowrappan Kumara Guru reported acquisition or exercise transactions in this Form 4 filing.
Bank of New York Mellon Corp director Kumara Guru Gowrappan received a grant of 1,592 deferred stock units tied 1-for-1 to common stock. These units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from grant and pay dividend equivalents that are reinvested. Vested units are settled in common shares after the director’s service ends, increasing deferred holdings to 21,726.015 units held directly.
Bank of New York Mellon Corp director Jeffrey A. Goldstein received a grant of 1,592 Deferred Stock Units. These units convert 1-for-1 into common stock and increase his deferred stock holdings to 51,090.988 units.
The deferred units vest on the earlier of the company’s 2027 Annual Meeting of Shareholders or one year from the grant date. Once vested, they are settled in common shares after his service as a director ends, either in a lump sum or annual installments. The units also earn dividend equivalents that are reinvested into additional deferred stock units.