Welcome to our dedicated page for Bank New York Mellon SEC filings (Ticker: BK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Bank of New York Mellon Corporation (BNY, NYSE: BK) files a wide range of SEC documents that shed light on its financial condition, capital structure and corporate actions. As a global financial services company and bank holding company, BNY uses current reports on Form 8-K to announce quarterly earnings releases, financial supplements and quarterly update presentations, as well as material events involving preferred stock, depositary shares and governance matters.
On this BK SEC filings page, investors can review 8-K filings that describe the release of results for specific quarters, including exhibits containing the earnings release and financial supplement, and references to conference calls and webcasts where management discusses results and outlook. Other 8-Ks cover actions such as the launch or redemption of noncumulative perpetual preferred stock series, amendments to the certificate of incorporation, the establishment of new preferred stock designations, and changes affecting the rights of security holders.
BNY’s filings also detail capital and funding activities, including public offerings of depositary shares representing interests in preferred stock, related underwriting agreements, deposit agreements, and legal opinions on the issuance and sale of these securities. Additional 8-K disclosures address topics such as the redemption and elimination of specific preferred stock series and the company’s intentions regarding future redemptions, subject to market conditions and regulatory considerations.
Stock Titan’s filings page surfaces these SEC documents in real time from EDGAR and pairs them with AI-powered summaries that explain the key points of each filing in accessible language. Users can quickly identify items related to quarterly results, preferred stock offerings and redemptions, amendments to governing documents, and other material corporate events affecting BNY’s common stock (BK), preferred securities and depositary shares. This helps investors navigate complex regulatory filings and understand how BNY’s disclosures relate to its capital structure, earnings communications and governance.
Robinson Elizabeth reported acquisition or exercise transactions in this Form 4 filing.
Bank of New York Mellon Corp director Elizabeth Robinson received an equity-based award of 87.8320 phantom stock units valued at $120.9700 per unit. The award was granted under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors.
The phantom stock is payable at a specified future date in shares of Bank of New York Mellon common stock rather than being an open-market purchase. Following this grant, Robinson’s direct holdings reported in this filing total 5,320.2922 shares-related units.
Bank of New York Mellon Corp director Sandra O'Connor reported an acquisition of stock-based compensation linked to the company’s common stock. She received 227.329 units of phantom stock at a reference price of $120.97 per share under the Deferred Compensation Plan for Directors.
These phantom stock units are payable in shares of Bank of New York Mellon common stock at a specified future date. Following this grant, O'Connor’s directly owned common stock-related position reported in this filing totals 6,899.1906 shares-equivalent.
Bank of New York Mellon Corp director Ralph Izzo received a compensation-related stock award rather than buying shares on the market. He acquired 227.329 shares of common stock on April 1, 2026, valued at $120.97 per share, under a deferred compensation plan for directors.
Following this grant, Izzo directly holds a total of 16,065.0221 common shares. The footnote explains that this award represents phantom stock credited under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, which is payable in common shares at a specified future date.
Bank of New York Mellon Corp director Jeffrey A. Goldstein received an award of 340.994 phantom stock units of common stock on April 1, 2026. The units were granted under the company’s Deferred Compensation Plan for Directors and are payable at a specified date in shares of common stock. Following this compensation-related acquisition, Goldstein directly holds a reported total of 42,308.4108 common shares.
Bank of New York Mellon Corp director Joseph Echevarria received an equity-based award under the company’s deferred compensation plan. He acquired 743.986 phantom stock units on common stock, valued at $120.97 per share, bringing his directly held balance to 65,799.4835 shares-equivalent after the transaction.
The Vanguard Group amended its Schedule 13G/A to report beneficial ownership of 0 shares (0%) of Bank of New York Mellon Corp common stock. The amendment notes an internal realignment effective January 12, 2026, after which certain Vanguard subsidiaries report ownership separately in reliance on SEC Release No. 34-39538.
The filing is signed by Ashley Grim, Head of Global Fund Administration, dated March 26, 2026.
The Bank of New York Mellon Corporation reports beneficial ownership of 218,471 shares of the WisdomTree Bitcoin Fund, representing 12.0%. The filing attributes substantially similar holdings to affiliated entities: BNY Mellon IHC, LLC, MBC Investments Corp, and Newton Investment Management North America, LLC, each listed with 218,470 shares and 12.0% in the cover rows.
The filing states these shares are held by Bank of New York Mellon and its direct or indirect subsidiaries in various fiduciary capacities and identifies WisdomTree Enhanced Commodity Strategy Fund as an entity with an interest exceeding 5.0%.
The Bank of New York Mellon Corporation detailed the issuance of its new Series M Noncumulative Perpetual Preferred Stock and related depositary shares. The company entered into an underwriting agreement for a public offering of 500,000 depositary shares, each representing a 1/100th interest in a share of Series M preferred.
Each Series M preferred share has a liquidation preference of $100,000. If dividends on the Series M preferred are not declared and paid (or set aside) for the last preceding dividend period, the company’s ability to declare or pay dividends on, or repurchase, its common stock and other junior securities will be subject to specified restrictions.
The Bank of New York Mellon Corporation is asking stockholders to elect 11 directors, approve an advisory vote on 2025 executive pay, and ratify KPMG LLP as independent auditor for 2026 at its 2026 Annual Meeting.
The proxy highlights strong 2025 results, including record net income applicable to common shareholders of $5.3 billion on record revenue of $20.1 billion, a pre-tax margin of 35% and ROTCE of 26%. BNY reports total shareholder return of +178% over three years under CEO Robin Vince versus +68% for the S&P 500 Financials Index, and returned $5.0 billion, or 94% of 2025 earnings, to common stockholders.
The filing emphasizes an 11-member board with 10 independent directors, a combined Chairman/CEO role held by Mr. Vince, a strong independent Lead Director, and extensive governance, risk oversight, sustainability and pay-for-performance compensation practices.
Bank of New York Mellon Corp executive Rajashree Datta reported two Form 4 transactions reflecting tax withholding on equity compensation, not open-market trading. On the same date, a total of 1,900 and 6,541 shares of common stock were disposed of at $119.10 per share to cover tax liabilities tied to vesting restricted stock units, as described in the footnote.