STOCK TITAN

Bar Harbor Bankshares (NYSE: BHB) EVP reports share grant and tax-withholding

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BAR HARBOR BANKSHARES Executive Vice President John M. Mercier reported routine equity compensation activity involving the company’s common stock. On April 23, 2026, he received a grant/award of 3,173 shares, acquired upon the settlement of performance-based vesting criteria that were met on that date.

To cover tax obligations, 2,098 shares were disposed of through a tax-withholding transaction, rather than an open-market sale. After these transactions, Mercier holds 29,022 shares directly and 1,000 shares indirectly through a trust, reflecting ongoing equity ownership in the company.

Positive

  • None.

Negative

  • None.
Insider Mercier John M
Role EXECUTIVE VICE PRESIDENT
Type Security Shares Price Value
Grant/Award Common Stock 3,173 $0.00 --
Tax Withholding Common Stock 2,098 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 29,022 shares (Direct); Common Stock — 1,000 shares (Indirect, by Trust)
Footnotes (1)
  1. [object Object]
Performance-based shares acquired 3,173 shares Common Stock grant/award on April 23, 2026
Shares for tax withholding 2,098 shares Tax-withholding disposition on April 23, 2026
Direct holdings after transactions 29,022 shares Common Stock directly owned following April 23, 2026 transactions
Indirect holdings by trust 1,000 shares Common Stock held indirectly by trust
performance-based vesting criteria financial
"acquired upon the settlement of performance-based vesting criteria. The performance criteria were met on April 23, 2026"
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition", "transaction_code_description": "Payment of exercise price or tax liability"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
indirect financial
""ownership_type": "indirect", "ownership_code": "I""

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What did BHB executive John M. Mercier report in this Form 4 filing?

Executive Vice President John M. Mercier reported a routine equity compensation event, receiving 3,173 shares of Bar Harbor Bankshares common stock after performance-based vesting criteria were met, and a related tax-withholding disposition of 2,098 shares on April 23, 2026.

How many Bar Harbor Bankshares (BHB) shares does Mercier hold after the transactions?

After the reported transactions, John M. Mercier holds 29,022 shares of Bar Harbor Bankshares common stock directly and 1,000 shares indirectly through a trust, showing a continuing equity stake in the company following the performance-based award settlement.

Was the 2,098-share disposition in BHB stock an open-market sale?

No, the 2,098-share disposition was classified as a tax-withholding transaction. Shares were delivered to satisfy exercise price or tax liability, not sold in the open market, which is common when performance-based or restricted stock awards vest.

What triggered Mercier’s 3,173-share award in Bar Harbor Bankshares (BHB)?

The 3,173-share award was acquired when performance-based vesting criteria were satisfied on April 23, 2026. Once those criteria were met, the performance shares settled into common stock, increasing Mercier’s direct holdings in Bar Harbor Bankshares.

How does this Form 4 reflect Mercier’s indirect ownership in BHB?

The filing shows that 1,000 Bar Harbor Bankshares common shares are held indirectly by a trust for Mercier. This indirect position is in addition to his 29,022 directly held shares, and both positions are disclosed for transparency around total beneficial ownership.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mercier John M

(Last)(First)(Middle)
PO BOX 400
82 MAIN STREET

(Street)
BAR HARBOR MAINE 04609

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BAR HARBOR BANKSHARES [ BHB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EXECUTIVE VICE PRESIDENT
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/23/2026A(1)3,173A(1)29,022D
Common Stock04/23/2026F2,098D(1)26,924D
Common Stock1,000Iby Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of BHB common stock ("Common Stock") acquired upon the settlement of performance-based vesting criteria. The performance criteria were met on April 23, 2026.
/s/ Olivia Erickson, Attorney-in-Fact04/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)