Welcome to our dedicated page for BGC Group SEC filings (Ticker: BGC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
BGC Group, Inc. (Nasdaq: BGC) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations as a global marketplace, data, and financial technology services company. These SEC filings cover its activities in investment banking and securities dealing, brokerage, and multi-asset markets such as fixed income, foreign exchange, energy, commodities, shipping, equities, and products traded on the FMX Futures Exchange.
Among the most informative filings for BGC are its annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe the company’s business, risk factors, segment information, and financial statements. Investors use these reports to understand how BGC presents its brokerage and financial technology activities, its use of non-GAAP measures such as Adjusted Earnings and Adjusted EBITDA, and its explanations of items like equity-based compensation and acquisition-related costs.
Current reports on Form 8-K provide more frequent updates on specific events. For BGC, recent 8-K filings have addressed quarterly earnings releases, updated financial outlooks, exchange offers for senior notes due 2030, the scheduling of the annual meeting of stockholders, and changes in control related to the divestiture of holdings by a former executive. These filings help readers track material developments in governance, capital structure, and financing activities.
The company’s definitive proxy statement on Schedule 14A offers additional detail on topics such as the composition and responsibilities of the Board of Directors, voting rights associated with Class A and Class B common stock, executive compensation, and stockholder proposal procedures. Filings related to debt offerings and exchange offers describe the terms of BGC’s senior notes and the mechanics of registered exchange transactions.
On this page, users can access BGC’s SEC filings and benefit from AI-powered summaries that explain the key points of lengthy documents. Real-time updates from the EDGAR system make it possible to review new 10-K and 10-Q reports, 8-K current reports, and proxy statements as they are filed. Users can also examine disclosures related to capital markets transactions and governance changes, and use AI-generated highlights to focus on sections most relevant to their analysis.
BGC Group, Inc. reported that COO and Co-CEO Sean A. Windeatt received a grant of 268,498 restricted stock units (RSUs) on April 1, 2026 under the company’s Long Term Incentive Plan. Each RSU represents one share of Class A common stock and is scheduled to vest on April 1, 2029, contingent on continued service and the company generating at least $5 million in gross revenues for the quarter in which vesting occurs.
On the same date, 12,019 previously granted RSUs vested, leading to issuance of 6,370 shares of Class A common stock to Windeatt after 5,649 shares were withheld to cover taxes at $9.84 per share. Following these transactions, he holds 725,113 shares directly, along with additional unvested RSUs scheduled to vest between 2027 and 2033 subject to similar service and revenue conditions.
BGC Group, Inc. reported that Chairman of the Board & General Counsel Stephen M. Merkel received an equity compensation grant and had shares withheld for taxes. On April 1, 2026, he was granted 77,882 restricted stock units (RSUs) under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a right to receive one share of Class A common stock, vesting in equal installments on each of the first through fifth anniversaries of April 1, 2026, contingent on continued service and the Company generating at least $5 million in revenue for the quarter in which vesting occurs. On the same date, 29,973 RSUs previously granted vested; to cover taxes, the Company withheld 16,576 shares, and 13,397 shares of Class A common stock were issued to him. After these transactions, he holds shares directly and indirectly through family trusts and a 401(k) plan, reflecting routine compensation and tax withholding rather than open-market trading.
BGC Group, Inc. Chief Financial Officer Jason W. Hauf reported equity compensation activity and related tax withholding. On April 1, 2026, he received a grant of 42,835 restricted stock units under the BGC Group, Inc. Long Term Incentive Plan. These RSUs vest in five equal annual installments, contingent on continued service and the Company and its affiliates generating at least $5 million in gross revenues in the quarter of each vesting. On the same date, 15,680 previously granted RSUs vested, with 6,320 shares of Class A common stock withheld by the Company to cover taxes at a reference price of $9.84 per share, and 9,360 shares issued to him. After these transactions, he directly holds 113,711 shares and RSUs in total.
AUBIN JEAN-PIERRE reported acquisition or exercise transactions in this Form 4 filing.
BGC Group, Inc. granted Co-Chief Executive Officer Jean-Pierre Aubin 269,557 restricted stock units (RSUs), each representing one share of Class A common stock. The RSUs vest in equal installments over the first through fifth anniversaries of April 1, 2026.
Vesting requires that Aubin continue substantially providing services to BGC or its affiliates and that the company and its affiliates generate at least $5 million in revenue in the quarter in which each vesting occurs. After this award, he holds 1,455,262 shares directly, alongside a significant portfolio of previously granted RSUs with long-dated and post-termination vesting schedules.
ABULARRAGE JOHN J. reported acquisition or exercise transactions in this Form 4 filing.
BGC Group, Inc. reported that Co-Chief Executive Officer John J. Abularrage received a grant of 350,727 restricted stock units (RSUs) under the company’s Long Term Incentive Plan. Each RSU represents the right to receive one share of Class A common stock if conditions are met.
The RSUs vest in equal installments on each of the first through fifth anniversaries of April 1, 2026, if he continues substantially providing services and if the company and its affiliates generate at least $5 million in revenue in the quarter of vesting. After this grant, he beneficially owns 832,072 Class A shares and RSUs in total.
BGC Group, Inc. updated its outlook for the quarter ending March 31, 2026, stating it now expects results to be slightly above the high end of its previously announced ranges for revenue and pre-tax Adjusted Earnings. The company highlights that these outlook figures rely on non-GAAP measures such as Adjusted Earnings, Adjusted EBITDA, Liquidity, and Constant Currency, and provides detailed definitions and methodologies for each. Management explains that these metrics remove various non-cash, acquisition-related, and unusual items to better reflect underlying operating performance, while emphasizing that they are supplements to, not replacements for, GAAP results.
BGC Group, Inc. reported insider equity compensation activity for Co-Chief Executive Officer John J. Abularrage. He was granted 164,890 restricted stock units (RSUs) effective April 1, 2025, each representing one share of Class A common stock under the company’s long-term incentive plan.
On March 15, 2026, 75,071 RSUs vested. To cover tax obligations, the company withheld 41,516 shares at $9.57 per share, and 33,555 shares were issued to him. After this vesting and withholding, he holds 147,702 shares of Class A common stock and 333,643 RSUs scheduled to vest between 2027 and 2030, subject to continued service and a quarterly gross revenue condition of at least $5 million.
BGC Group, Inc. Co-Chief Executive Officer Jean-Pierre Aubin reported routine equity compensation activity and related tax withholding. On April 1, 2025, he received a grant of 78,456 restricted stock units (RSUs) under the company’s long-term incentive plan.
Of these RSUs, 15,692 vested on March 15, 2026, while the remainder is scheduled to vest annually on March 15 of 2027, 2028, 2029 and 2030, subject to continued service and the company generating at least $5 million in gross revenues in the applicable quarter. Separately, on March 15, 2026, 29,368 RSUs vested, with 14,392 shares withheld to cover taxes and 14,976 shares issued to Aubin.
After these transactions, he also holds 604,515 additional RSUs scheduled to vest over multiple future dates, including tranches in 2027–2030 and a larger block vesting on July 1, 2033, plus a portion that vests over four years following any employment termination.
BGC Group, Inc. Co-Chief Executive Officer Jean-Pierre Aubin reported an open-market sale of 10,000 shares of Class A common stock on March 5, 2026. The weighted average sale price was $9.55 per share, based on trades between $9.52 and $9.58.
The filing notes the sale was made primarily to fund a personal real estate transaction. After this sale, Aubin directly and indirectly holds a total of 1,121,641 shares and RSUs, including 566,214 shares and 555,427 restricted stock units that vest over multiple dates through 2033 and after his employment ends.
BGC Group’s 2025 annual report describes a global brokerage and financial technology firm spanning rates, credit, FX, equities and a rapidly expanded energy, commodities and shipping (ECS) franchise. The company now operates more than 2,500 front-office staff across major financial centers worldwide.
The report highlights Fenics, BGC’s higher-margin electronic, data, network and post-trade platform, and the build‑out of FMX, which offers cash U.S. Treasuries, FX and U.S. interest rate futures with minority stakes held by leading banks and trading firms. Acquisitions of Sage, OTC Global and AMCOM position BGC as the world’s largest energy, commodities and shipping broker by revenue as of December 31, 2025.
Governance changed significantly after longtime leader Howard Lutnick became U.S. Secretary of Commerce, with new co‑CEOs appointed and his economic interests transferred to family trusts and Cantor-related entities. The filing also summarizes extensive risk factors, including market volatility, regulation, cybersecurity, indebtedness and heavy reliance on electronic trading and key personnel.