ETRADE Financial (NASDAQ: BEAM) insider sales and restricted vesting

Rhea-AI Filing Summary

ETRADE Financial Corporation reported Rule 144 activity involving Common Stock. The filing shows two open-market sales by John M. Evans of 25,000 shares on 01/29/2026 for $734,582.50 and 25,000 shares on 01/30/2026 for $708,946.63. The notice also lists 66,874 shares tied to Restricted Stock Vesting with an effective date of 03/31/2026 described as for services rendered.

Insights

Compliance Analyst

Routine Rule 144 disclosure showing reported sales and a vesting event.

The filing lists two dispositions by John M. Evans totaling 50,000 shares on 01/29/2026 and 01/30/2026

These sales are reported with gross sale proceeds of $734,582.50 and $708,946.63. The entry for Restricted Stock Vesting of 66,874 shares on 03/31/2026 is recorded as issued for services rendered. Timing and cash‑flow treatment for the vesting are indicated by the vesting line; the filing does not attach further proceeds or disposition instructions.

Key Figures

Sale — 01/29/2026: 25,000 shares Sale — 01/30/2026: 25,000 shares Restricted stock vesting: 66,874 shares

3 metrics

Sale — 01/29/2026 25,000 shares Sale by John M. Evans for $734,582.50 on <date>01/29/2026</date>

Sale — 01/30/2026 25,000 shares Sale by John M. Evans for $708,946.63 on <date>01/30/2026</date>

Restricted stock vesting 66,874 shares Vesting effective <date>03/31/2026</date> described as for services rendered

Key Terms

Restricted Stock Vesting, Rule 144, Gross sale proceeds

3 terms

Restricted Stock Vesting financial

"Common Stock | 03/31/2026 | Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 regulatory

"144: Securities Sold During The Past 3 Months"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Gross sale proceeds financial

"01/29/2026 | 25000 | 734582.50"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005	66874	1464540.6	101856245	04/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/31/2026	Restricted Stock Vesting	Issuer			66874	03/31/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John M. Evans 238 Main Street Cambridge MA 02142	Common Stock	01/29/2026	25000	734582.50
John M. Evans 238 Main Street Cambridge MA 02142	Common Stock	01/30/2026	25000	708946.63

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares did John M. Evans sell according to the Form 144?

The Form 144 reports sales of 25,000 shares on 01/29/2026 and 25,000 shares on 01/30/2026. The filing lists the gross proceeds as $734,582.50 and $708,946.63, respectively.

Does the filing show any restricted stock vesting for the issuer?

Yes. The filing lists 66,874 shares tied to Restricted Stock Vesting with an effective date of 03/31/2026. The vesting is described as issued for services rendered.

Who is the issuer named on the Form 144 excerpt?

The excerpt lists the issuer as ETRADE Financial Corporation with an address in Alpharetta, GA. The security type in the filing is identified as Common Stock traded on NASDAQ.

What are the reported sale proceeds in this filing?

The reported gross proceeds are $734,582.50 for the 01/29/2026 sale and $708,946.63 for the 01/30/2026 sale. The filing pairs each sale date with its dollar amount.