Welcome to our dedicated page for Alibaba Group Holding SEC filings (Ticker: BBAAY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for ALIBABA GRP S/ADR 144A 24 (BBAAY) provides access to regulatory documents filed by Alibaba Group Holding Limited as a foreign issuer under the Securities Exchange Act of 1934. Alibaba reports using Forms 6-K and 20-F, and in some filings references Form 40-F. These filings are central for understanding the structure and ongoing changes affecting the securities underlying BBAAY.
Alibaba’s Form 6-K submissions frequently furnish documents that have been submitted to The Stock Exchange of Hong Kong Limited. Among the most recurring exhibits are the Monthly Returns, which detail movements in authorized share capital and issued shares, including Hong Kong depositary receipts listed under Chapter 19B of the Hong Kong Listing Rules. For investors in ALIBABA GRP S/ADR 144A 24, these Monthly Returns help clarify how the underlying share base evolves over time.
Other notable filings include announcements on the grant of awards pursuant to the 2024 plan, which describe equity award grants disclosed to the Hong Kong Stock Exchange and then furnished to the SEC as Exhibit 99.1. Alibaba has also furnished a Hong Kong Interim Report for the first six months of a fiscal year ending March 31, 2026, prepared under Rule 13.48(1) of the Hong Kong Listing Rules. This interim report offers a mid-year view of the issuer’s information that is also made available in its home market.
On Stock Titan, these filings are updated in line with EDGAR and can be paired with AI-powered summaries that explain the key points in plain language. Users can quickly see which Form 6-Ks relate to Monthly Returns, which relate to award grants, and which contain interim reporting, helping them navigate Alibaba Group Holding Limited’s foreign issuer disclosures as they analyze BBAAY.
Alibaba Group Holding Limited submitted a Form 6-K to furnish its April 2026 Monthly Return required by the Hong Kong Stock Exchange. This return reports movements in its authorized share capital and issued shares under Hong Kong Listing Rule 13.25B.
The Monthly Return is attached as Exhibit 99.1 to this Form 6-K.
Alibaba Group Holding Limited submitted a Form 6-K to furnish its April 2026 Monthly Return required by the Hong Kong Stock Exchange. This return reports movements in its authorized share capital and issued shares under Hong Kong Listing Rule 13.25B.
The Monthly Return is attached as Exhibit 99.1 to this Form 6-K.
Alibaba Group Holding Limited has scheduled a board meeting for May 12, 2026 to approve its unaudited results for the three months and fiscal year ended March 31, 2026 and the related results announcement.
The company plans to announce these results on May 13, 2026. Alibaba has one class of shares with one vote per share and is deemed to have a weighted voting rights structure under Hong Kong Stock Exchange rules. Its American depositary shares, each representing eight ordinary shares, trade on the New York Stock Exchange under the symbol BABA, while its Hong Kong stock codes are 9988 (HKD counter) and 89988 (RMB counter).
Alibaba Group Holding Limited has scheduled a board meeting for May 12, 2026 to approve its unaudited results for the three months and fiscal year ended March 31, 2026 and the related results announcement.
The company plans to announce these results on May 13, 2026. Alibaba has one class of shares with one vote per share and is deemed to have a weighted voting rights structure under Hong Kong Stock Exchange rules. Its American depositary shares, each representing eight ordinary shares, trade on the New York Stock Exchange under the symbol BABA, while its Hong Kong stock codes are 9988 (HKD counter) and 89988 (RMB counter).
Alibaba Group Holding Limited reports that the Hong Kong Stock Exchange has confirmed the company may proceed with a proposed spin-off of its Jiaxing Park logistics and warehousing infrastructure assets through listing an infrastructure real estate investment trust (the Infrastructure REIT) on the Shenzhen Stock Exchange.
The structure involves setting up an asset-backed special purpose plan managed by CICC, with the Infrastructure REIT, managed by CICC Fund, subscribing for securities representing interests in the Jiaxing Park project companies, which will cease to be Alibaba subsidiaries. Hong Kong regulators also granted Alibaba a waiver from the usual requirement to give existing shareholders assured entitlement to units in the Infrastructure REIT, citing PRC legal constraints.
The board considers the spin-off and the waiver fair and reasonable and in the interests of the company and shareholders as a whole. The Infrastructure REIT listing remains subject to approval by the Shenzhen Stock Exchange and the China Securities Regulatory Commission and may or may not proceed.
Alibaba Group Holding Limited reports that the Hong Kong Stock Exchange has confirmed the company may proceed with a proposed spin-off of its Jiaxing Park logistics and warehousing infrastructure assets through listing an infrastructure real estate investment trust (the Infrastructure REIT) on the Shenzhen Stock Exchange.
The structure involves setting up an asset-backed special purpose plan managed by CICC, with the Infrastructure REIT, managed by CICC Fund, subscribing for securities representing interests in the Jiaxing Park project companies, which will cease to be Alibaba subsidiaries. Hong Kong regulators also granted Alibaba a waiver from the usual requirement to give existing shareholders assured entitlement to units in the Infrastructure REIT, citing PRC legal constraints.
The board considers the spin-off and the waiver fair and reasonable and in the interests of the company and shareholders as a whole. The Infrastructure REIT listing remains subject to approval by the Shenzhen Stock Exchange and the China Securities Regulatory Commission and may or may not proceed.
Alibaba Group Holding Limited filed a Form 6-K as a foreign private issuer. The company explains that, as a Hong Kong Stock Exchange–listed issuer, it must submit a Next Day Disclosure Return under Rule 13.25A of the Hong Kong Listing Rules when certain share-related events occur.
The Form 6-K furnishes Alibaba’s Next Day Disclosure Return dated April 21, 2026 as Exhibit 99.1. Alibaba confirms it files its annual reports under cover of Form 20-F.
Alibaba Group Holding Limited filed a Form 6-K as a foreign private issuer. The company explains that, as a Hong Kong Stock Exchange–listed issuer, it must submit a Next Day Disclosure Return under Rule 13.25A of the Hong Kong Listing Rules when certain share-related events occur.
The Form 6-K furnishes Alibaba’s Next Day Disclosure Return dated April 21, 2026 as Exhibit 99.1. Alibaba confirms it files its annual reports under cover of Form 20-F.
Alibaba Group Holding Ltd president J. Michael Evans exercised restricted share units into ordinary shares on Apr 1, 2026. Multiple restricted share unit awards in the form of American Depositary Shares vested and settled, resulting in the acquisition of 748,000 ordinary shares. The filing shows no share sales, and Evans now directly holds 748,000 ordinary shares after these vestings. Footnotes state that several awards have fully vested as of Apr 1, 2026, while another award continues to vest in installments.
Alibaba Group Holding Ltd president J. Michael Evans exercised restricted share units into ordinary shares on Apr 1, 2026. Multiple restricted share unit awards in the form of American Depositary Shares vested and settled, resulting in the acquisition of 748,000 ordinary shares. The filing shows no share sales, and Evans now directly holds 748,000 ordinary shares after these vestings. Footnotes state that several awards have fully vested as of Apr 1, 2026, while another award continues to vest in installments.
Alibaba Group Holding Ltd director Joseph C. Tsai reported the vesting of 3,333 restricted share units on April 1, 2026, which settled into an equal number of ordinary shares at no exercise price. Following this RSU vesting, he directly holds 814,405 ordinary shares and 66,667 restricted share units. The filing also shows substantial indirect ownership of ordinary shares held by his spouse and a related corporation.
Alibaba Group Holding Ltd director Joseph C. Tsai reported the vesting of 3,333 restricted share units on April 1, 2026, which settled into an equal number of ordinary shares at no exercise price. Following this RSU vesting, he directly holds 814,405 ordinary shares and 66,667 restricted share units. The filing also shows substantial indirect ownership of ordinary shares held by his spouse and a related corporation.
Alibaba Group director Maggie Wei Wu reported the vesting of equity awards that increased her share holdings. On Apr 1, 2026, 40,808 restricted share units vested and settled into American Depositary Shares, each representing 8 ordinary shares. These units had no exercise price and reflect compensation rather than open‑market purchases.
Following the conversions, Wu directly holds 3,654,160 ordinary shares. An additional 7,200,000 ordinary shares are held indirectly by a trust. One award that began vesting on Apr 1, 2021 is now fully vested, while another award that began vesting on Apr 1, 2022 still has unvested units outstanding.
Alibaba Group director Maggie Wei Wu reported the vesting of equity awards that increased her share holdings. On Apr 1, 2026, 40,808 restricted share units vested and settled into American Depositary Shares, each representing 8 ordinary shares. These units had no exercise price and reflect compensation rather than open‑market purchases.
Following the conversions, Wu directly holds 3,654,160 ordinary shares. An additional 7,200,000 ordinary shares are held indirectly by a trust. One award that began vesting on Apr 1, 2021 is now fully vested, while another award that began vesting on Apr 1, 2022 still has unvested units outstanding.
Alibaba Group Holding Ltd Chief Executive Officer and director Wu Yongming exercised restricted share units that vested into ordinary shares. On Apr 1, 2026, 13,333 restricted share units settled into 13,333 ordinary shares at an exercise price of $0.00 per share as compensation.
Following these transactions, Wu held 973,085 ordinary shares directly and 266,667 restricted share units outstanding and unvested. Indirect holdings included 108,000 ordinary shares held by his spouse and 12,320,000 ordinary shares held by a trust.
Alibaba Group Holding Ltd Chief Executive Officer and director Wu Yongming exercised restricted share units that vested into ordinary shares. On Apr 1, 2026, 13,333 restricted share units settled into 13,333 ordinary shares at an exercise price of $0.00 per share as compensation.
Following these transactions, Wu held 973,085 ordinary shares directly and 266,667 restricted share units outstanding and unvested. Indirect holdings included 108,000 ordinary shares held by his spouse and 12,320,000 ordinary shares held by a trust.
Alibaba Group Holding Ltd’s Chief People Officer Jiang Fang reported routine equity compensation activity. On March 25, 2026, restricted share units vested and were converted into a total of 37,333 ordinary shares, including units that settled into American Depositary Shares where each ADS represents eight ordinary shares.
On the same date, 16,848 ordinary shares were sold at a weighted average price of $16.10 per share in Hong Kong to satisfy tax withholding obligations related to this vesting, as described in the footnotes. After these transactions, Jiang Fang held 5,554,653 ordinary shares directly and additional ordinary shares indirectly through a trust.
Alibaba Group Holding Ltd’s Chief People Officer Jiang Fang reported routine equity compensation activity. On March 25, 2026, restricted share units vested and were converted into a total of 37,333 ordinary shares, including units that settled into American Depositary Shares where each ADS represents eight ordinary shares.
On the same date, 16,848 ordinary shares were sold at a weighted average price of $16.10 per share in Hong Kong to satisfy tax withholding obligations related to this vesting, as described in the footnotes. After these transactions, Jiang Fang held 5,554,653 ordinary shares directly and additional ordinary shares indirectly through a trust.