Welcome to our dedicated page for Battalion Oil SEC filings (Ticker: BATL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Battalion Oil Corporation (BATL) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include Current Reports on Form 8-K, Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q and related exhibits that describe Battalion’s onshore oil and natural gas operations, financial condition, capital structure and material events.
Recent 8-K filings illustrate how Battalion uses SEC reports to document significant developments. For example, a Form 8-K dated December 19, 2025 describes an Agreement of Sale and Purchase under which certain subsidiaries agreed to sell substantially all of the company’s oil and natural gas properties and related assets in its West Quito Draw area in the Southern Delaware Basin in Ward County, Texas to MCM Delaware Resources, LLC, subject to customary closing conditions and purchase price adjustments. Other 8-Ks furnish press releases containing quarterly financial results and non-GAAP reconciliations, and discuss matters such as term loan amendments and covenant relief under the company’s senior secured credit agreement.
An 8-K filed on August 25, 2025 addresses NYSE American’s acceptance of Battalion’s plan of compliance after the company was notified of noncompliance with stockholders’ equity listing standards. That filing explains the compliance period through November 30, 2026 and notes that BATL common stock continues to trade on NYSE American under an exception, subject to other listing requirements. Additional filings provide details on the company’s use of preferred equity, term loan refinancing in 2024, and the termination of the Merger Agreement with Fury Resources, Inc.
On Stock Titan, these filings can be viewed alongside AI-powered summaries that highlight key sections such as descriptions of material definitive agreements, notices of delisting or noncompliance, and discussions of results of operations and financial condition. Users can quickly locate references to items like asset divestitures, debt covenants, stock exchange notifications and other events disclosed under Items 1.01, 2.02, 3.01 and 8.01 of Form 8-K, and then consult the full text of Battalion’s 10-K and 10-Q reports for more comprehensive financial and risk factor information.
Battalion Oil Corporation registers for resale up to 36,999,134 shares of Common Stock by selling securityholders under a shelf prospectus, including 5,935,377 issued shares and 31,063,757 shares issuable upon conversion of Redeemable Convertible Preferred Stock (conversion amounts calculated as of April 4, 2026). The registration is to satisfy holders' registration rights and the Company will receive no proceeds from these resales. The shelf also permits future primary offerings up to an aggregate initial offering price of $375,000,000; any particular issuance will be described in a prospectus supplement. The Registration Statement covers resale mechanics, potential distribution methods, and the Selling Securityholders identified in the prospectus.
Battalion Oil Corporation is registering for resale up to 36,999,134 shares of its common stock. The registration covers (i) 5,935,377 issued shares held by selling securityholders and (ii) 31,063,757 shares issuable upon conversion of specified series of Redeemable Convertible Preferred Stock (conversion amounts calculated as of April 4, 2026 and including a company good-faith estimate of an additional 4,625,909 shares). The Company will not receive proceeds from sales by the selling securityholders. This shelf registration also permits the Company to offer up to an aggregate initial offering price of $375,000,000 of various securities in one or more offerings, with specific terms to be provided in prospectus supplements.
Luminus Energy Partners Master Fund, Ltd., managed by Luminus Management LLC, reported an internal restructuring of its indirect holdings of Battalion Oil Corp common stock. On April 2, 2026, the Master Fund distributed 379,559 shares of common stock to certain certificate holders who belatedly provided information needed to receive their allocation.
The filing explains that an earlier 5,200,000‑share distribution in kind left 1,145,542 "Segregated Shares" still held by the Master Fund for non‑responding investors, over which it retains voting and disposition power but no economic interest. After the April 2 transaction, the Master Fund’s reported indirect holding stands at 1,626,949 shares, subject to disclaimers that each reporting person only admits beneficial ownership to the extent of its pecuniary interest.
Luminus Management and its affiliates filed an amended ownership report on Battalion Oil Corp, showing significant influence over the company’s common stock. The filing reports beneficial ownership of 14,132,184 shares of common stock, representing 43.4% of the class, including shares issuable upon conversion of multiple Series A preferred stock series.
The amendment explains a prior distribution in kind of 5,200,000 Battalion Oil shares from the Luminus Master Fund to various feeder funds and affiliates. Because some certificate holders did not complete requirements to receive their allocations, 1,145,542 “Segregated Shares” remain held by the Master Fund for their benefit, with 379,559 of those later distributed on April 2, 2026.
Battalion Oil Corporation reported that directors David Chang and Ajay Jegadeesan have resigned from its Board. Chang, formerly Chairman of the Compensation Committee and a member of the Reserves Committee, and Jegadeesan, a member of the Reserves and Nominating & Corporate Governance Committees, will step down effective March 31, 2026. Both stated their departures are not due to any disagreement with the company or its subsidiaries on operations, policies, or practices. The Board has reduced its size to four members for now and is evaluating multiple highly qualified, independent director candidates to potentially appoint replacements and further enhance Board independence and governance.
Battalion Oil Corporation is registering for resale up to 2,727,273 shares of Common Stock through a prospectus covering (i) 1,800,000 issued shares and (ii) 927,273 shares issuable upon exercise of pre-funded warrants. The registration is for the benefit of the selling securityholder and the Company will not receive proceeds from resale transactions, except for any cash paid upon exercise of the Pre-Funded Warrants.
The resale registration satisfies contractual registration rights tied to a private placement on March 3, 2026. The prospectus lists the selling holder as Alyeska Master Fund, L.P., and notes that sales may occur at prevailing market prices, negotiated prices or through various distribution methods described under the plan of distribution.
Luminus Management LLC’s affiliated Master Fund reported sizable net sales and conversions in Battalion Oil common stock and related instruments. On March 30, 2026, the Master Fund converted 7,803 Series A-2 Redeemable Convertible Preferred Shares into 1,800,000 common shares at a conversion price of $6.21 per share, then sold 681,105 common shares at a weighted average price of $5.59.
On March 31, 2026, the Master Fund sold 872,586 common shares at a weighted average price of $3.85 and 336,791 common shares at $4.33. It also sold cash-settled total return swap positions referencing 144,621 notional common shares at $13.78 per share, relinquishing that economic exposure. Following these transactions, the Master Fund’s indirect holdings were 2,006,508 common shares and 9,408 Series A-2 Preferred Shares.
Luminus Management, Luminus Energy Partners Master Fund and Jonathan Barrett report significant ownership in Battalion Oil Corp. They disclose beneficial ownership of 14,511,743 shares of common stock, representing 44.6% of the class, including shares issuable from several series of preferred stock.
On March 30, 2026, Battalion issued 1,800,000 common shares to the Master Fund upon conversion of 7,803 shares of Series A-2 Preferred Stock at a conversion price of $6.21 per share, reflecting adjustments for Unpaid Dividend Accrual. That day the Master Fund sold 681,105 common shares at a weighted average price of $5.57, and on March 31, 2026 it sold another 1,209,377 shares at a weighted average price of $4.03.
The filing bases ownership percentages on 18,256,563 common shares outstanding as of March 18, 2026 plus additional shares issuable from multiple preferred series. Luminus also reports having exited cash-settled total return swap positions referencing 144,621 notional shares, and expressly disclaims beneficial ownership of shares held by certain Voting Agreement Members.
Battalion Oil Corporation ownership update: Blackstone-related reporting persons state that Blackstone Annex Master Fund L.P. directly held 934,123 shares of Battalion Oil Corporation Common Stock as of March 25, 2026, representing 5.1% of the outstanding common stock. The Schedule 13G serves as an exit filing, and the Reporting Persons say they no longer beneficially own any shares as of the filing date.