Welcome to our dedicated page for Battalion Oil SEC filings (Ticker: BATL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Battalion Oil Corporation (BATL) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include Current Reports on Form 8-K, Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q and related exhibits that describe Battalion’s onshore oil and natural gas operations, financial condition, capital structure and material events.
Recent 8-K filings illustrate how Battalion uses SEC reports to document significant developments. For example, a Form 8-K dated December 19, 2025 describes an Agreement of Sale and Purchase under which certain subsidiaries agreed to sell substantially all of the company’s oil and natural gas properties and related assets in its West Quito Draw area in the Southern Delaware Basin in Ward County, Texas to MCM Delaware Resources, LLC, subject to customary closing conditions and purchase price adjustments. Other 8-Ks furnish press releases containing quarterly financial results and non-GAAP reconciliations, and discuss matters such as term loan amendments and covenant relief under the company’s senior secured credit agreement.
An 8-K filed on August 25, 2025 addresses NYSE American’s acceptance of Battalion’s plan of compliance after the company was notified of noncompliance with stockholders’ equity listing standards. That filing explains the compliance period through November 30, 2026 and notes that BATL common stock continues to trade on NYSE American under an exception, subject to other listing requirements. Additional filings provide details on the company’s use of preferred equity, term loan refinancing in 2024, and the termination of the Merger Agreement with Fury Resources, Inc.
On Stock Titan, these filings can be viewed alongside AI-powered summaries that highlight key sections such as descriptions of material definitive agreements, notices of delisting or noncompliance, and discussions of results of operations and financial condition. Users can quickly locate references to items like asset divestitures, debt covenants, stock exchange notifications and other events disclosed under Items 1.01, 2.02, 3.01 and 8.01 of Form 8-K, and then consult the full text of Battalion’s 10-K and 10-Q reports for more comprehensive financial and risk factor information.
Battalion Oil Corporation reported that directors David Chang and Ajay Jegadeesan have resigned from its Board. Chang, formerly Chairman of the Compensation Committee and a member of the Reserves Committee, and Jegadeesan, a member of the Reserves and Nominating & Corporate Governance Committees, will step down effective March 31, 2026. Both stated their departures are not due to any disagreement with the company or its subsidiaries on operations, policies, or practices. The Board has reduced its size to four members for now and is evaluating multiple highly qualified, independent director candidates to potentially appoint replacements and further enhance Board independence and governance.
Battalion Oil Corporation is registering for resale up to 2,727,273 shares of Common Stock through a prospectus covering (i) 1,800,000 issued shares and (ii) 927,273 shares issuable upon exercise of pre-funded warrants. The registration is for the benefit of the selling securityholder and the Company will not receive proceeds from resale transactions, except for any cash paid upon exercise of the Pre-Funded Warrants.
The resale registration satisfies contractual registration rights tied to a private placement on March 3, 2026. The prospectus lists the selling holder as Alyeska Master Fund, L.P., and notes that sales may occur at prevailing market prices, negotiated prices or through various distribution methods described under the plan of distribution.
Luminus Management LLC’s affiliated Master Fund reported sizable net sales and conversions in Battalion Oil common stock and related instruments. On March 30, 2026, the Master Fund converted 7,803 Series A-2 Redeemable Convertible Preferred Shares into 1,800,000 common shares at a conversion price of $6.21 per share, then sold 681,105 common shares at a weighted average price of $5.59.
On March 31, 2026, the Master Fund sold 872,586 common shares at a weighted average price of $3.85 and 336,791 common shares at $4.33. It also sold cash-settled total return swap positions referencing 144,621 notional common shares at $13.78 per share, relinquishing that economic exposure. Following these transactions, the Master Fund’s indirect holdings were 2,006,508 common shares and 9,408 Series A-2 Preferred Shares.
Luminus Management, Luminus Energy Partners Master Fund and Jonathan Barrett report significant ownership in Battalion Oil Corp. They disclose beneficial ownership of 14,511,743 shares of common stock, representing 44.6% of the class, including shares issuable from several series of preferred stock.
On March 30, 2026, Battalion issued 1,800,000 common shares to the Master Fund upon conversion of 7,803 shares of Series A-2 Preferred Stock at a conversion price of $6.21 per share, reflecting adjustments for Unpaid Dividend Accrual. That day the Master Fund sold 681,105 common shares at a weighted average price of $5.57, and on March 31, 2026 it sold another 1,209,377 shares at a weighted average price of $4.03.
The filing bases ownership percentages on 18,256,563 common shares outstanding as of March 18, 2026 plus additional shares issuable from multiple preferred series. Luminus also reports having exited cash-settled total return swap positions referencing 144,621 notional shares, and expressly disclaims beneficial ownership of shares held by certain Voting Agreement Members.
Battalion Oil Corporation ownership update: Blackstone-related reporting persons state that Blackstone Annex Master Fund L.P. directly held 934,123 shares of Battalion Oil Corporation Common Stock as of March 25, 2026, representing 5.1% of the outstanding common stock. The Schedule 13G serves as an exit filing, and the Reporting Persons say they no longer beneficially own any shares as of the filing date.
Battalion Oil Corporation filed a Form 144 notice reporting proposed sales of 1,800,000 common shares tied to the conversion of 7,803 shares of Series A-2 Preferred Stock into common stock on 03/30/2026. The filing lists broker Height Securities LLC (doing business as Height Capital Markets) and shows selling activity by Luminus Management LLC on 03/30/2026 and 03/31/2026, with reported quantities of 681,105 and 1,027,775 common shares and corresponding gross proceeds of $3,793,705.38 and $4,116,011.98 respectively.
Battalion Oil Corporation converted preferred stock into additional common equity. On March 30, 2026, the company issued 1,800,000 shares of common stock to Luminus Energy Partners Master Fund, Ltd. after the conversion of 7,803 shares of its Series A-2 Redeemable Convertible Preferred Stock, using a conversion price of $6.21 per share and including adjustments for any Unpaid Dividend Accrual. The original Series A-2 Preferred Stock financing involved the company’s three largest shareholders, whose representatives held half of the board seats, and was approved by the board based on a recommendation from a special committee of disinterested directors. The new common shares were issued in a private transaction relying on the Section 4(a)(2) exemption from registration under the Securities Act of 1933.
Battalion Oil Corp senior vice president and general counsel Walter R. Mayer reported an open-market sale of company common stock. On March 27, 2026, he sold 4,777 shares at $6.00 per share, and after this transaction he directly owned 174 shares of common stock.
Height Securities, LLC d/b/a Height Capital Markets filed a Form 144 reporting a proposed sale of Common shares of BATL on OTCX. The filing lists 9,700,000.00 alongside other reported figures of 1,708,880 and 18,256,563 with a date of 03/30/2026.
The filing also notes 6,151,448 shares received on 10/08/2019 pursuant to a "Joint Prepackaged Plan of Reorganization of Halcon Resources Corp under Chapter 11 Bankruptcy Code."