Welcome to our dedicated page for Banc Of California SEC filings (Ticker: BANC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Banc of California, Inc. filings document financial results, governance, securities registration, and capital actions for a public bank holding company. Form 8-K reports furnish quarterly earnings releases, Regulation FD investor materials, dividend declarations for common stock and Series F preferred depositary shares, and other material corporate events.
Proxy materials disclose annual meeting matters, director elections, executive compensation, stockholder voting results, and board governance. Registration-related filings and prospectus supplements cover shelf registration mechanics, resale registration obligations, common stock, preferred securities, and related legal opinions, while the company’s disclosures also reflect capital structure and stockholder-rights matters tied to its commercial banking business.
Warburg Pincus LLC reported Rule 144 sales of Common Stock. The filing shows sales of 2,640,244 shares on 05/07/2026 for $49,927,014.04 and 3,917,436 shares on 05/26/2026 for $73,882,842.96. The shares were originally acquired in a merger on 11/30/2023 as merger consideration.
BANC OF CALIFORNIA, INC. chief credit officer Bryan M. Corsini reported an open-market sale of Common Stock. On 2026-05-26, he sold 14,988 shares at a weighted average price of $19.064 per share in multiple trades priced between $19.060 and $19.075. Following this sale, he directly owns 59,045 shares of the company’s common stock.
Warburg Pincus LLC reported the proposed sale of 3,917,436 shares of Common Stock of the issuer (BANC) under Rule 144, through J.P. Morgan Securities LLC, with an effective date of 05/26/2026. The filing also shows that 2,640,244 shares were sold on 05/07/2026 for $49,927,014.04. The excerpt lists 153,724,787 shares outstanding as of 05/26/2026.
BANC submitted a Rule 144 notice concerning proposed sales of Common stock. The filing lists 14,988 shares to be sold through Merrill Lynch on or about 05/22/2026, and records a prior sale of 10,399 shares by Bryan Corsini on 04/29/2026.
BANC OF CALIFORNIA, INC. chief credit officer Bryan M. Corsini reported a routine tax-related share disposition. On May 9, 2026, 9,677 shares of Common Stock were disposed of at $19.04 per share to satisfy tax liabilities from the vesting of a prior equity award. After this transaction, Corsini directly holds 74,033 shares of Banc of California common stock.
Rice Joseph J reported acquisition or exercise transactions in this Form 4 filing.
BANC OF CALIFORNIA, INC. director Joseph J. Rice reported an equity award of common stock. He received 4,780 restricted stock units (RSUs) as consideration for his service on the board. The RSUs carry a price of $0.00 per share and will vest in full on the one-year anniversary of the grant date, at which point shares will be issued.
Following this grant, Rice directly holds 26,417 shares of common stock. He also reports indirect ownership of 10,000 shares through the Joseph J. Rice 2012 Irrevocable Trust and 9,500 shares through the Joseph & Monica Rice Revocable Trust.
Thau Andrew reported acquisition or exercise transactions in this Form 4 filing.
BANC OF CALIFORNIA, INC. director Andrew Thau received an equity grant in the form of restricted stock units. The award covers 4,780 shares of common stock at no purchase price, as compensation for his service on the company’s Board of Directors.
The RSUs are scheduled to vest in full on the one-year anniversary of the grant date, at which time the shares will be issued. After this grant, Thau’s direct holdings reported in this filing total 46,282 shares of common stock.
BANC OF CALIFORNIA, INC. director Mary A. Curran received a grant of 4,780 restricted stock units (RSUs) of common stock as compensation for her service on the board. These RSUs will vest in full on the one-year anniversary of the grant date, when shares will be issued.
Following this award, Curran directly holds 10,663 shares of common stock. She also has indirect ownership of 60,456 shares through the Mary Allis Curran Trust and 5,555 shares through a Mary A. Curran IRA rollover, which include shares acquired via a broker-administered dividend reinvestment plan and previously reported transfers into the trust.
BANC OF CALIFORNIA, INC. director John M. Eggemeyer III received an award of 4,780 shares of Common Stock in the form of restricted stock units for his service on the Board. The RSUs vest in full on the one-year anniversary of the grant, when shares will be issued.
Following this grant, he holds 193,772 shares of Common Stock directly, including 298 shares acquired through the company’s Dividend Reinvestment Plan, and 18,721 shares indirectly through an IRA account.