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Bally's Corp (BALY) SVP nets stock after RSU vesting and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bally's Corp Senior VP & Secretary Craig L. Eaton exercised restricted stock units into 8,267 shares of common stock on March 1, 2026. The company retained 4,162 shares at $14.22 per share to cover tax withholding, leaving Eaton with 167,509 directly owned common shares.

Positive

  • None.

Negative

  • None.
Insider Eaton Craig L
Role Senior VP & Secretary
Type Security Shares Price Value
Exercise Restricted Stock Unit 2,381 $0.00 --
Exercise Restricted Stock Unit 5,886 $0.00 --
Exercise Common Stock 8,267 $0.00 --
Tax Withholding Common Stock 4,162 $14.22 $59K
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct); Common Stock — 171,671 shares (Direct)
Footnotes (1)
  1. On March 1, 2026, 8,267 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 4,162 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. On March 10, 2023, the reporting person was granted 7,143 restricted stock units which will vest in three equal installments on March 1, 2024, 2025 and 2026. On March 1, 2024, the reporting person was granted 17,657 restricted stock units which will vest in three equal installments on March 1, 2025, 2026 and 2027.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Eaton Craig L
(Last) (First) (Middle)
C/O BALLY'S CORPORATION
100 WESTMINSTER STREET
(Street)
PROVIDENCE RI 02903
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Bally's Corp [ BALY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior VP & Secretary
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 M 8,267 A $0 171,671 D
Common Stock 03/01/2026 F(1) 4,162 D $14.22 167,509 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (2) 03/01/2026 M 2,381 (3) (3) Common Stock 2,381 $0 0 D
Restricted Stock Unit (2) 03/01/2026 M 5,886 (4) (4) Common Stock 5,886 $0 5,885 D
Explanation of Responses:
1. On March 1, 2026, 8,267 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 4,162 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
2. Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
3. On March 10, 2023, the reporting person was granted 7,143 restricted stock units which will vest in three equal installments on March 1, 2024, 2025 and 2026.
4. On March 1, 2024, the reporting person was granted 17,657 restricted stock units which will vest in three equal installments on March 1, 2025, 2026 and 2027.
Remarks:
/s/ Victoria Ellis, Attorney-In-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Bally's Corp (BALY) report for Craig L. Eaton?

Bally's Corp reported that Senior VP & Secretary Craig L. Eaton exercised restricted stock units into 8,267 common shares on March 1, 2026. The company retained 4,162 shares to satisfy tax withholding obligations, resulting in 167,509 common shares held directly afterward.

How many Bally's Corp (BALY) shares were withheld for taxes in this Form 4?

Bally's Corp retained 4,162 common shares from Craig L. Eaton on March 1, 2026 to satisfy tax withholding linked to vested restricted stock units, at a price of $14.22 per share. This was recorded as a tax-withholding disposition under transaction code F.

How many Bally's Corp (BALY) shares does Craig L. Eaton own after these transactions?

After the March 1, 2026 transactions, Craig L. Eaton directly owns 167,509 Bally's Corp common shares. This reflects both the RSU conversion into 8,267 shares and the 4,162 shares retained by the company for tax withholding purposes on the vesting date.

What restricted stock unit grants to Craig L. Eaton does Bally's Corp (BALY) disclose?

Bally's Corp discloses that Craig L. Eaton received 7,143 restricted stock units on March 10, 2023 and 17,657 units on March 1, 2024. Each grant vests in three equal annual installments on March 1 of specified years, subject to the RSU agreements.

How do Bally's Corp (BALY) restricted stock units convert into common stock for Craig L. Eaton?

Each restricted stock unit represents the right to receive one share of Bally's Corp common stock upon vesting. For Craig L. Eaton, vested RSUs convert into common shares according to his RSU agreements, with some shares retained by the company to cover tax obligations.

Were Craig L. Eaton’s Bally's Corp (BALY) transactions open-market purchases or sales?

The transactions involve RSU vesting and related share movements, not open-market trades. Shares were acquired through derivative exercises and a portion, 4,162 shares, was retained by Bally's Corp to satisfy tax withholding obligations tied to the vesting event.