Bank of America Corp SEC Filings

Bank of America reported planned dispositions via broker filings under Form 144. The excerpt lists multiple lots of common stock linked to compensation-related transfers with individual lot sizes such as 6,210 shares (04/21/2025), 5,988 shares (04/23/2024), and earlier lots dating back to 07/31/2013. The filing identifies Piper Sandler as the broker and records these securities as “Compensation” transfers to the issuer/broker relationship.

Bank of America Chair and CEO Brian T. Moynihan reported routine equity compensation activity involving common stock and cash-settled restricted stock units. He exercised 18,083 units, each economically equivalent to one share of common stock, and recorded a matching 18,083-share disposition to the issuer at $55.87 per share, resulting in no net change from this paired transaction.

Following these transactions, Moynihan directly held 2,699,612 shares of Bank of America common stock. He also reported indirect holdings of 100,000 shares held by a trust and 3,613.619 shares in a 401(k) plan. The reported restricted stock units are scheduled to vest monthly over a 12‑month period and are payable solely in cash.

Bank of America Chair and CEO Brian T. Moynihan reported routine equity compensation activity involving common stock and cash-settled restricted stock units. He exercised 18,083 units, each economically equivalent to one share of common stock, and recorded a matching 18,083-share disposition to the issuer at $55.87 per share, resulting in no net change from this paired transaction.

Following these transactions, Moynihan directly held 2,699,612 shares of Bank of America common stock. He also reported indirect holdings of 100,000 shares held by a trust and 3,613.619 shares in a 401(k) plan. The reported restricted stock units are scheduled to vest monthly over a 12‑month period and are payable solely in cash.

Bank of America Corporation (BAC) is offering $7,000,000 aggregate principal amount of Fixed Rate Callable Notes due June 17, 2033. The notes pay a fixed 5.00% annual interest, accrue monthly, and are callable monthly beginning December 17, 2026. The notes were priced at 100.00% of principal with an underwriting discount of 0.70% (totaling $49,000) and proceeds to BAC of $6,951,000. The notes are senior, unsecured obligations, not bank deposits, will be issued in minimum denominations of $1,000, and will be delivered in book-entry form through DTC on June 17, 2026.

Bank of America Corporation priced a $20,124,000 series of Callable Zero Coupon Notes due June 12, 2056. The notes were issued on June 12, 2026 in minimum denominations of $1,000 and multiples thereof. The pricing supplement states an Accrual Yield of 6.55% per annum (for reference only) and lists multiple Call Dates beginning June 12, 2036 with specified redemption prices per note. The cover page shows a Public Offering Price of 14.907210%, an Underwriting Discount of 0.163983%, and Proceeds (before expenses) to BAC of 14.743227%. The notes are senior, unsecured obligations, issued in book-entry form through The Depository Trust Company.

The supplement highlights structure, valuation, market, conflict, and U.S. federal income tax risks, including that the notes are issued with original issue discount (OID) and that U.S. Holders must generally accrue OID under the constant yield method. The offering is limited to qualified investors in the EEA and the United Kingdom as described.

BofA Finance LLC prices a contingent-income, issuer-callable yield note program fully guaranteed by Bank of America Corporation linked to the least performing of Oracle Corporation common stock (ORCL) and the S&P 500® Index. The Notes are expected to price on June 16, 2026, issue on June 22, 2026, and mature on June 21, 2030, with an approximate 4 year term if not called.

The Notes pay a contingent coupon of 25.25% per annum (2.1042% per month) on monthly Observation Dates when each Underlying is ≥ 70.00% of its Starting Value, are callable monthly beginning June 22, 2027, and expose holders to 1:1 downside at maturity if the Least Performing Underlying falls below 50.00% of its Starting Value. The public offering price is $1,000.00 per Note (proceeds to issuer $992.50 after underwriting discount).

Bank of America structured issuer BofA Finance LLC is offering contingent income issuer callable yield notes due June 29, 2029, linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. The Notes have an approximate three-year term if not called and are expected to price on June 26, 2026 and issue on July 1, 2026. They pay a 9.65% per annum contingent coupon (equal to 0.8042% per month or $8.042 per $1,000) when on each Observation Date every Underlying is >= 70.00% of its Starting Value. Starting on October 1, 2026, the issuer may call the Notes monthly at par plus any applicable contingent coupon. If not called, holders face 1:1 downside to declines in the Least Performing Underlying below a 50.00% Threshold, risking up to 100.00% of principal. Public offering price is $1,000.00 per note with underwriting discount up to $7.00, leaving proceeds to issuer of $993.00 per note. Payments depend on issuer and guarantor credit risk and the Notes will not be exchange-listed.

Bank of America Chair and CEO Brian T. Moynihan reported compensation-related movements in Bank of America common stock. On May 15, 2026, he exercised 18,083 cash-settled restricted stock units, each economically equivalent to one share of common stock, and an equal number of common shares were disposed to the issuer at $49.77 per share. After these transactions, he directly owned 2,699,612 shares of common stock. He also held indirect interests in 100,000 shares through a trust and 3,613.619 shares through a 401(k) plan.

Bank of America Chair and CEO Brian T. Moynihan reported compensation-related movements in Bank of America common stock. On May 15, 2026, he exercised 18,083 cash-settled restricted stock units, each economically equivalent to one share of common stock, and an equal number of common shares were disposed to the issuer at $49.77 per share. After these transactions, he directly owned 2,699,612 shares of common stock. He also held indirect interests in 100,000 shares through a trust and 3,613.619 shares through a 401(k) plan.

Bank of America Corporation Chief Risk Officer Geoffrey S. Greener reported an indirect open-market sale of common stock. On May 5, 2026, a revocable trust associated with him sold 126,756 shares at a weighted average price of $53.005 per share, in multiple trades between $53.00 and $53.05. Following these transactions, the trust held 1,373,397 shares of Bank of America common stock indirectly on his behalf.

Bank of America Corporation Chief Risk Officer Geoffrey S. Greener reported an indirect open-market sale of common stock. On May 5, 2026, a revocable trust associated with him sold 126,756 shares at a weighted average price of $53.005 per share, in multiple trades between $53.00 and $53.05. Following these transactions, the trust held 1,373,397 shares of Bank of America common stock indirectly on his behalf.

Zuber Maria T reported acquisition or exercise transactions in this Form 4 filing.

Bank of America Corporation director Maria T. Zuber received 5,365 shares of common stock as an equity grant. The shares were awarded on May 4, 2026 as payment of her annual compensation for services as a director under the Bank of America Corporation Equity Plan.

The grant was recorded at $0.00 per share, indicating it was a compensation award rather than an open-market purchase. Following this transaction, Zuber directly holds 73,105 shares of Bank of America common stock. The award is described as exempt under Rule 16b-3.

Zuber Maria T reported acquisition or exercise transactions in this Form 4 filing.

Bank of America Corporation director Maria T. Zuber received 5,365 shares of common stock as an equity grant. The shares were awarded on May 4, 2026 as payment of her annual compensation for services as a director under the Bank of America Corporation Equity Plan.

The grant was recorded at $0.00 per share, indicating it was a compensation award rather than an open-market purchase. Following this transaction, Zuber directly holds 73,105 shares of Bank of America common stock. The award is described as exempt under Rule 16b-3.

Bank of America Corporation director Thomas D. Woods reported routine equity compensation and related tax withholding. He received a grant of 5,365 shares of Common Stock as annual compensation under the Bank of America Corporation Equity Plan in a transaction exempt under Rule 16b-3. To cover tax obligations, 2,473 shares were disposed of back to the issuer at $52.19 per share as a tax-withholding transaction. Following these transactions, Woods directly holds 77,759 shares of Common Stock and indirectly holds 50,003 shares through 2555271 Ontario Inc.

Bank of America Corporation director Thomas D. Woods reported routine equity compensation and related tax withholding. He received a grant of 5,365 shares of Common Stock as annual compensation under the Bank of America Corporation Equity Plan in a transaction exempt under Rule 16b-3. To cover tax obligations, 2,473 shares were disposed of back to the issuer at $52.19 per share as a tax-withholding transaction. Following these transactions, Woods directly holds 77,759 shares of Common Stock and indirectly holds 50,003 shares through 2555271 Ontario Inc.