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Alibaba Group SEC Filings

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Welcome to our dedicated page for Alibaba Group SEC filings (Ticker: BABAF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Alibaba Group's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Alibaba Group's regulatory disclosures and financial reporting.

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Alibaba Group Holding Ltd president J. Michael Evans exercised restricted share units into ordinary shares on Apr 1, 2026. Multiple restricted share unit awards in the form of American Depositary Shares vested and settled, resulting in the acquisition of 748,000 ordinary shares. The filing shows no share sales, and Evans now directly holds 748,000 ordinary shares after these vestings. Footnotes state that several awards have fully vested as of Apr 1, 2026, while another award continues to vest in installments.

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Alibaba Group Holding Ltd director Joseph C. Tsai reported the vesting of 3,333 restricted share units on April 1, 2026, which settled into an equal number of ordinary shares at no exercise price. Following this RSU vesting, he directly holds 814,405 ordinary shares and 66,667 restricted share units. The filing also shows substantial indirect ownership of ordinary shares held by his spouse and a related corporation.

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Alibaba Group director Maggie Wei Wu reported the vesting of equity awards that increased her share holdings. On Apr 1, 2026, 40,808 restricted share units vested and settled into American Depositary Shares, each representing 8 ordinary shares. These units had no exercise price and reflect compensation rather than open‑market purchases.

Following the conversions, Wu directly holds 3,654,160 ordinary shares. An additional 7,200,000 ordinary shares are held indirectly by a trust. One award that began vesting on Apr 1, 2021 is now fully vested, while another award that began vesting on Apr 1, 2022 still has unvested units outstanding.

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Alibaba Group Holding Ltd Chief Executive Officer and director Wu Yongming exercised restricted share units that vested into ordinary shares. On Apr 1, 2026, 13,333 restricted share units settled into 13,333 ordinary shares at an exercise price of $0.00 per share as compensation.

Following these transactions, Wu held 973,085 ordinary shares directly and 266,667 restricted share units outstanding and unvested. Indirect holdings included 108,000 ordinary shares held by his spouse and 12,320,000 ordinary shares held by a trust.

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Alibaba Group Holding Ltd’s Chief People Officer Jiang Fang reported routine equity compensation activity. On March 25, 2026, restricted share units vested and were converted into a total of 37,333 ordinary shares, including units that settled into American Depositary Shares where each ADS represents eight ordinary shares.

On the same date, 16,848 ordinary shares were sold at a weighted average price of $16.10 per share in Hong Kong to satisfy tax withholding obligations related to this vesting, as described in the footnotes. After these transactions, Jiang Fang held 5,554,653 ordinary shares directly and additional ordinary shares indirectly through a trust.

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Alibaba Group Holding Ltd General Counsel Siying Yu reported routine equity compensation activity involving restricted share units and ordinary shares. On Mar 25, 2026, Yu exercised or vested derivative awards covering 47,610 ordinary shares, converting restricted share units into American Depositary Shares and ordinary shares under existing equity awards.

The filing also reports a sale of 21,472 ordinary shares at a weighted average price of $16.06 per share, with individual trades executed in Hong Kong dollars between HK$125 and HK$128.7 and converted at HK$7.8274 to $1.00. According to the disclosure, these shares were sold in the open market in Hong Kong to satisfy tax withholding obligations related to the vesting of restricted share units. After these transactions, Yu directly holds 600,503 ordinary shares and indirectly holds 3,809,664 ordinary shares through a trust.

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Alibaba Group Holding Limited reported that its board granted Awards involving 5,902,553 underlying shares on March 21, 2026 under its 2024 Equity Incentive Plan. These awards represent approximately 0.03% of total shares in issue (excluding treasury shares) and were granted to certain employees.

The Awards have a purchase price of nil and were granted without performance targets. They carry mixed vesting schedules over up to four years, with some vesting within 12 months. The closing price of the shares on the grant date was HK$123.70 per share.

Following this grant, up to 398,706,291 shares remain available for future grants under the 2024 Plan, including 93,716,369 shares under the service provider sub-limit. Awards may be satisfied by issuing new shares or using treasury shares and are subject to a detailed clawback mechanism.

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Alibaba Group reported mixed results for the quarter ended December 31, 2025. Revenue inched up 2% year-over-year to RMB284,843 million (US$40,732 million), or 9% growth excluding disposed Sun Art and Intime businesses. Growth was driven by a 36% revenue increase in Cloud Intelligence Group to RMB43,284 million and a 56% jump in quick commerce revenue to RMB20,842 million, helped by the rollout and rebranding of Taobao Instant Commerce.

Profitability weakened sharply as Alibaba stepped up spending on quick commerce, user experience and technology. Adjusted EBITA fell 57% to RMB23,397 million, income from operations dropped 74% to RMB10,645 million, and net income declined 66% to RMB15,631 million. Non-GAAP net income also decreased 67% to RMB16,710 million. Diluted earnings per share fell to RMB0.74 (US$0.11) from RMB2.55, and free cash flow dropped 71% to RMB11,346 million. Higher sales and marketing expenses, rising logistics and bandwidth costs, and increased goodwill impairment in the All others segment weighed on margins, even as AI- and cloud-related businesses and the Qwen model and app ecosystem scaled rapidly.

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Alibaba Group Holding Limited filed a report stating that its board of directors will hold a board meeting on March 18, 2026. At this meeting, the board plans to approve unaudited results for the three months ended December 31, 2025 and the related results announcement.

Alibaba expects to announce these quarterly results on March 19, 2026. The company notes it has a weighted voting rights structure linked to the Alibaba Partnership’s director nomination rights, and that its American depositary shares, each representing eight ordinary shares, trade on the New York Stock Exchange under the symbol BABA.

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FAQ

How many Alibaba Group (BABAF) SEC filings are available on StockTitan?

StockTitan tracks 42 SEC filings for Alibaba Group (BABAF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Alibaba Group (BABAF)?

The most recent SEC filing for Alibaba Group (BABAF) was filed on April 8, 2026.