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Alibaba Group SEC Filings

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Welcome to our dedicated page for Alibaba Group SEC filings (Ticker: BABAF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Alibaba Group's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Alibaba Group's regulatory disclosures and financial reporting.

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Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer to provide U.S. investors with information it is required to file in Hong Kong. As a company listed on the Hong Kong Stock Exchange, Alibaba must file a Next Day Disclosure Return when there are movements in its authorized, issued, or treasury shares under Rule 13.25A of the Hong Kong Listing Rules.

In this report, Alibaba furnishes its Next Day Disclosure Return dated May 19, 2026 as Exhibit 99.1. The filing is mainly an administrative cross-listing disclosure to mirror information provided to the Hong Kong Stock Exchange.

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Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer to provide U.S. investors with information it is required to file in Hong Kong. As a company listed on the Hong Kong Stock Exchange, Alibaba must file a Next Day Disclosure Return when there are movements in its authorized, issued, or treasury shares under Rule 13.25A of the Hong Kong Listing Rules.

In this report, Alibaba furnishes its Next Day Disclosure Return dated May 19, 2026 as Exhibit 99.1. The filing is mainly an administrative cross-listing disclosure to mirror information provided to the Hong Kong Stock Exchange.

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Alibaba Group Holding Ltd executive Jiang Fan (CEO of a Business Group) filed an initial ownership report showing direct holdings of 540,027 ordinary shares. He also holds multiple restricted share unit awards that together are linked to several million ordinary shares, with vesting schedules stretching from 2024 to 2026 and beyond.

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Rhea-AI Summary

Alibaba Group Holding Ltd executive Jiang Fan (CEO of a Business Group) filed an initial ownership report showing direct holdings of 540,027 ordinary shares. He also holds multiple restricted share unit awards that together are linked to several million ordinary shares, with vesting schedules stretching from 2024 to 2026 and beyond.

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Alibaba Group Holding Limited reports results for the year ended March 31, 2026 and outlines its strategy for the emerging AI agent era. Revenue from third parties reached RMB1,023,670 million (US$148,401 million), with net income attributable to ordinary shareholders of RMB105,904 million (US$15,353 million).

The company highlights rapid commercialization of its full‑stack AI and cloud platform. In the final quarter of fiscal 2026, external revenue for the Cloud Intelligence Group grew 40%, with AI‑related products contributing 30% of that external cloud revenue. Alibaba is scaling investments in proprietary T‑Head AI chips, its Qwen foundation models, and agentic platforms such as the Qwen personal assistant app and Wukong enterprise agent platform.

Alibaba explains that it is a Cayman Islands holding company and operates key China businesses through PRC variable interest entities (VIEs), which are controlled via contractual arrangements rather than equity ownership. It details Enhanced VIE Structures, cash flows between the parent, subsidiaries and VIEs, and notes VIE contracts have not been tested in PRC courts, creating legal and regulatory risk.

The report discusses PRC regulatory oversight of data, AI, competition and overseas listings, required licenses for its China operations, and potential impacts if permissions were lost or rules changed. It also addresses the U.S. Holding Foreign Companies Accountable Act, noting past PCAOB access issues but current inspection capability, while warning that renewed inspection limits could lead to delisting of ADSs from U.S. exchanges despite the company’s dual primary listings in New York and Hong Kong.

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annual report
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Rhea-AI Summary

Alibaba Group Holding Limited reports results for the year ended March 31, 2026 and outlines its strategy for the emerging AI agent era. Revenue from third parties reached RMB1,023,670 million (US$148,401 million), with net income attributable to ordinary shareholders of RMB105,904 million (US$15,353 million).

The company highlights rapid commercialization of its full‑stack AI and cloud platform. In the final quarter of fiscal 2026, external revenue for the Cloud Intelligence Group grew 40%, with AI‑related products contributing 30% of that external cloud revenue. Alibaba is scaling investments in proprietary T‑Head AI chips, its Qwen foundation models, and agentic platforms such as the Qwen personal assistant app and Wukong enterprise agent platform.

Alibaba explains that it is a Cayman Islands holding company and operates key China businesses through PRC variable interest entities (VIEs), which are controlled via contractual arrangements rather than equity ownership. It details Enhanced VIE Structures, cash flows between the parent, subsidiaries and VIEs, and notes VIE contracts have not been tested in PRC courts, creating legal and regulatory risk.

The report discusses PRC regulatory oversight of data, AI, competition and overseas listings, required licenses for its China operations, and potential impacts if permissions were lost or rules changed. It also addresses the U.S. Holding Foreign Companies Accountable Act, noting past PCAOB access issues but current inspection capability, while warning that renewed inspection limits could lead to delisting of ADSs from U.S. exchanges despite the company’s dual primary listings in New York and Hong Kong.

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annual report
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Alibaba Group Holding Ltd filed a Form 13F reporting institutional holdings. The report lists $652,572,040 as the Form 13F Information Table Value Total and shows 2 reported holdings. The filing indicates 0 other included managers.

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Alibaba Group Holding Ltd filed a Form 13F reporting institutional holdings. The report lists $652,572,040 as the Form 13F Information Table Value Total and shows 2 reported holdings. The filing indicates 0 other included managers.

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Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer, linking to an announcement filed with The Stock Exchange of Hong Kong Limited about its dividend for the year ended March 31, 2026. The filing itself is mainly administrative and points investors to the attached dividend announcement.

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Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer, linking to an announcement filed with The Stock Exchange of Hong Kong Limited about its dividend for the year ended March 31, 2026. The filing itself is mainly administrative and points investors to the attached dividend announcement.

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Alibaba Group reported modest revenue growth but sharply weaker profitability for the fiscal year ended March 31, 2026. Full-year revenue reached RMB1,023,670 million (US$148,401 million), up 3% year-over-year, or 11% growth excluding disposed Sun Art and Intime businesses.

Net income was RMB102,127 million (US$14,805 million), down 19%, while non-GAAP net income fell 62% to RMB60,658 million (US$8,794 million). Adjusted EBITA dropped 56% to RMB76,416 million (US$11,078 million), with operating margin compressing from 14% to 5% as Alibaba increased investment in quick commerce, user experience, and technology.

By segment, Cloud Intelligence Group was a standout, with fiscal 2026 revenue of RMB158,132 million (US$22,924 million), up 34%, and adjusted EBITA up 35% to RMB14,265 million (US$2,068 million), driven by strong AI-related demand. Quick commerce revenue grew 47% to RMB78,520 million (US$11,383 million).

Cash generation weakened: fiscal 2026 free cash flow swung to an outflow of RMB46,609 million (US$6,757 million) from an inflow of RMB73,870 million a year earlier, mainly due to heavier spending on quick commerce and cloud infrastructure. The board approved an annual cash dividend of US$0.13125 per ordinary share, or US$1.05 per ADS, totaling about US$2.5 billion.

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Rhea-AI Summary

Alibaba Group reported modest revenue growth but sharply weaker profitability for the fiscal year ended March 31, 2026. Full-year revenue reached RMB1,023,670 million (US$148,401 million), up 3% year-over-year, or 11% growth excluding disposed Sun Art and Intime businesses.

Net income was RMB102,127 million (US$14,805 million), down 19%, while non-GAAP net income fell 62% to RMB60,658 million (US$8,794 million). Adjusted EBITA dropped 56% to RMB76,416 million (US$11,078 million), with operating margin compressing from 14% to 5% as Alibaba increased investment in quick commerce, user experience, and technology.

By segment, Cloud Intelligence Group was a standout, with fiscal 2026 revenue of RMB158,132 million (US$22,924 million), up 34%, and adjusted EBITA up 35% to RMB14,265 million (US$2,068 million), driven by strong AI-related demand. Quick commerce revenue grew 47% to RMB78,520 million (US$11,383 million).

Cash generation weakened: fiscal 2026 free cash flow swung to an outflow of RMB46,609 million (US$6,757 million) from an inflow of RMB73,870 million a year earlier, mainly due to heavier spending on quick commerce and cloud infrastructure. The board approved an annual cash dividend of US$0.13125 per ordinary share, or US$1.05 per ADS, totaling about US$2.5 billion.

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Alibaba Group Holding Limited submitted a Form 6-K to furnish its April 2026 Monthly Return required by the Hong Kong Stock Exchange. This return reports movements in its authorized share capital and issued shares under Hong Kong Listing Rule 13.25B.

The Monthly Return is attached as Exhibit 99.1 to this Form 6-K.

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Alibaba Group Holding Limited submitted a Form 6-K to furnish its April 2026 Monthly Return required by the Hong Kong Stock Exchange. This return reports movements in its authorized share capital and issued shares under Hong Kong Listing Rule 13.25B.

The Monthly Return is attached as Exhibit 99.1 to this Form 6-K.

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Alibaba Group Holding Limited has scheduled a board meeting for May 12, 2026 to approve its unaudited results for the three months and fiscal year ended March 31, 2026 and the related results announcement.

The company plans to announce these results on May 13, 2026. Alibaba has one class of shares with one vote per share and is deemed to have a weighted voting rights structure under Hong Kong Stock Exchange rules. Its American depositary shares, each representing eight ordinary shares, trade on the New York Stock Exchange under the symbol BABA, while its Hong Kong stock codes are 9988 (HKD counter) and 89988 (RMB counter).

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Rhea-AI Summary

Alibaba Group Holding Limited has scheduled a board meeting for May 12, 2026 to approve its unaudited results for the three months and fiscal year ended March 31, 2026 and the related results announcement.

The company plans to announce these results on May 13, 2026. Alibaba has one class of shares with one vote per share and is deemed to have a weighted voting rights structure under Hong Kong Stock Exchange rules. Its American depositary shares, each representing eight ordinary shares, trade on the New York Stock Exchange under the symbol BABA, while its Hong Kong stock codes are 9988 (HKD counter) and 89988 (RMB counter).

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Alibaba Group Holding Limited reports that the Hong Kong Stock Exchange has confirmed the company may proceed with a proposed spin-off of its Jiaxing Park logistics and warehousing infrastructure assets through listing an infrastructure real estate investment trust (the Infrastructure REIT) on the Shenzhen Stock Exchange.

The structure involves setting up an asset-backed special purpose plan managed by CICC, with the Infrastructure REIT, managed by CICC Fund, subscribing for securities representing interests in the Jiaxing Park project companies, which will cease to be Alibaba subsidiaries. Hong Kong regulators also granted Alibaba a waiver from the usual requirement to give existing shareholders assured entitlement to units in the Infrastructure REIT, citing PRC legal constraints.

The board considers the spin-off and the waiver fair and reasonable and in the interests of the company and shareholders as a whole. The Infrastructure REIT listing remains subject to approval by the Shenzhen Stock Exchange and the China Securities Regulatory Commission and may or may not proceed.

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Rhea-AI Summary

Alibaba Group Holding Limited reports that the Hong Kong Stock Exchange has confirmed the company may proceed with a proposed spin-off of its Jiaxing Park logistics and warehousing infrastructure assets through listing an infrastructure real estate investment trust (the Infrastructure REIT) on the Shenzhen Stock Exchange.

The structure involves setting up an asset-backed special purpose plan managed by CICC, with the Infrastructure REIT, managed by CICC Fund, subscribing for securities representing interests in the Jiaxing Park project companies, which will cease to be Alibaba subsidiaries. Hong Kong regulators also granted Alibaba a waiver from the usual requirement to give existing shareholders assured entitlement to units in the Infrastructure REIT, citing PRC legal constraints.

The board considers the spin-off and the waiver fair and reasonable and in the interests of the company and shareholders as a whole. The Infrastructure REIT listing remains subject to approval by the Shenzhen Stock Exchange and the China Securities Regulatory Commission and may or may not proceed.

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Rhea-AI Summary

Alibaba Group Holding Limited filed a Form 6-K as a foreign private issuer. The company explains that, as a Hong Kong Stock Exchange–listed issuer, it must submit a Next Day Disclosure Return under Rule 13.25A of the Hong Kong Listing Rules when certain share-related events occur.

The Form 6-K furnishes Alibaba’s Next Day Disclosure Return dated April 21, 2026 as Exhibit 99.1. Alibaba confirms it files its annual reports under cover of Form 20-F.

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Rhea-AI Summary

Alibaba Group Holding Limited filed a Form 6-K as a foreign private issuer. The company explains that, as a Hong Kong Stock Exchange–listed issuer, it must submit a Next Day Disclosure Return under Rule 13.25A of the Hong Kong Listing Rules when certain share-related events occur.

The Form 6-K furnishes Alibaba’s Next Day Disclosure Return dated April 21, 2026 as Exhibit 99.1. Alibaba confirms it files its annual reports under cover of Form 20-F.

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FAQ

How many Alibaba Group (BABAF) SEC filings are available on StockTitan?

StockTitan tracks 62 SEC filings for Alibaba Group (BABAF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Alibaba Group (BABAF)?

The most recent SEC filing for Alibaba Group (BABAF) was filed on May 22, 2026.