Welcome to our dedicated page for Axt SEC filings (Ticker: AXTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AXT, Inc. (AXTI) SEC filings page brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed issuer, AXT submits periodic and current reports that describe its financial condition, operations and material events related to its business of developing and manufacturing compound and single element semiconductor substrate wafers.
Through this page, investors can access annual reports on Form 10-K and quarterly reports on Form 10-Q, which provide detailed financial statements, management discussion and analysis, and information about AXT’s substrate products based on indium phosphide, gallium arsenide and germanium. These filings also describe risk factors, business segments, manufacturing footprint in China and the role of its subsidiary Beijing Tongmei Xtal Technology Co., Ltd.
AXT’s current reports on Form 8-K document material events such as quarterly earnings announcements, preliminary revenue ranges, export control developments affecting indium phosphide and gallium arsenide shipments, capital-raising transactions under its Form S-3 shelf registration statement, and corporate governance matters including board changes and Nasdaq listing rule compliance. Some 8-Ks incorporate press releases as exhibits, giving additional context to the headline events.
Investors can also review registration statements and prospectus supplements related to AXT’s public offerings of common stock, which outline the terms of the offerings and the company’s stated use of proceeds, including plans to increase manufacturing capacity at Tongmei, fund research and development and support general corporate purposes.
On Stock Titan, AI-powered tools summarize lengthy filings, highlight key sections and help explain complex topics such as revenue drivers, export control impacts, capital structure changes and audit committee disclosures. Real-time updates from EDGAR ensure that new AXTI filings, including Forms 10-K, 10-Q, 8-K and registration-related documents, are available promptly, while insider transaction reports on Form 4 can be monitored alongside these core filings.
AXT, Inc. is asking stockholders to approve several key items at its May 14, 2026 annual meeting, including electing two Class I directors, an advisory vote on executive pay, ratifying BPM LLP as auditor, and an amendment to increase authorized common stock from 70,000,000 to 120,000,000 shares.
Holders of 55,578,599 shares of common stock as of March 20, 2026 can vote in person or by proxy, with most materials delivered online to reduce costs. The board, led by CEO and Chair Dr. Morris Young and lead independent director Jesse Chen, highlights its independent committees, performance‑linked cash bonuses and performance‑based restricted stock awards, and recommends voting FOR all proposals, including the adjournment authority if more time is needed to secure approval of the share increase.
AXT, Inc. is soliciting proxies for its annual meeting of stockholders to be held on May 14, 2026 at its Fremont, California offices. Registered holders of common stock as of March 20, 2026 (55,578,599 shares outstanding) may vote.
Agenda items include election of two Class I directors, an advisory say-on-pay vote, ratification of BPM LLP as auditor, and a proposal to amend the Restated Certificate of Incorporation to increase authorized common shares from 70,000,000 to 120,000,000 in substantially the form attached as Appendix A. The Board recommends a vote FOR all proposals.
AXT, Inc. is a materials science company that manufactures high‑performance semiconductor substrates—indium phosphide (InP), gallium arsenide (GaAs) and germanium (Ge)—entirely in China through subsidiaries and joint ventures. These wafers serve data centers, 5G infrastructure, fiber optics, LEDs, lasers and solar cells, with InP closely tied to AI‑driven high‑speed data transmission.
The company runs a vertically integrated supply chain for key raw materials like high‑purity gallium, arsenic, germanium and pBN crucibles, giving cost and sourcing advantages. Substrates provided 67% of 2025 revenue, with raw materials at 33%. International sales dominate: 98% of 2025 revenue came from outside North America.
AXT highlights significant geopolitical and regulatory exposure. All wafers are made in China, and exports face evolving Chinese permit regimes and U.S.–China trade frictions. U.S. tariffs on its wafer imports rose to 70% in 2025, contributing to North America revenue falling from 8% of total in 2024 to about 2% in 2025. A February 2026 U.S. Supreme Court decision invalidated many IEEPA‑based tariffs, though key Section 232 and 301 tariffs remain. The company also depends on Chinese approvals for Tongmei’s planned STAR Market IPO, where investors hold a 7.28% redeemable noncontrolling interest of about $49 million.
AXT Inc. director Jesse Chen reported selling AXT common stock in two open-market transactions. On March 12, 2026, he sold 6,003 shares at a weighted-average price of $48.9541 per share, leaving 117,609 shares held directly after that trade.
On March 13, 2026, he sold an additional 8,083 shares at a weighted-average price of $50.2497 per share, resulting in 109,526 shares of AXT common stock held directly following the transactions. The filing notes both prices are weighted averages across multiple trades within disclosed price ranges.
AXT Inc. CEO Morris S. Young reported an indirect sale of 37,905 shares of AXT common stock on March 13, 2026, executed by the Young Family Trust DTD. The open-market sale occurred at a weighted average price of $51.1283 per share, with individual trades ranging from $50.87 to $51.45. Following the transaction, the reported indirect holdings stood at 2,275,328 shares of common stock.
AXT Inc.'s CFO, Gary L. Fischer, reported open-market sales of company stock. He sold 80,776 shares of common stock on March 13, 2026 at a weighted average price of $50.6427 per share and 8,256 shares on March 12, 2026 at a weighted average price of $50.1975 per share. The prices on each day reflected multiple trades within stated ranges. After these transactions, Fischer directly held 191,278 shares of AXT common stock.
AXT Inc. submitted Form 144 relating to proposed sales of Common stock and disclosed recent dispositions by related holders. The filing lists multiple open-market sales over the past three months by Morris S. Young and the Young Family Trust, including sales of 159,536 shares on 03/02/2026 and 30,832 shares on 03/10/2026.
The entries show transaction dates, share counts, and gross proceeds for each sale; no offering terms or registration amounts are stated in the excerpt.
AXT Inc. director and CEO Morris S. Young reported an open-market sale of 30,832 shares of Common Stock on March 10, 2026. The sale was effected indirectly through the Young Family Trust DTD at a weighted average price of $45.599 per share.
According to the filing, the shares were sold in multiple transactions at prices ranging from $44.52 to $46.63. After this transaction, the trust’s indirect holdings shown in the filing total 2,313,233 shares of AXT Inc. common stock.
AXT Inc director David C. Chang sold 20,000 shares of common stock in an open-market transaction. The sale occurred on March 10, 2026 at an average price of $45.9959 per share. After this transaction, he directly holds 72,744 AXT Inc shares.
AXT Inc director Jesse Chen reported open-market sales of AXT common stock. On March 10, Chen sold 14,000 shares at a weighted average price of $46.1504 per share. On March 11, he sold an additional 15,000 shares at a weighted average price of $47.1294 per share.
Both trades were executed in multiple transactions within price ranges of $45.60–$46.63 and $46.83–$47.68, respectively. Following these sales, Chen directly holds 123,612 shares of AXT Inc common stock.