Welcome to our dedicated page for Solowin Holdings SEC filings (Ticker: AXG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Solowin Holdings (NASDAQ: AXG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a foreign private issuer. Solowin files reports such as Form 6-K, which can include information on financings, operational updates, and other material events. For example, the company has used a Form 6-K to describe a private placement of class A ordinary shares with institutional investors, including the intended use of proceeds for working capital and general corporate purposes.
Through its filings, Solowin outlines aspects of its business model that combines traditional financial services with digital assets. Financial statements and related notes distinguish between traditional financial services revenue categories—such as securities brokerage commissions and handling income, investment advisory fees, corporate consultancy service income, asset management income, interest income, and referral income—and digital assets-related services, which are primarily reported as virtual assets service income. Filings also describe expense categories linked to the expansion of its digital assets business, including virtual assets service costs and professional and consultation fees.
Investors reviewing Solowin’s SEC filings can use them to understand how the company reports the performance of its digital currency payments, stablecoin infrastructure, RWA tokenization activities, and traditional finance operations. Filings may also reference the role of subsidiaries such as Solomon JFZ (Asia) Holdings Limited, AlloyX Group, and AX Coin HK Limited, as well as capital-raising transactions and registration statements incorporated by reference.
On Stock Titan, these filings are paired with AI-powered summaries that highlight key points from lengthy documents, helping users navigate items such as Form 6-K reports and related exhibits. Real-time updates from the EDGAR system, along with structured access to filings and insider-related information where available, allow users to track how Solowin’s regulatory disclosures evolve alongside its digital asset and traditional finance activities.
SOLOWIN HOLDINGS reports preliminary, unaudited results for the fiscal year ended March 31, 2026, expecting revenue between $27 million and $29 million, nearly ten times the prior year. This growth is driven by digital asset tokenization, stablecoin infrastructure, and AI-powered services.
The Company expects a net loss of $11 million to $13 million as it continues investing in technology, compliance, and global expansion. As of March 31, 2026, cash and cash equivalents were in the range of $14 million to $16 million. Its AXONE payments platform processed about $226 million in total payment volume and the FERION tokenization platform reached about $52 million in real-world assets tokenized.
SOLOWIN HOLDINGS, a regulated fintech company also known as AXG, reported that its venture arm, AlloyX Ventures Limited, has joined the latest funding round for Libeara Pte. Ltd., a regulated real-world asset tokenization platform.
The investment is intended to deepen ecosystem synergies and expand tokenization initiatives across Asia and globally, building on the firms’ previous collaboration on RYT, a tokenized money market fund developed on AXG’s AI-driven FERION platform. AlloyX’s CEO, Dr. Thomas Zhu, will serve as a Board Observer at Libeara to provide strategic support.
Libeara, incubated by Standard Chartered’s SC Ventures, focuses on compliance-first tokenization and has supported tokenization of more than US$1B in regulated assets, including a highly rated tokenized U.S. Treasury fund and Asia’s first tokenized retail money market fund.
Solowin Holdings, Ltd. filed an initial insider ownership report for its CFO, Liu Lili, showing a stock option position rather than a recent trade. The filing lists an option to purchase 60,000 Class A Ordinary Shares at an exercise price of $4.0000 per share.
The option was granted on December 17, 2025 under the Amended and Restated 2023 Equity Incentive Plan and vests in equal quarterly installments from March 1, 2026 through December 1, 2028. Any unexercised portion will expire on October 17, 2031, setting a long-term incentive horizon for the CFO.
Solowin Holdings director Yao Xue has filed an initial ownership report showing indirect control of 3,960,000 Class B Ordinary Shares of Solowin Holdings, Ltd. These shares are held through FORTUNE DYNASTY GLOBAL LIMITED, where he is the sole director and shareholder with sole voting and investment power.
Each Class B Ordinary Share is convertible on a one-for-one basis into a Class A Ordinary Share at the holder’s election, and may also convert automatically upon certain transfers or events described in the company’s governing documents. This filing records existing ownership rather than a new market transaction.
Solowin Holdings, Ltd. director, CEO and Chairman Lok Ling Ngai filed an initial statement of beneficial ownership. The filing shows indirect holdings of Class A and Class B ordinary shares through entities including Gemini Asia Holdings Limited, VAST SPACE LIMITED and WELL INSIGHT LIMITED. Each Class B Ordinary Share is convertible into one Class A Ordinary Share, and the reporting person disclaims beneficial ownership of shares held by WELL INSIGHT LIMITED except for any pecuniary interest.
Solowin Holdings, Ltd. director Wang (YW) Yang filed an initial ownership report on Form 3 for ticker AXG. The filing establishes Yang’s status as a director and subject to insider reporting rules but does not list any specific shareholdings or recent transactions.
Solowin Holdings, Ltd. director Tam Ho Kuen filed an initial ownership report on Form 3 for the company’s shares. This filing establishes his status as a reporting insider under SEC rules but does not list any share transactions or derivative positions in this report.
Solowin Holdings, Ltd. director Ho Wing Yan has filed an initial insider ownership report on Form 3 for the company, which trades under the symbol AXG. The filing does not report any insider transactions or derivative positions, and no specific share holdings are listed in the provided data.
Solowin Holdings, Ltd. insider Haokang Zhu filed an initial ownership report showing a large indirect stake in the company. The filing reports beneficial ownership of 46,663,197 Class A Ordinary Shares, held through Firewood Group Limited, where Zhu is the sole director and sole shareholder with sole voting and investment power. This Form 3 records existing ownership and does not disclose any recent share purchases or sales.
Solowin Holdings, Ltd. filed an initial insider ownership report for Chong Cha Hwa, who is identified as a director of the company. The filing is a Form 3 and does not list any stock transactions or derivative positions, with all transaction counts and share amounts shown as zero.