Axos Financial (AX) EVP sells 1,994 shares at $88.55 average

Rhea-AI Filing Summary

Axos Financial, Inc. executive Constantine Thomas M, EVP and Chief Credit Officer, reported an open-market sale of common stock. On June 8, 2026, he sold 1,994 shares at a weighted average price of $88.553 per share in trades ranging from $88.19 to $90.00. Following the sale, he directly holds 16,195 shares of common stock and indirectly holds 2,934 shares through a 401(k) plan.

Insider Trade Summary

Net Seller: 1,994 shares ($176,575)

Net Sell 2 txns

Insider Constantine Thomas M

Role null

Sold 1,994 shs ($177K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,994	$88.553	$177K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 16,195 shares (Direct, null); Common Stock — 2,934 shares (Indirect, 401(k) Plan)

Footnotes (1)

1. [object Object]

Key Figures

Shares sold: 1,994 shares Weighted average sale price: $88.553 per share Sale price range: $88.19–$90.00 per share +2 more

5 metrics

Shares sold 1,994 shares Open-market sale of common stock on June 8, 2026

Weighted average sale price $88.553 per share Average price for the 1,994 shares sold

Sale price range $88.19–$90.00 per share Range of prices for multiple executed trades

Direct holdings after sale 16,195 shares Common stock directly owned following the transaction

Indirect 401(k) holdings 2,934 shares Common stock held indirectly through a 401(k) plan

Key Terms

open-market sale, 401(k) Plan, weighted average sales price, Form 4

4 terms

open-market sale financial

"transaction_action: "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

401(k) Plan financial

"nature_of_ownership: "401(k) Plan""

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

weighted average sales price financial

"The price reported above reflects the weighted average sales price."

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Constantine Thomas M

(Last) (First) (Middle)

9205 WEST RUSSELL ROAD

SUITE 400

(Street)

LAS VEGAS NEVADA 89148

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			EVP, Chief Credit Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/08/2026		S		1,994	D	$88.553(1)	16,195	D
Common Stock								2,934	I	401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These transactions were executed in multiple trades, at prices ranging from $88.19 to $90.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

	By: Derrick Walsh For: Thomas Constantine	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Axos Financial (AX) report for Constantine Thomas M?

Axos Financial reported that executive Constantine Thomas M sold 1,994 shares of common stock in an open-market transaction. The sale was disclosed on Form 4 and reflects routine insider trading activity by the company’s EVP and Chief Credit Officer.

How many Axos Financial (AX) shares did the EVP sell and at what price?

The EVP sold 1,994 shares of Axos Financial common stock at a weighted average price of $88.553 per share. According to the disclosure, the trades occurred in multiple transactions within a price range from $88.19 to $90.00.

What are Constantine Thomas M’s Axos Financial (AX) holdings after the Form 4 sale?

After the reported sale, Constantine Thomas M directly holds 16,195 shares of Axos Financial common stock. He also indirectly owns an additional 2,934 shares through a 401(k) plan, as indicated in the Form 4 insider ownership table.

Was the Axos Financial (AX) insider sale executed in a single trade or multiple trades?

The sale was executed in multiple trades, not a single transaction. The filing notes that trades occurred between $88.19 and $90.00 per share, with the reported $88.553 representing the weighted average sales price across all executed trades.

Does the Axos Financial (AX) Form 4 mention indirect ownership for the insider?

Yes. In addition to direct holdings, the Form 4 shows 2,934 shares of Axos Financial common stock held indirectly through a 401(k) plan. This indirect ownership is reported separately from the executive’s directly held 16,195 shares after the transaction.