Welcome to our dedicated page for Aware SEC filings (Ticker: AWRE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Aware, Inc. filings document Form 8-K disclosures for a Massachusetts operating company focused on biometric identity and authentication solutions. The reports record results of operations and financial condition, with exhibits describing revenue trends, operating expenses, product and platform activity, DHS evaluation results, certifications, deployments, partnerships and the Awareness Platform.
The company’s regulatory filings also cover governance and compensation matters, including an executive bonus plan tied to revenue and adjusted EBITDA performance goals. Other material-event filings document officer departure and separation-agreement terms, giving the formal record for leadership, compensation and contractual matters alongside Aware’s operating updates.
AWARE INC Chief Financial Officer David K. Traverse reported two recent stock transactions. On June 2, he made an open-market purchase of 5,000 shares of common stock at $1.46 per share. On June 1, a Restricted Stock Unit award vested, resulting in 6,000 shares of common stock, of which 2,079 shares were withheld to cover tax obligations and 3,921 shares were issued to him. Following these transactions, Traverse directly owns 73,707 shares of Aware common stock.
AWARE INC /MA/ President & CEO Ajay K. Amlani increased his stake through open-market purchases of company stock. He bought a total of 10,763 shares of common stock in three transactions at prices between $1.23 and $1.26 per share. Following these purchases, he directly owns 914,011 shares, signaling a larger personal investment in the company.
Aware, Inc. filed an amended annual report to add Part III information on directors, executive compensation, ownership, and auditor matters because its proxy statement was not filed within 120 days of year-end. The amendment states that all other disclosures from the original Form 10‑K remain unchanged.
The filing describes a leadership transition to CEO Ajay Amlani in February 2025 and outlines committee structures, governance policies, and related-party review procedures. It details 2025 executive pay, equity awards, and a pay‑versus‑performance analysis, noting that 2025 revenue of $17.3 million and EBITDA loss of $3.9 million resulted in no bonuses under the 2025 executive bonus plan.
Aware, Inc. is asking stockholders to vote at its July 15, 2026 annual meeting on four key items: re-electing directors Ajay K. Amlani and Peter R. Faubert, an advisory say-on-pay vote, ratifying RSM US LLP as auditor for 2026, and approving more shares for its equity plan.
The company seeks to amend its 2023 Equity and Incentive Plan to add 1,000,000 authorized shares, equal to about 4.6% of the 21,646,077 common shares outstanding as of May 19, 2026. If approved, Aware estimates this will support approximately three to four years of equity grants.
As of December 31, 2025, 1,495,089 shares were tied to outstanding awards and 631,194 shares remained available for new grants under the plan. The proxy discloses 2025 revenue of $17.3 million and an EBITDA loss of $3.9 million, which caused executive bonuses under the 2025 plan to pay out at zero, as none of the financial performance thresholds were met. The filing also details the recent CEO transition to Ajay Amlani and outlines board structure, independence, and executive employment and severance terms.
AWARE INC (AWRE) President & CEO Ajay K. Amlani reported open-market purchases of company common stock. On May 15, he bought 10,140 shares at $1.25 per share, and on May 14 he bought 734 shares at $1.21 per share.
Across both days, Amlani acquired 10,874 shares, increasing his direct holdings to 903,248 common shares after the latest transaction. These transactions are classified as non-derivative, open-market purchases, indicating direct equity ownership rather than options or other derivatives.
AWARE INC /MA/ director John S. Stafford III reported open-market purchases of the company’s Common Stock. On May 13, 2026, he bought 22,475 shares at $1.25 per share, followed by 57,937 shares at $1.25 per share on May 14, 2026. After these transactions, he directly owns 5,221,954 shares.
AWARE INC /MA/ President & CEO Ajay K. Amlani bought shares of the company’s common stock in the open market. On this transaction date, he purchased 9,480 shares at a price of $1.30 per share. After this open-market purchase, his directly held position increased to 892,374 common shares.
AWARE INC director John S. Stafford III reported two open-market purchases of the company’s Common Stock. He bought 15,720 shares on May 4, 2026 and 3,868 shares on May 5, 2026, both at $1.25 per share. After these transactions, he directly holds 5,141,542 shares of Aware common stock.
Aware Inc. President & CEO Ajay K. Amlani bought 15,000 shares of the company’s Common Stock in an open-market transaction at $1.30 per share. After this purchase, he directly holds 882,894 shares of Aware common stock, increasing his personal equity stake in the company.
Aware Inc. President & CEO Ajay K Amlani reported two open-market purchases of the company’s Common Stock. On May 1, he bought 18,901 shares at $1.15 per share. On May 4, he bought an additional 10,952 shares at $1.17 per share. Following these transactions, he directly owns 867,894 shares of Aware Inc. common stock.