Welcome to our dedicated page for Amer States Wtr Co SEC filings (Ticker: AWR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The American States Water Company (NYSE: AWR) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a California-based utilities holding company with regulated water and electric utilities and a contracted services business, AWR uses SEC reports to present detailed information on its operations, regulatory environment, capital investments and financial performance.
Through its filings, investors can review how American States Water reports results for its three main segments: Golden State Water Company, Bear Valley Electric Service, Inc. and American States Utility Services, Inc. Quarterly reports on Form 10-Q and annual reports on Form 10-K typically include segment-level data, discussions of CPUC general rate case decisions, cost of capital mechanisms, revenue adjustment and cost balancing structures, and the status of long-term contracts with the U.S. government for water and wastewater services on military bases.
Current reports on Form 8-K, such as those referenced in the company’s recent history, are used to furnish press releases about quarterly earnings, CPUC approvals and other material events. For example, AWR has filed 8-Ks to report the release of earnings for specific quarters and to describe CPUC decisions affecting the timing of cost of capital applications and authorized rates of return at its water utility subsidiary.
On Stock Titan, these filings are updated in near real time from the SEC’s EDGAR system and are accompanied by AI-powered summaries that explain the key points in plain language. The platform helps readers quickly understand how new 10-Qs, 10-Ks and 8-Ks address topics such as segment earnings, capital investment authorizations, rate mechanisms and dividend policies. Users can also access information related to executive and director share transactions reported on Form 4, along with other ownership-related filings, to see how insiders interact with AWR stock over time.
By combining the full text of American States Water’s SEC filings with AI-generated highlights, this page aims to make complex regulatory and financial disclosures more accessible to investors analyzing AWR’s water, electric and contracted services businesses.
American States Water Company is asking shareholders to approve several items at its 2026 virtual annual meeting, including electing three class III directors to serve until 2029, approving a new 2026 Stock Incentive Plan, an advisory say‑on‑pay vote for named executive officers, and ratifying PricewaterhouseCoopers LLP as independent auditor.
The meeting will be held online on May 19, 2026 at 11:00 a.m. Pacific Time, with shareholders of record at the close of business on March 20, 2026 entitled to vote. As of that date, the company had 39,192,544 common shares outstanding, each with one vote. The proxy also details board structure, committee responsibilities, risk oversight, director compensation and stock ownership, including large holders and director and officer holdings.
Financial context highlights consolidated diluted earnings of $3.37 per share for 2025 and a 10‑year compound annual growth rate of 7.7% in reported consolidated diluted earnings per share.
American States Water Company approved its 2026 Short-Term Incentive Program for executive officers. The plan lets each executive earn both an objective cash bonus and a discretionary cash bonus for calendar year 2026, based on company performance and individual results.
Target aggregate bonuses are set as a percentage of 2026 base salary: Robert J. Sprowls at 100%, Eva G. Tang at 40.4%, Paul J. Rowley at 40.4%, Christopher H. Connor at 48.5%, and Gladys M. Farrow at 34.2%. The objective portion is 80% of each target and depends on specific performance metrics, while the remaining 20% is discretionary and based on subjective assessment of performance in the areas each executive oversees.
American States Water Co Schedule 13G/A amendment reports that The Vanguard Group holds 0 shares of Common Stock, representing 0% of the class. The filing explains an internal realignment effective January 12, 2026, under SEC Release No. 34-39538 that led certain Vanguard subsidiaries to report ownership separately.
AMERICAN STATES WATER CO senior vice president of ASUS Christopher H. Connor reported a series of compensation-related stock movements. On March 12, 2026, he was awarded common shares, including 1,664.7044 shares at $74.44 per share and another 1,124-share grant, plus a small 11.9265-share credit at fair market value.
On March 13, 2026, the company withheld 424.1398, 108.5382, and 103.1643 common shares at $74.44 per share to satisfy tax liabilities, all classified as tax-withholding dispositions rather than market sales. A small 3.25-share disposition to the issuer occurred on March 5, 2026. Following these transactions, Connor directly holds 6,206.6136 common shares.
American States Water Co vice president Jon Pierotti reported a mix of stock awards and mechanistic share dispositions. On March 12, 2026, he received grants of 770.0000 and 630.3250 common shares, plus smaller awards earlier in the month, as part of compensation and benefit programs.
On March 13, 2026, 259.5680, 104.0658, and 98.4976 common shares were disposed of under code F at $74.4400 per share to satisfy tax liabilities, and 3.0471 shares were returned to the issuer, all non‑market transactions. Following these entries, he holds 3698.5542 common shares directly and 369.1676 shares indirectly through a 401k account.
AMERICAN STATES WATER CO President & CEO Robert J. Sprowls reported routine equity compensation and tax-related share withholdings. On March 12, 2026, he received several common share awards, including 17,693.2752 shares at $74.44 per share and a 7,362-share grant at no cost, plus smaller plan-related additions.
To satisfy tax liabilities, 9,000.6863, 717.8400 and 710.0818 common shares were withheld on March 13, 2026 at $74.44 per share, classified as tax-withholding dispositions rather than open-market sales. After these transactions, he holds 218,540.4468 common shares directly and 531.9110 shares indirectly through a 401(k).
AMERICAN STATES WATER CO Senior Vice President and CFO Eva G. Tang reported a series of routine equity compensation and related tax-withholding transactions. On March 12, 2026, she acquired 1,071.0000 common shares and 992.3577 common shares as grants, plus 276.0588 common shares credited to a 401(k) account and 11.4307 common shares under a dividend reinvestment update.
On March 13, 2026, a total of 400.8134, 113.2903, and 107.3366 common shares were withheld at prices around $74.44 per share to satisfy tax liabilities, which are not open-market sales. Following these transactions, she holds 41,910.7008 common shares directly and 9,043.0465 common shares indirectly through a 401(k) plan.
American States Water Company executive Sunil Pillai reported a series of equity compensation and related tax transactions in company common shares. On March 12, 2026, he acquired awards of 770.0000 and 630.3250 common shares, and on March 5, 2026 he received additional credited shares, including 423.7600 shares in a 401k account and 8.2130 directly.
To cover tax liabilities on these awards, 259.5680, 81.4483, and 77.0903 shares were withheld at prices around $74.4400 per share, and a small 2.5809-share disposition was made to the issuer. After these transactions, Pillai holds 5,870.7656 common shares directly and 2,439.5158 common shares indirectly through a 401k plan. The filing reflects routine compensation and tax-withholding activity, not open-market buying or selling.
American States Water Company vice president Gladys Farrow reported routine equity compensation activity, not open-market trading. On March 12, 2026, she acquired 770 and 715.4458 common shares as grants or awards, plus 8.2130 shares credited earlier on March 5, 2026.
To cover tax obligations, the company withheld 294.6205, 81.4483, and 77.0903 shares on March 13, 2026 through tax-withholding dispositions at $74.44 per share, and 1.9756 shares were returned to the issuer on March 5, 2026. These are compensation and tax events rather than discretionary market buys or sells.