Welcome to our dedicated page for Aurelion SEC filings (Ticker: AURE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Aurelion Inc. (NASDAQ: AURE) files reports with the U.S. Securities and Exchange Commission as a foreign private issuer, and this page organizes those SEC filings for detailed review. As a Hong Kong–based digital wealth firm and Tether Gold (XAU₮) real‑world asset company, Aurelion uses SEC disclosures to document material agreements, capital structure changes, and governance decisions that shape its tokenized gold treasury and wealth management operations.
Through its Form 6‑K current reports, Aurelion has reported on key events such as its entry into an at‑the‑market equity offering sales agreement, allowing the company to offer and sell Class A ordinary shares up to a defined aggregate amount under an effective shelf registration statement on Form F‑3. Filings also describe warrant issuances as consideration for strategic consulting services focused on the growth of its wealth management business and digital asset treasury, including a Class A ordinary share purchase warrant exercisable over a multi‑year period.
Other SEC filings capture corporate actions related to Aurelion’s transition from Prestige Wealth Inc. to Aurelion Inc. These include shareholder approvals for the company name change, increases in authorized share capital for Class A and Class B ordinary shares, changes to the voting power of Class B shares, adoption of amended and restated constitutional documents, and authorization of a share consolidation and a share incentive plan. Additional reports detail changes in board composition and committee membership, such as reconstitution of the audit committee and the nominating and corporate governance committee.
On Stock Titan, Aurelion’s SEC filings are updated as new documents are posted to EDGAR. AI‑powered summaries can help explain the significance of forms such as Form 6‑K and the shelf registration on Form F‑3, highlight the terms of material agreements like the at‑the‑market sales agreement, and surface information about warrants, capital structure adjustments, and governance changes. Users can also review how Aurelion describes its Tether Gold treasury model, its relationship with Antalpha, and its ongoing wealth management and asset management services within these official filings.
Aurelion Inc. furnished a Form 6-K with an investor presentation describing its role as the institutional platform for Tether Gold (XAU₮) on Nasdaq. The company positions itself as a public-market bridge between traditional equity investors and physically backed digital gold.
The presentation highlights total assets of $175.2 million as of December 31, 2025, including $171.6 million in XAU₮, representing 33,318 troy ounces of gold at a price of $5,150 per ounce and debt of $40.6 million. Net asset value is shown as $134.6 million, or $3.66 per share, versus XAU₮ value per share of $4.66 and gold ounce per share of 0.000905.
The materials note Aurelion’s focus on asset-level transparency, on-chain verification, and physical gold redemption, and state that Tether holds an 11% equity stake. They also cite an approximate 54% discount to NAV as of early March 2026, framing Aurelion within broader themes of gold as a hedge against monetary debasement.
Aurelion Inc. director Jin Xin (Moore) filed an initial ownership report showing indirect holdings in the company through Unity Ideal Limited. The filing lists 1,666,667 Class A ordinary shares held indirectly, plus several warrant positions over additional Class A ordinary shares.
The indirect holdings include pre-funded warrants over 1,111,112 Class A ordinary shares with a conversion price of $0.001, Series A-1 ordinary warrants over 1,388,889 Class A ordinary shares at $4.70, and Series A-2 ordinary warrants over 1,388,889 Class A ordinary shares at $5.40. Another warrant position is exercisable for up to 3,169,805 Class A ordinary shares or, subject to board approval, Class B ordinary shares at an exercise price of $10.00.
The warrants are subject to a Beneficial Ownership Limitation, which generally prevents exercises that would take the holder above 4.99% of outstanding Class A ordinary shares. This limit can be adjusted by notice, up to 9.99%, with any increase becoming effective on the 61st day after notice.
Aurelion Inc. reported that its Chief Executive Officer, Schmidtke Bjorn Valentin Vennor, filed an initial insider ownership statement on Form 3. The filing lists him as an officer but shows no reported purchases, sales, or other equity transactions at this time.
Aurelion Inc. director Kazmerzak Qiang You filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a reporting insider of Aurelion Inc. and, in this instance, does not report any recent stock transactions or derivative holdings.
Aurelion Inc. reported that Chief Accounting Officer He Jing filed an initial ownership statement on Form 3. This filing establishes her status as an officer subject to insider reporting rules but does not list any specific share holdings or recent transactions. It is an administrative disclosure rather than a trading event.
Aurelion Inc. director Sherman H. David filed an initial ownership report showing he holds 5,500 Class A Ordinary Shares of the company. These shares are reported as held in his direct ownership, and the filing does not reflect any recent purchase or sale activity.
Aurelion Inc. director Yu Herman Cheng-Chun filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a director and provides a baseline disclosure of his holdings and reporting obligations as an insider, without reporting any specific transactions.
Aurelion Inc. reports that Nasdaq has confirmed the company has regained compliance with the Nasdaq Capital Market’s minimum bid price requirement, and that the matter is now closed. The company received the notification letter on March 5, 2026, after previously being non-compliant since April 2025.
To support regaining compliance, Aurelion effected a 1-for-10 share consolidation on February 19, 2026, after receiving an initial 180-day grace period and a further 180-day extension. As of the date of the press release, Aurelion lists 19,361,639 Class A shares outstanding, 15,251,516 Class B shares outstanding, and outstanding share capital of 36,835,379 including 2,222,224 Class A pre-funded warrants, along with 31,747,589 total warrants across various strike prices.
Aurelion Inc. reported a sharp swing to profitability for the quarter ended December 31, 2025, driven largely by gains on its digital gold holdings. The company recorded net income of US$8.7 million, compared with a net loss of US$0.6 million in the prior-year quarter, as unrealized gains on XAUt and related collateral of about US$10.4 million more than offset operating costs and loan interest.
As of December 31, 2025, Aurelion reported total assets of US$148.8 million, including US$144.5 million in XAUt valued using a price of US$4,338 per unit and 33,318 units. Debt was US$40.6 million, supporting a reported Net Asset Value of US$108.2 million, or US$2.94 per share, with 36.8 million shares outstanding.
Aurelion Inc. furnished an investor presentation outlining its strategy as a digital gold asset manager focused on Tether Gold (XAUt). The company positions itself as the primary equity vehicle for exposure to XAUt, aiming to generate low-risk yield on its own and third-party XAUt holdings, earning management fees.
The presentation notes an Oct 2025 acquisition of Prestige Wealth, a $100m PIPE equity injection, and the purchase of 33,318 ounces of gold via XAUt at $4,022 per ounce. As of 31 Dec 2025, net asset value is shown as $134.0m, based on liquid assets of $175.6m (including $171.5m of XAUt valued at $5,148 per unit on 25 Feb 2026) and debt of $40.6m. Shares outstanding are 36.8 million, reflecting a 1-for-10 share consolidation effective 19 Feb 2026, with reported NAV per share of $3.65, XAUt value per share of $4.65, and 0.0009 gold ounce per share. The deck highlights an 11% Tether shareholding and frames Aurelion as a play on USD debasement, gold as a store of value, and wider adoption of tokenized gold.