Welcome to our dedicated page for AtlasClear SEC filings (Ticker: ATCH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AtlasClear Holdings, Inc. filings document the company’s fintech business, public-company governance and capital structure. Its 8-K reports include operating and financial results, including disclosures related to the wholly owned subsidiary Wilson-Davis & Co., Inc., while registration statements describe securities, financing arrangements and related risk factors.
The filing record also includes proxy materials for stockholder voting matters, governance disclosures and security-listing information for ATCH common stock on the NYSE American. AtlasClear reports as an emerging growth company, and its filings address material agreements, securities structure and financial reporting matters relevant to that status.
AtlasClear Holdings, Inc. filed a shelf registration to offer up to $100,000,000 of securities and a resale prospectus registering the resale of up to 39,000,000 shares of common stock.
The shelf covers common stock, preferred stock, warrants, debt securities and units. The prospectus states 150,337,774 shares outstanding as of June 5, 2026 and a closing common stock price of $0.22 on that date.
AtlasClear Holdings, Inc. reported that its stockholders approved a first amendment to the company’s 2024 Equity Incentive Plan. This amendment, previously approved by the board subject to stockholder approval, increases the number of shares of common stock authorized for issuance under the plan by 15,000,000.
The company refers investors to its definitive proxy statement filed on April 30, 2026, as supplemented on May 12, 2026, for a detailed summary of the plan and the amendment. The full text of the amendment is filed as an exhibit to this report.
AtlasClear Holdings, Inc. reported results from its annual stockholder meeting. Stockholders elected six director nominees to serve through the annual meeting for the fiscal year ending June 30, 2027, ensuring continuity of the board.
They also approved an amendment to the 2024 Equity Incentive Plan to increase the number of common shares reserved for issuance by 15,000,000, expanding the pool available for equity-based compensation. In addition, stockholders ratified the appointment of Haynie & Company as the independent registered public accounting firm for the fiscal year ending June 30, 2026.
The meeting quorum was based on 150,337,774 shares outstanding as of the April 27, 2026 record date, with 59,305,797 shares represented, or approximately 39.4% of shares entitled to vote.
AtlasClear Holdings, Inc. reported a strong fiscal third quarter ended March 31, 2026, highlighted by rapid growth and a turnaround in profitability. Revenue rose 65% year-over-year to $4.2 million, while fiscal year-to-date revenue increased 67% to $13.5 million.
The company generated fiscal year-to-date net income of $4.4 million, or $0.05 per diluted share, reversing a net loss per share in the prior-year period. Stock locate and securities lending revenue became a meaningful contributor at $3.0 million year-to-date.
AtlasClear also significantly strengthened its balance sheet, cutting legacy de-SPAC liabilities from about $34 million to under $1 million and improving stockholders’ equity from a $(6.8) million deficit to $22.3 million. Cash and cash equivalents were $16.7 million, with total cash of about $41.2 million, supporting ongoing operational and strategic initiatives.
AtlasClear Holdings, Inc. reported a modest quarterly loss while significantly strengthening its balance sheet for the quarter ended March 31, 2026. Revenue for the quarter was $4,201,852, up from $2,543,103 a year earlier, driven by higher commissions, stock locate fees and trading gains. Operating expenses more than doubled to $7,134,711, reflecting higher compensation, data processing and stock-based compensation, leading to a loss from operations of $2,932,859 and a net loss of $1,930,884, or $0.01 per basic and diluted share.
For the nine months, the company generated net income of $4,412,993, helped by sizeable non-cash gains from revaluing derivatives, earnout and other financing-related liabilities. Total assets rose to $73,915,806 and stockholders’ equity improved from a deficit of $(6,797,448) to positive $22,258,579, supported by substantial debt conversions and equity issuance; shares outstanding increased to 149,794,297.
Cash and restricted cash grew to $41,172,003, aided by October 2025 financings that included a $10,097,782 secured convertible note at 11% and a $10,000,000 unit equity financing, with combined gross proceeds of about $15.85 million including note conversions. Management states these transactions, together with expected operating cash flows, alleviate prior substantial doubt about the company’s ability to continue as a going concern for at least twelve months. The company also reversed $2,611,618 of previously accrued excise tax following final U.S. Treasury regulations.
AtlasClear Holdings, Inc. filed a proxy supplement ahead of its May 27, 2026 annual meeting, correcting and updating details in its proxy materials.
The supplement clarifies that a quorum requires at least 33.3% of the voting power of issued and outstanding shares present in person or by proxy. It also confirms that 590,046 shares of common stock are currently authorized and available for issuance under the 2024 Equity Incentive Plan, after a 1-for-60 reverse stock split on December 31, 2024.
Stockholders are being asked to approve an amendment to increase shares reserved under the plan by 15,000,000, bringing the total to 15,590,046 shares, to support employee, director and contractor equity awards. Approval of Proposal 2 requires a majority of votes cast by stockholders present in person or by proxy and entitled to vote.
AtlasClear Holdings, Inc. is asking stockholders to vote at its May 27, 2026 annual meeting on electing six directors, expanding its 2024 Equity Incentive Plan, and ratifying Haynie & Company as auditor for the year ending June 30, 2026.
The company seeks approval to increase shares reserved under the equity plan by 15,000,000, from 58,908 to 15,058,908, to support future stock-based awards. Stockholders of record as of April 27, 2026, when 150,337,774 common shares were outstanding, may vote in person or by proxy. The proxy also details board independence, committee structure, executive employment terms, and 2024–2025 compensation figures.
AtlasClear Holdings, Inc. reported fiscal second quarter 2026 results showing a sharp financial turnaround. Revenue rose 84% year over year to $5.1 million, driven by higher commissions, stock locate services, lending, and clearing activity. Net income reached $6.8 million, supported by operating growth and non-cash fair value adjustments.
Stockholders’ equity turned positive at $21.7 million after a prior deficit, while cash and restricted cash totaled $46.2 million and total assets increased to $77.6 million. The company completed a $20 million financing split between a secured convertible note and an equity unit offering, and management believes current liquidity and expected cash flows can support operations for at least the next twelve months. Subsidiary Wilson-Davis & Co. ended the quarter with $14.7 million of net capital, exceeding regulatory requirements by $14.4 million.
AtlasClear Holdings, Inc. reported a sharp swing to profitability for the quarter ended December 31, 2025, driven mainly by financing-related gains and tax items. Total revenue for the quarter rose to $5.1 million from $2.7 million a year earlier, led by higher commissions and other revenue. Operating expenses increased to $7.5 million, leaving an operating loss of $2.5 million, but large non-cash gains on derivatives and a reduction in earnout liabilities lifted total other income to $9.4 million, resulting in net income of $6.8 million.
For the six months ended December 31, 2025, revenue reached $9.3 million and net income was $6.3 million, with diluted earnings per share of $0.06. The balance sheet strengthened: total assets increased to $77.6 million, stockholders’ equity improved to $21.7 million from a deficit, and cash and restricted cash rose to $46.2 million. During the period, AtlasClear completed a Restated Note financing with Funicular Funds and an Equity SPA that together provided approximately $15.85 million in gross financing and converted existing convertible notes.
The company disclosed that prior substantial doubt about its ability to continue as a going concern has been alleviated following these financings and expected cash flows. It also reversed an accrued stock-repurchase excise tax of $2.6 million after final U.S. Treasury regulations, contributing to improved earnings and equity. As of February 10, 2026, AtlasClear had 149,692,496 shares of common stock outstanding.
AtlasClear Holdings, Inc. entered into a definitive share purchase agreement to acquire all outstanding shares of Commercial Bancorp, parent of Farmers State Bank, a profitable, well‑capitalized Federal Reserve member bank. The deal replaces a prior merger agreement that had expired.
Consideration will be predominantly equity-based, with sellers agreeing in the press release to take approximately 73% of total value in AtlasClear common stock and the balance in cash, subject to adjustments. AtlasClear will make a $100,000 earnest money deposit, and upon closing will own 100% of Commercial Bancorp, fully consolidating Farmers State Bank.
The acquisition is intended to give AtlasClear a regulated banking infrastructure, including deposits, payment rails and lending capabilities, supporting its plan to build an integrated clearing, banking and financial services platform. Closing remains subject to customary conditions, including Federal Reserve and Wyoming banking approvals and SEC effectiveness of a resale registration statement for the deal shares.