Welcome to our dedicated page for Amtech Systems SEC filings (Ticker: ASYS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to SEC filings for Amtech Systems, Inc. (NASDAQ: ASYS), a manufacturer of equipment, consumables and services for semiconductor wafer fabrication, device packaging and advanced substrate fabrication. Through these filings, investors can review how Amtech reports its financial condition, segment performance and material events in the context of AI semiconductor packaging and mature-node semiconductor markets.
Core periodic reports such as Form 10-K and Form 10-Q contain detailed discussions of Amtech’s Thermal Processing Solutions and Semiconductor Fabrication Solutions segments, including revenue, gross margin, orders and backlog. They also describe risk factors related to cyclical demand in semiconductor equipment, exposure to markets such as silicon carbide and the impact of order timing and system shipments on results.
Form 8-K current reports highlight specific developments. For example, an 8-K dated August 6, 2025 furnishes a press release announcing third quarter fiscal 2025 results, while another 8-K dated December 15, 2025 discloses the appointment of an Interim Chief Financial Officer and summarizes the related compensation arrangements. Such filings illustrate how Amtech reports material changes in executive leadership and financial performance.
On Stock Titan, these SEC documents are paired with AI-powered summaries that explain key points in plain language, helping readers interpret complex tables, non-GAAP reconciliations and narrative disclosures. Real-time updates from EDGAR mean new 10-K, 10-Q and 8-K filings appear quickly, and users can also review executive and director transaction reports on Form 4 when available. This combination of raw filings and AI-generated insights allows investors to analyze ASYS’s regulatory history, governance changes and financial trends more efficiently.
Amtech Systems, Inc. filed a shelf registration to offer up to $50.0 million of securities, including common stock, preferred stock, debt securities, warrants and units, to be sold from time to time. The shelf permits multiple types of offerings; specific terms, amounts and pricing will be provided in prospectus supplements.
The company’s common stock is listed on the Nasdaq Global Select Market under the symbol ASYS. The articles of incorporation authorize 100,000,000 shares of common stock and 100,000,000 shares of preferred stock. Offerings under this prospectus will be subject to any applicable prospectus supplements and distribution methods described in the registration statement.
Amtech Systems, Inc. director Michael M. Ludwig reported equity awards tied to company stock. On March 5, 2026, he exercised or converted 8,081 Restricted Stock Units into 8,081 shares of Amtech Systems, Inc. common stock at a stated price of $0.00 per share.
After this transaction, his directly held common stock position was 33,069 shares. On March 4, 2026, he also received a grant of 2,839 Restricted Stock Units at a stated price of $0.00 per unit, each representing the contingent right to receive one share of Amtech Systems, Inc. common stock.
Amtech Systems director Asif Y. Jakwani reported equity-based award activity in company stock. On March 5, 2026, he exercised 8,081 restricted stock units at $0.00 per share, receiving 8,081 shares of Amtech Systems common stock directly.
Following this conversion, he directly held 8,081 shares of common stock. Separately, on March 4, 2026, he was granted 2,839 restricted stock units, each representing a contingent right to receive one Amtech common share, leaving 2,839 restricted stock units outstanding after these transactions.
Amtech Systems director and 10% owner Robert M. Averick reported equity compensation activity involving restricted stock units and common shares. On March 4, 2026, he was granted 2,839 restricted stock units at a price of $0, increasing his restricted stock unit holdings to 10,920 as of that date.
On March 5, 2026, 8,081 restricted stock units vested and were exercised/converted into 8,081 shares of common stock on a one-for-one basis at $0 per share, bringing his directly held common stock to 707,341 shares. Footnotes indicate that entities described as the Kokino Family Clients beneficially own 2,250,000 common shares, and additional common shares are held by his spouse, which are reported as indirect ownership.
Amtech Systems director Michael Garnreiter reported equity-award activity involving restricted stock units and common shares. On March 4, he received a grant of 2,839 restricted stock units, each representing a contingent right to one share of Amtech Systems common stock.
On March 5, he exercised or converted 8,081 restricted stock units at a price of $0.00 per unit, acquiring 8,081 shares of Amtech Systems common stock. Following these transactions, he held 2,839 restricted stock units and 38,569 common shares, all reported as directly owned.
Amtech Systems, Inc. reported the results of its 2026 Annual Meeting of Shareholders. Shareholders elected five directors—Robert C. Daigle, Asif Jakwani, Robert M. Averick, Michael Garnreiter, and Michael M. Ludwig—to one-year terms on the board.
As of January 13, 2026, 14,394,885 common shares were outstanding and eligible to vote, and 10,468,896 shares, or 72.73%, were represented at the meeting. Shareholders also ratified KPMG LLP as independent auditor for the fiscal year ending September 30, 2026 and approved, on an advisory basis, the compensation of the named executive officers.
Wax Asset Management, LLC has filed an amended Schedule 13G reporting its beneficial ownership of Amtech Systems Inc. common stock. The firm reports holding 1,319,773 shares, representing 9.2% of the class, with sole voting and sole dispositive power over all reported shares.
The filing states that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Amtech Systems Inc., nor in connection with any transaction intended to have that effect.
Amtech Systems reported net revenue of $18.97 million for the three months ended December 31, 2025, down from $24.39 million a year earlier as system shipments declined in both segments. Gross profit was $8.49 million, or 45% of revenue. Net income was $0.11 million, or $0.01 per diluted share, compared with $0.31 million, or $0.02 per diluted share.
Thermal Processing Solutions generated $13.98 million of revenue, while Semiconductor Fabrication Solutions contributed $4.99 million, with lower polishing and cleaning equipment shipments partly offset by stronger consumables. New orders rose 14% to $20.65 million and backlog increased to $21.57 million, supported by demand for AI-related advanced packaging tools. Operating cash flow improved to $4.10 million, lifting cash and cash equivalents to $22.08 million and keeping the current ratio at 2.9:1.
Amtech Systems, Inc. furnished an 8-K to share that it has released its financial results for the first quarter ended December 31, 2025. The company distributed these results through a press release that is attached as Exhibit 99.1.
The 8-K specifies that the earnings information, including Exhibit 99.1, is provided under Item 2.02 and is treated as “furnished” rather than “filed,” which limits certain legal liabilities. The filing also includes an Inline XBRL cover page as Exhibit 104.