Welcome to our dedicated page for Ascent Solar Tec SEC filings (Ticker: ASTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ascent Solar Technologies, Inc. filings document the company’s flexible thin-film photovoltaic business, public-company governance and capital-raising activity. Its SEC reports include proxy materials covering shareholder voting matters and governance, along with Form 8-K disclosures for material agreements, corporate presentations, product and partnership announcements, and other reportable events.
The company’s offering-related filings describe common stock, pre-funded warrants, Series A and Series B warrants, securities purchase agreements, at-the-market offering arrangements, shelf registration activity and Form S-1 registration statements. These records outline capital structure, security terms, issuer classifications and financing mechanics for a Nasdaq-listed solar technology manufacturer.
Ascent Solar Technologies, Inc. reports results of its 2026 Annual Meeting of Stockholders held on June 17, 2026. Stockholders approved an amendment to the 2023 Equity Incentive Plan, increasing the shares of common stock available under the plan from 893,611 to 1,700,000.
Two Class A directors, Louis Berezovsky and Forrest Reynolds, were elected to terms ending in 2029. Stockholders also ratified Haynie & Company as the independent registered public accounting firm, approved the amended equity plan, supported executive compensation on an advisory basis, and approved the ability to adjourn the meeting if needed.
Ascent Solar Technologies, Inc. filed an amendment to a Schedule 13G/A reporting that Ryan Taylor beneficially owns 0 shares of Common Stock (CUSIP 043635804) as of 06/12/2026. The filing states the holder's percentage ownership is 0% and that no voting or dispositive powers are held.
Ascent Solar Technologies director Forrest T. Reynolds reported an open-market sale of 5,000 shares of Common Stock at $9.45 per share on June 2, 2026. After this transaction, he directly holds 31,334 shares of the company’s stock.
Ascent Solar Technologies director Forrest T. Reynolds reported a combination of option exercise, tax withholding, and share sale. He exercised employee stock options covering 10,000 shares of common stock at an exercise price of $1.63 per share.
To cover related obligations, 2,071 shares were disposed of as a tax-withholding transaction. On the same date, he completed an open-market sale of 7,843 common shares at $9.15 per share. After these transactions, Reynolds directly owned 36,334 shares of Ascent Solar common stock.
ASTI reports a proposed sale of Common Stock under a Form 144 related to conversions and cashless option exercises. The filing lists 38,827 shares and notes convertible preferred shares purchased on 12/30/2024 that were converted to common on 5/28/2026, with option exercises on 5/28/2026 and 5/29/2026.
The disclosure indicates the securities were acquired for cash on 12/30/2024 and later converted or cashless‑exercised; the filing identifies the issuer as the source of the securities. The filing is a routine resale notice under Form 144.
Ascent Solar Technologies, Inc. director Forrest T. Reynolds reported routine equity compensation activity. He exercised employee stock options to acquire 10,000 shares of common stock at $1.63 per share. To satisfy tax obligations, 2,407 shares were withheld at $6.77 per share, leaving him with 36,248 common shares held directly after these transactions.
Ascent Solar Technologies director Forrest T. Reynolds converted Series 1C convertible preferred stock into common shares. On 5/22/2026, he converted 61 Series 1C preferred shares (including accrued dividends) at a conversion price of $2.50 per share into 28,343 shares of common stock, bringing his direct common stock holdings to 28,655 shares.
Ascent Solar Technologies ownership disclosure: Armistice Capital, LLC and Steven Boyd filed an amendment reporting beneficial ownership of 496,945 shares of common stock, representing 4.99% of the class as of 03/31/2026. The filing states Armistice Capital is investment manager to Armistice Capital Master Fund Ltd., which directly holds the shares, and that Armistice Capital and Mr. Boyd exercise shared voting and dispositive power over the reported shares pursuant to an Investment Management Agreement.
Ascent Solar Technologies reported beneficial ownership by three related reporting persons of 496,945 shares, representing 4.99% of common stock as of March 31, 2026.
The filing states that the 496,945 shares consist of warrants exercisable into 174, 363,636 and 133,135 shares, based on a base of 9,461,887 shares of common stock as of March 20, 2026. The disclosure notes a blocker provision that excludes 48,683 shares from immediate exercise; without that provision the reporting persons may have been deemed to beneficially own 545,628 shares.
Ascent Solar Technologies, Inc. Schedule 13G/A amendment reports that Ryan Taylor beneficially owns 946,100 shares of Common Stock, representing 9.9% of the class as of 05/12/2026.
The filing states Mr. Taylor has sole voting power and sole dispositive power over the 946,100 shares. The filing lists Mr. Taylor's address and the issuer's principal executive office in Thornton, Colorado.