Welcome to our dedicated page for Astrotech SEC filings (Ticker: ASTC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Astrotech Corporation (ASTC) SEC filings page provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Astrotech is a Nasdaq-listed mass spectrometry company that operates through wholly owned subsidiaries focused on explosives and narcotics trace detection, security screening, environmental testing, industrial process control, agriculture process analyzers, and breath analysis platforms for volatile organic compounds. Its filings offer detailed insight into how these activities affect the company’s financial condition, governance, and capital structure.
Investors can review Astrotech’s periodic reports, such as its Annual Report on Form 10-K and Quarterly Reports on Form 10-Q, for information on revenue, operating expenses, research and development spending, liquidity, and risk factors associated with its mass spectrometry and gas chromatography businesses. Current Reports on Form 8-K document material events, including financial results announcements, executive appointments and departures, adoption of a transaction bonus plan tied to potential qualifying transactions, amendments to a Rights Agreement affecting security holder rights, and the Board of Directors’ decision to initiate a review of strategic alternatives.
Proxy materials, such as the definitive proxy statement on Schedule 14A, describe Astrotech’s board composition, director elections, executive and director compensation, and proposals submitted to stockholders at the annual meeting. These documents also outline the matters on which stockholders are asked to vote, such as the ratification of the independent registered public accounting firm.
On Stock Titan, AI-powered tools can assist readers by summarizing lengthy filings, highlighting key items from Astrotech’s 10-K and 10-Q reports, and surfacing notable 8-K disclosures related to governance, compensation arrangements, or strategic reviews. This helps users quickly understand the implications of new filings, follow changes in Astrotech’s corporate structure and capital markets activity, and place individual documents in the broader context of the company’s mass spectrometry-focused business model.
Astrotech Corporation reported another loss-making quarter while maintaining a solid cash position. For the three months ended December 31, 2025, revenue fell to $148,000 from $261,000, as lower instrument and grant sales outweighed stronger consumables demand. Net loss was $3.9 million, slightly better than the prior year’s $4.0 million, driven mainly by lower operating expenses.
For the six-month period, revenue rose to $445,000 from $295,000, but the company still recorded a $7.4 million net loss. Operating cash outflow was $7.5 million, largely offset by $7.5 million of proceeds from short‑term investments, keeping cash at $3.1 million and short‑term investments at $7.0 million. Working capital stood at about $12.5 million, and management believes existing resources, together with potential equity offerings, can fund operations for at least the next 12 months.
The company continues to invest in commercializing its mass spectrometry platforms across security (TRACER 1000), agriculture (AgLAB 1000-D2), industrial process control (Pro-Control 1000-D2), and new environmental testing products under its EN-SCAN subsidiary. An S‑3 shelf registration was declared effective on January 30, 2026, but no securities have been sold under it yet. As of February 12, 2026, Astrotech had 1,758,953 common shares outstanding.
Astrotech Corporation reported results for its second quarter of fiscal 2026, which ended December 31, 2025. Revenue for the quarter was $148,000, down from $261,000 a year earlier, while the net loss narrowed slightly to $3.9 million from $4.0 million.
For the first six months of fiscal 2026, revenue rose to $445,000 from $295,000, but the net loss widened modestly to $7.4 million compared with $7.3 million in the prior-year period. As of December 31, 2025, Astrotech held $3.1 million in cash and cash equivalents and $7.0 million in short-term investments, with total stockholders’ equity of $15.5 million.
Astrotech Corporation has filed a shelf registration to offer up to $30,000,000 of securities, including common stock, preferred stock, debt securities, warrants and units, in one or more future offerings.
The company qualifies as a smaller reporting company and is subject to the “Baby Shelf Limitation,” which restricts primary offerings off this shelf to no more than one-third of its public float in any 12‑month period while its public float remains below $75 million. Based on a public float of approximately $5.92 million as of January 26, 2026, Astrotech currently may offer and sell up to about $1,974,354 of securities in primary offerings during a rolling 12‑month period.
Astrotech’s common stock trades on Nasdaq under the symbol “ASTC.” The company intends to use any net proceeds primarily for general corporate purposes, working capital, capital expenditures and potentially acquisitions or strategic investments, as described in future prospectus supplements.
Astrotech Corporation extended the duration of its stockholder rights plan. On December 12, 2025, the company entered into Amendment No. 3 to its Rights Agreement with Equiniti Trust Company, moving the Final Expiration Date of the rights to 5:00 p.m. New York City time on December 20, 2026, unless the date is further extended or the rights are earlier redeemed or exchanged under the agreement. All other terms of the rights plan remain the same.
The company also held its annual stockholder meeting on December 12, 2025, with 969,211 of 1,769,269 common shares entitled to vote represented in person or by proxy. Stockholders elected all director nominees and ratified the appointment of RBSM LLP as the independent registered public accounting firm for the fiscal year ending June 30, 2026, with 935,627 votes for, 20,631 against, and 12,952 withheld.
Astrotech Corp (ASTC) filed an initial Form 3 for officer Scott Bartley, who serves as Interim CFO, Treasurer and Secretary. The filing reports 0 shares of common stock beneficially owned and no derivative securities as of 10/27/2025. The form indicates it was filed by one reporting person.
Astrotech Corporation (ASTC) reported Q1 FY2025 results. Revenue was $297 thousand versus $34 thousand a year ago, with gross margin improving to 63% from 26%. The company recorded a net loss of $3.465 million (basic and diluted net loss per share $2.07), reflecting continued investment in operations.
Operating cash flow was $(3.936) million. Cash and cash equivalents were $2.646 million, and short‑term investments were $11.290 million, supporting working capital of approximately $16.3 million as of September 30, 2025. Total assets were $23.240 million and stockholders’ equity was $19.087 million.
Revenue included U.S. sales of $256 thousand and foreign sales of $41 thousand. Three customers comprised substantially all revenue for the quarter. As of November 11, 2025, common shares outstanding were 1,758,953. The company also noted an 89‑month lease for its Austin Metric Facility with total base rent obligations of about $3.0 million, less a $317.3 thousand tenant allowance.
Astrotech Corporation furnished a Form 8-K announcing results of operations for its first quarter of fiscal 2026, which ended September 30, 2025.
The press release is attached as Exhibit 99.1 and incorporated by reference; this information is furnished and not deemed filed under the Exchange Act.
Astrotech Corporation approved a Transaction Bonus Plan that pays designated participants a percentage of net proceeds from a future “qualifying transaction.” The Bonus Pool equals 10% of the first $50 million, 5% of amounts between $50 million and $100 million, and 2% of amounts above $100 million, and is only established if net proceeds reach at least $30 million.
Eligible participants (selected employees, contractors, or outside directors) must be actively providing services on the closing date, with bonuses paid in cash within 30 days after closing. If a participant has a “qualifying termination,” eligibility can continue if the transaction closes within six months. The plan is effective November 5, 2025 and runs until the earlier of five years or termination under its terms.
Astrotech also finalized separation terms with former CFO Jennifer Canas. She will receive a cash separation payment of $122,795.25, and the company will pay COBRA premiums for her and eligible dependents through April 30, 2026 or until other coverage begins, in exchange for a general release and customary covenants.
Astrotech Corporation appointed Scott Bartley as Interim Chief Financial Officer, Treasurer and Secretary. The Board’s appointment occurred on October 27, 2025, with services provided under a consulting arrangement.
Under a Consulting Services Agreement effective October 5, 2025, Mr. Bartley will be paid approximately $7,800 per week at $260 per hour for about 30 hours per week. Either party may terminate the agreement with two weeks’ written notice, and travel expenses are shared between Bridgepoint Consulting and the Company. The Company will use its standard indemnification agreement. Astrotech also issued a press release on October 31, 2025.