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Academy Sports & Outdoors (ASO) CEO exercises RSUs, covers taxes in shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Academy Sports & Outdoors, Inc. CEO Lawrence Steven Paul reported routine equity compensation activity. On June 9, 2026, he exercised 9,917 restricted stock units, converting them into the same number of Common Stock shares at a stated price of $0.0000 per share.

To cover tax obligations, 4,994 Common Stock shares were disposed of in a tax-withholding transaction at $51.67 per share, not an open-market sale. Following these transactions, he directly held 192,724 Common Stock shares, and the exercised RSUs no longer remain outstanding.

Positive

  • None.

Negative

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Insider Lawrence Steven Paul
Role CEO
Type Security Shares Price Value
Exercise Restricted Stock Units 9,917 $0.00 --
Exercise Common Stock 9,917 $0.00 --
Tax Withholding Common Stock 4,994 $51.67 $258K
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 197,718 shares (Direct, null)
Footnotes (1)
  1. Restricted stock units convert into Common Stock on a one-for-one basis. Granted under the Company's 2020 Omnibus Incentive Plan. On June 9, 2023, subject to the Reporting Person's continued service, the Reporting Person was granted 29,750 time-based restricted stock units that vest in three equal installments beginning on the first anniversary of the grant date.
RSUs exercised 9,917 shares Restricted Stock Units converted to Common Stock on June 9, 2026
Tax-withheld shares 4,994 shares Common Stock disposed of to satisfy tax liability at $51.67/share
Tax-withholding price $51.67 per share Price used for F-code tax-withholding disposition
Post-transaction holdings 192,724 shares Common Stock directly held by CEO after June 9, 2026 transactions
Common shares after RSU exercise 197,718 shares Total Common Stock following M-code RSU conversion, before tax withholding
Original RSU grant size 29,750 RSUs Time-based RSUs granted June 9, 2023 under 2020 Omnibus Incentive Plan
RSU vesting schedule 3 equal installments Vesting begins on first anniversary of June 9, 2023 grant date
RSU expiration date June 9, 2033 Expiration date for the reported RSU award before exercise
Restricted Stock Units financial
"Restricted stock units convert into Common Stock on a one-for-one basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
2020 Omnibus Incentive Plan financial
"Granted under the Company's 2020 Omnibus Incentive Plan."
time-based restricted stock units financial
"was granted 29,750 time-based restricted stock units that vest in three equal installments"
Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.
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FAQ

What insider transaction did ASO CEO Lawrence Steven Paul report?

ASO CEO Lawrence Steven Paul reported exercising 9,917 restricted stock units into Common Stock and a related tax-withholding share disposition. These transactions reflect routine equity compensation activity rather than an open-market stock purchase or sale.

How many ASO shares did the CEO receive from RSU vesting?

The CEO received 9,917 shares of Academy Sports & Outdoors Common Stock from the exercise of restricted stock units. These RSUs converted into Common Stock on a one-for-one basis under the company’s 2020 Omnibus Incentive Plan.

How many ASO shares were used for tax withholding in this Form 4?

A total of 4,994 Academy Sports & Outdoors Common Stock shares were disposed of to satisfy tax obligations. This F-code transaction is a tax-withholding disposition, not an open-market sale initiated by the CEO.

What is the CEO’s ASO stock ownership after these transactions?

After the reported RSU exercise and tax-withholding disposition, the CEO directly holds 192,724 shares of Academy Sports & Outdoors Common Stock. This figure reflects his remaining direct ownership following the June 9, 2026 transactions.

Were any ASO derivative securities left after the RSU exercise?

No restricted stock units from this grant remain after the exercise. The Form 4 shows 9,917 RSUs converted into 9,917 Common Stock shares, with the derivative position reduced to zero for that specific RSU award.

What plan governed the ASO CEO’s restricted stock unit grant?

The RSUs were granted under Academy Sports & Outdoors’ 2020 Omnibus Incentive Plan. A June 9, 2023 grant of 29,750 time-based RSUs vests in three equal installments beginning on the first anniversary of the grant date.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lawrence Steven Paul

(Last)(First)(Middle)
C/O ACADEMY SPORTS AND OUTDOORS, INC.
1800 NORTH MASON ROAD

(Street)
KATY TEXAS 77449

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Academy Sports & Outdoors, Inc. [ ASO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/09/2026M9,917A(1)197,718D
Common Stock06/09/2026F4,994D$51.67192,724D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)(1)06/09/2026M9,917 (3)06/09/2033Common Stock9,917$00D
Explanation of Responses:
1. Restricted stock units convert into Common Stock on a one-for-one basis.
2. Granted under the Company's 2020 Omnibus Incentive Plan.
3. On June 9, 2023, subject to the Reporting Person's continued service, the Reporting Person was granted 29,750 time-based restricted stock units that vest in three equal installments beginning on the first anniversary of the grant date.
Remarks:
/s/ Gary Holland, Attorney-in-Fact06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)