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AerSale (ASLE) director Carol DiBattiste granted 19,623 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AerSale Corp director Carol DiBattiste received a stock-based compensation award. She was granted 19,623 restricted stock units of AerSale common stock, bringing her direct holdings reported in this filing to 43,880 shares.

The restricted stock units were granted under the company’s Second Amended and Restated Non-Employee Director Compensation Policy. They will vest 100% on June 5, 2027, if she continues to serve on AerSale’s board through that date. Each unit will convert into one share of common stock when it vests, so this award represents a potential future increase in her share ownership rather than an open-market purchase.

Positive

  • None.

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Insights

Routine equity grant to AerSale director, tied to future service.

Director Carol DiBattiste received 19,623 restricted stock units as part of AerSale’s non-employee director compensation program. The units carry no purchase price and are a standard form of stock-based pay rather than a market transaction.

The award vests in full on June 5, 2027, contingent on continued board service. Until vesting, the units do not convert into common shares. After vesting, each unit becomes one share, modestly increasing her equity stake and aligning her incentives with long-term shareholder value.

Insider DiBattiste Carol
Role null
Type Security Shares Price Value
Grant/Award Common Stock 19,623 $0.00 --
Holdings After Transaction: Common Stock — 43,880 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 19,623 units Restricted stock units granted on June 5, 2026
Holdings after grant 43,880 shares Common stock directly owned following transaction
Grant price per share $0.00 per share Compensation award, no purchase price
Vesting date June 5, 2027 RSUs vest 100% on this date
restricted stock units financial
"Represents an award of restricted stock units granted under the Second Amended..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Second Amended and Restated Non-Employee Director Compensation Policy financial
"granted under the Second Amended and Restated Non-Employee Director Compensation Policy..."
vesting financial
"which will vest 100% on 6/05/2027, subject to continued service..."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
beneficial ownership financial
"Each restricted stock unit will convert into one share of the Issuer's common stock upon vesting."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DiBattiste Carol

(Last)(First)(Middle)
9850 NW 41ST ST, SUITE 400

(Street)
DORAL FLORIDA 33178

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AerSale Corp [ ASLE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/05/2026A19,623(1)A$0.0043,880D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an award of restricted stock units granted under the Second Amended and Restated Non-Employee Director Compensation Policy, which will vest 100% on 6/05/2027, subject to continued service on the Issuer's Board of Directors through such date. Each restricted stock unit will convert into one share of the Issuer's common stock upon vesting.
/s/ Martin Garmendia, as attorney-in-fact for Carol DiBattiste06/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did AerSale (ASLE) director Carol DiBattiste receive in this Form 4?

Carol DiBattiste received an award of 19,623 restricted stock units in AerSale common stock. This is stock-based compensation under the company’s director policy, not an open-market share purchase, and increases her potential future ownership once the units vest.

When do Carol DiBattiste’s new AerSale (ASLE) restricted stock units vest?

The restricted stock units vest 100% on June 5, 2027, if she continues serving on AerSale’s board. Vesting means the units become earned, and each vested unit then converts into one share of AerSale common stock for the director.

How many AerSale (ASLE) shares does Carol DiBattiste hold after this transaction?

After this grant, the Form 4 reports Carol DiBattiste holding 43,880 shares of AerSale common stock directly. This figure reflects her reported position following the award and shows the scale of her equity stake relative to this single grant.

Is the AerSale (ASLE) Form 4 for Carol DiBattiste a stock purchase or compensation?

The Form 4 reflects a compensation-related stock award, not an open-market purchase. Carol DiBattiste received 19,623 restricted stock units at no purchase price under AerSale’s non-employee director compensation policy, contingent on continued board service until vesting.

How will Carol DiBattiste’s AerSale (ASLE) restricted stock units convert into shares?

Each restricted stock unit converts into one share of AerSale common stock upon vesting. Once the units vest on June 5, 2027, subject to continued board service, they will automatically turn into common shares, increasing her ownership stake at that time.