Welcome to our dedicated page for Ashland SEC filings (Ticker: ASH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ashland Inc. filings document formal disclosures for a public specialty ingredients company, including Form 8-K reports furnished for quarterly and annual results, outlook updates and Regulation FD materials. These filings connect reported operating performance to segment conditions, cost pressures, productivity issues and cash-flow measures used in company financial releases.
The filing record also includes governance and compensation disclosures, including definitive proxy materials, annual meeting voting results, director elections, auditor ratification, advisory executive-compensation votes, board-composition changes and equity-award arrangements under the company’s incentive compensation plan.
LOY BERTRAND reported acquisition or exercise transactions in this Form 4 filing.
Ashland Inc. director Bertrand Loy received a grant of 1,741 Restricted Stock Units (RSUs) tied to Ashland common stock. Each RSU represents one share of common stock. According to the grant terms, these RSUs were awarded under Ashland's Omnibus Incentive Plan and will vest one year after the grant date.
Ashland Inc. expanded its board of directors from eight to nine members and appointed Bertrand Loy as an independent director effective May 15, 2026. He will serve on the Audit Committee and the Governance and Nominating Committee.
Under Ashland’s non-employee director compensation program, Loy will receive a prorated annual grant of restricted stock units from his appointment date until the next annual award in January 2027 and is expected to stand for election at the 2027 Annual Meeting of Stockholders. A news release dated May 18, 2026, announcing his appointment is included as an exhibit.
Ashland Inc. director Bertrand Loy filed a Form 3, which is an initial statement of beneficial ownership for insiders. This filing lists him as a director of Ashland Inc. but does not report any purchases, sales, or other transactions in the company’s securities.
Standard Investments LLC and related funds filed Amendment No. 3 to their Schedule 13D on Ashland Inc. They now report beneficial ownership of 4,095,001 shares of Ashland common stock, representing 8.943% of the 45,787,777 shares outstanding as of March 31, 2026.
The shares were acquired by Standard Latitude Master Fund Ltd. in open market purchases using working capital, for a total cost of $212,895,232.49 including brokerage commissions. The group states they bought additional shares because they view Ashland stock as an attractive investment opportunity.
Concurrently with these purchases, Standard Latitude Master terminated an additional portion of its Total Return Swaps covering 490,000 shares, or 1.07% of Ashland’s outstanding shares. After combining remaining swaps with directly owned shares, the reporting persons have economic exposure to approximately 9.88% of Ashland’s shares.
Standard Investments and affiliated funds filed Amendment No. 2 to Schedule 13D on Ashland Inc., reporting beneficial ownership of 3,605,001 common shares, or 7.873% of the company. The stake was built through open-market purchases by Standard Latitude Master Fund for a total of $185,427,584.24 including brokerage commissions.
The reporting group holds shared voting and dispositive power over all reported shares and may pledge some or all of them as loan collateral. Alongside these shares, they use Total Return Swaps, and after early terminating swaps on 490,000 shares, their combined economic exposure to Ashland is approximately 9.89% of shares outstanding.
The investors state they bought additional stock because they view Ashland shares as an attractive investment opportunity, and they expressly disclaim beneficial ownership of securities they do not directly own.
Ashland Inc. senior vice president James P. Minicucci reported routine equity compensation activity. On May 8, 2026, he exercised 4,310 Restricted Stock Units into an equal number of Ashland common shares. To cover tax obligations, 1,346 shares were withheld and disposed of at $55.01 per share.
These events were executed under Ashland's shareholder-approved incentive plan and are exempt under Rule 16b-3. Following the transactions, Minicucci directly owns 7,221 shares of Ashland common stock, reflecting a net increase in his equity stake.
Standard Investments and affiliated funds report an increased stake in Ashland Inc., now beneficially owning 3,115,001 Shares of common stock, equal to 6.803% of the company. This percentage is based on 45,787,777 Shares outstanding as of March 31, 2026.
The additional Shares were acquired in open-market purchases by Standard Latitude Master Fund for a total of $158,607,287.24, including commissions. The investors describe Ashland’s Shares as an attractive investment opportunity and, combining beneficial ownership and remaining Total Return Swaps, report overall economic exposure of about 9.89% of Ashland’s outstanding Shares.
Ashland Inc reports institutional ownership disclosure by Vanguard Capital Management. Vanguard Capital Management beneficially owns 2,404,559 shares of Ashland Inc Common Stock, representing 5.25% of the class. The filing states Vanguard has sole voting power for 352,017 shares and sole dispositive power for 2,404,559 shares, and that these holdings include shares held for Vanguard funds and managed accounts.
The filing notes this ownership is reported on behalf of multiple Vanguard affiliates and that no single other person has a >5% interest as disclosed.
Ashland Inc. reported steadier results for the quarter ended March 31, 2026, with sales of $482 million, slightly above $479 million a year earlier. Gross profit held at $147 million, but operating income declined to $39 million from $51 million as higher net interest and other costs weighed on earnings.
Net income from continuing operations was $15 million, down from $30 million, while diluted EPS from continuing operations fell to $0.32 from $0.63. For the first six months, Ashland generated $868 million in sales versus $884 million last year but swung to a small net profit of $4 million from a prior loss driven by earlier divestiture charges.
Cash generation improved meaningfully: operating activities from continuing operations provided $175 million in the first half, compared with a $21 million use last year, helping lift cash and equivalents to $343 million and keeping long‑term debt roughly flat at $1.37 billion. The balance sheet also reflects sizable long‑term asbestos and environmental reserves, though these declined modestly versus September 2025.
Ashland Inc. reported second-quarter fiscal 2026 results and cut its full-year outlook. Sales were $482 million, up one percent from the prior-year quarter, with generally flat volumes and a two percent pricing decline partly offset by favorable currency.
Net income was $16 million and income from continuing operations was $15 million, or $0.32 per diluted share. Adjusted income from continuing operations excluding intangibles amortization was $42 million, or $0.91 per diluted share.
Adjusted EBITDA was $98 million, down nine percent from $108 million, reflecting operational issues at the Hopewell facility, the Calvert City startup delay, weather disruptions and softer pricing. Operating cash flow improved to $50 million and ongoing free cash flow reached $29 million.
For full-year fiscal 2026, Ashland now guides sales to $1,835–$1,870 million and Adjusted EBITDA to $385–$400 million, citing slower-than-expected productivity ramp-up at Hopewell and softer energy-related demand, partly offset by resilient Life Sciences and Personal Care demand and ongoing pricing actions.