Welcome to our dedicated page for Liberty All-Star Growth SEC filings (Ticker: ASG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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LIBERTY ALL STAR GROWTH FUND INC. President Mark T. Haley reported buying additional common shares in open-market transactions. He purchased 450 shares on June 2, 2026 at $5.385 per share and 1,500 shares on June 3, 2026 at $5.335 per share. After these purchases, his direct ownership increased to 154,322.055 shares of common stock.
Liberty All-Star Growth Fund Inc. ownership disclosure: Karpus Management, Inc. reports 4,220,488 shares of Common stock, representing 6.67% of the class. The filing states Karpus has sole voting and sole dispositive power over all reported shares.
LIBERTY ALL STAR GROWTH FUND INC. access person Robert Milas reported an open-market purchase of 1,900 Shares of Common Stock at $5.255 per share. Following this transaction, he directly holds a total of 6,825.881 shares of the fund.
Liberty All-Star Growth Fund, Inc. (ASG) ownership disclosure: First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation report beneficial ownership of 10,125,503 shares of Common Stock, representing 16.00% of the class as of 03/31/2026, in a joint filing pursuant to Rule 13d-1(k)(1).
The filing states these reporting persons share dispositive power over the shares through unit investment trusts and disclaims sole voting power; voting for these trust-held shares is performed by trustees under the trusts' terms.
ASG submitted an annual Form N-CEN reporting operational and fund-service details for the covered period. The filing lists a monthly average value of portfolio securities on loan of $15,343,368 and $18,229 net income from securities lending. Aggregate brokerage commissions paid during the period were $205,065, with individual broker payments itemized.
Liberty All-Star Growth Fund, Inc. filed its Form N-CSR presenting its certified shareholder report for the period January 1, 2025 – December 31, 2025. The report shows NAV per share of $5.86 and a market price of $5.30. For the year, shares valued at NAV returned 4.58% (market price return 2.12%), and the Fund paid quarterly distributions totaling $0.46 in 2025.
The Fund reported $368,349,877 in net assets with 62,862,782 shares outstanding. Investment results reflect heavy market concentration in AI/large-cap leaders; the Fund noted it trailed its primary benchmark, the Lipper Multi-Cap Growth Mutual Fund Average, which returned 14.21%. The report includes full portfolio schedules, manager commentary, a Manager Roundtable on AI, and audited financial statements.
Liberty All-Star Growth Fund Inc. officer Erich Rettinger, who serves as Treasurer, reported buying common stock of the fund. On February 6, 2026, he purchased 250 shares of common stock at a price of $5.12 per share, and directly held 250 shares after this transaction.
Liberty All-Star Growth Fund, Inc. (ASG) received an amended Schedule 13G/A showing that First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation together report beneficial ownership of 9,174,488 common shares, representing 14.59% of the fund’s outstanding shares as of the event date 12/31/2025.
The filing states these entities have no sole or shared voting power over the shares, but report shared dispositive power over 9,174,488 shares, largely held in unit investment trusts sponsored by First Trust Portfolios L.P. The firms explain that no individual unit investment trust holds more than 3% of any registered investment company’s shares, and that the trustee, not the reporting persons, votes the units. The reporting entities certify the holdings are in the ordinary course of business and not for the purpose of changing or influencing control of ASG, and they each disclaim beneficial ownership of the reported shares.
Liberty All-Star Growth Fund Inc. insider share purchase disclosed
The president of Liberty All-Star Growth Fund Inc. reported buying 2,000 shares of common stock on 12/30/2025. The shares were purchased at a price of $5.345 per share. Following this transaction, the reporting person directly beneficially owns 142,641.602 shares of the fund's common stock.
Liberty All Star Growth Fund Inc. (ASG) reported an insider purchase by an officer. Assistant Secretary Sareena Khwaja-Dixon bought 500 shares of common stock on 11/21/2025 at a price of $5.0555 per share. After this open-market purchase, she beneficially owns 500 shares directly.