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Alliance Resource Partners (ARLP) COO gets 34,080 vested units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alliance Resource Partners senior vice president and COO Thomas M. Wynne reported an equity award of 34,080 restricted units on January 27, 2026. The compensation committee confirmed that vesting requirements for 2023 Long-Term Incentive Plan grants were satisfied, and the restricted units vested effective January 1, 2026 on a 1-for-1 basis into common units.

Following this event, Wynne holds 890,034.9292 common units directly, 324,649 common units indirectly through Wynne Family LP, and 99,745 common units indirectly through family trusts, in addition to the 34,080 restricted units reported as a derivative holding.

Positive

  • None.

Negative

  • None.
Insider WYNNE THOMAS M
Role SENIOR VICE PRESIDENT AND COO
Type Security Shares Price Value
Grant/Award Restricted unit 34,080 $0.00 --
holding Common units -- -- --
holding Common units -- -- --
holding Common units -- -- --
Holdings After Transaction: Restricted unit — 34,080 shares (Direct); Common units — 890,034.929 shares (Direct); Common units — 324,649 shares (Indirect, By Wynne Family LP)
Footnotes (1)
  1. Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee. Units held by Wynne Family LP. Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust. 1 for 1 On January 27, 2026, the Compensation Committee determined that the vesting requirements for grants issued in 2023 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2026. Not applicable
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WYNNE THOMAS M
(Last) (First) (Middle)
1717 S. BOULDER AVENUE
SUITE 400
(Street)
TULSA OK 74119
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALLIANCE RESOURCE PARTNERS LP [ ARLP ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SENIOR VICE PRESIDENT AND COO
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common units 890,034.9292 D(1)
Common units 324,649 I By Wynne Family LP(2)
Common units 99,745 I By Trust(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted unit (4) 01/27/2026 A 34,080 (5) (6) Common unit 34,080 (6) 34,080 D
Explanation of Responses:
1. Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.
2. Units held by Wynne Family LP.
3. Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust.
4. 1 for 1
5. On January 27, 2026, the Compensation Committee determined that the vesting requirements for grants issued in 2023 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2026.
6. Not applicable
/s/ Thomas M. Wynne by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013 01/29/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did ARLP report for Thomas M. Wynne?

Alliance Resource Partners reported that COO Thomas M. Wynne received 34,080 restricted units. The compensation committee confirmed vesting for 2023 Long-Term Incentive Plan grants, and these restricted units vested effective January 1, 2026, on a one-for-one basis into common units.

What position does Thomas M. Wynne hold at Alliance Resource Partners (ARLP)?

Thomas M. Wynne serves as senior vice president and chief operating officer of Alliance Resource Partners. His role is noted in the insider filing, which also details his newly vested restricted units and his beneficial ownership of common units held directly and through related entities.

How many Alliance Resource Partners units does Thomas M. Wynne own after this Form 4?

After the reported transaction, Thomas M. Wynne holds 890,034.9292 common units directly, 324,649 common units indirectly through Wynne Family LP, and 99,745 common units indirectly through family trusts, plus 34,080 restricted units reported as derivative securities linked one-for-one to common units.

When did Thomas M. Wynne’s 2023 ARLP restricted units vest?

The restricted units tied to Alliance Resource Partners’ 2023 Long-Term Incentive Plan vested effective January 1, 2026. On January 27, 2026, the compensation committee determined that all vesting requirements had been satisfied and finalized the number of restricted units at 34,080 for Thomas M. Wynne.

How are Thomas M. Wynne’s ARLP holdings split between direct and indirect ownership?

Wynne directly holds 890,034.9292 Alliance Resource Partners common units. Indirectly, 324,649 units are held through Wynne Family LP and 99,745 units through family trusts. The filing also lists 34,080 restricted units as a separate derivative holding convertible into common units.

What does the 1-for-1 term mean for Wynne’s ARLP restricted units?

The 1-for-1 term means each restricted unit corresponds to one Alliance Resource Partners common unit. Once vesting requirements were satisfied and the grant vested effective January 1, 2026, Wynne’s 34,080 restricted units represented an equivalent number of underlying common units, subject to plan terms.