Alliance Resource (ARLP) SVP granted 29,211 restricted units vesting in 2026

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(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Alliance Resource Partners Senior Vice President of Sales Timothy J. Whelan reported an equity award of restricted units. On January 27, 2026, he was credited with 29,211 restricted units, which convert into common units on a 1-for-1 basis under the Long-Term Incentive Plan.

The Compensation Committee determined on that date that vesting requirements for 2023 grants had been satisfied, and the restricted units vested effective January 1, 2026. Following these transactions, Whelan directly holds 93,850 common units and 29,211 restricted units.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Whelan Timothy J

Role SENIOR VICE PRESIDENT SALES

Type	Security	Shares	Price	Value
Grant/Award	Restricted unit	29,211	$0.00	--
holding	Common unit	--	--	--

Holdings After Transaction: Restricted unit — 29,211 shares (Direct); Common unit — 93,850 shares (Direct)

Footnotes (1)

1 for 1 On January 27, 2026, the Compensation Committee determined that the vesting requirements for grants issued in 2023 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2026. Not applicable

Form 4 Insider Transactions: What Each Field Means →

01/29/2026 - 09:49 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Whelan Timothy J

(Last)

(First)

(Middle)

1717 SOUTH BOULDER AVENUE

SUITE 400

(Street)

TULSA

74119

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
ALLIANCE RESOURCE PARTNERS LP [ ARLP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SENIOR VICE PRESIDENT SALES

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common unit								93,850	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted unit	⁽¹⁾	01/27/2026		A		29,211		⁽²⁾	⁽³⁾	Common unit	29,211	⁽³⁾	29,211	D

Explanation of Responses:

1. 1 for 1

2. On January 27, 2026, the Compensation Committee determined that the vesting requirements for grants issued in 2023 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2026.

3. Not applicable

	/s/ Timothy Whelan, by Kenneth Hemm, pursuant to power of attorney dated February 6, 2018	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did ARLP executive Timothy J. Whelan report?

Timothy J. Whelan reported receiving 29,211 restricted units, tied to prior 2023 grants under the Long-Term Incentive Plan. These units convert into common units on a 1-for-1 basis and vested effective January 1, 2026 after Compensation Committee approval.

When did ARLP confirm vesting of Timothy Whelan’s restricted units?

On January 27, 2026, the Compensation Committee determined that vesting requirements for 2023 grants were satisfied. At that time, the number of restricted units was finalized and confirmed as vested effective January 1, 2026, according to the Long-Term Incentive Plan terms.

How many ARLP restricted units did Timothy Whelan receive in this filing?

He received 29,211 restricted units reported as an acquisition at a price of zero. These restricted units relate to 2023 Long-Term Incentive Plan grants and convert into common units on a 1-for-1 basis once vested, as described in the filing footnotes.

What is Timothy Whelan’s ARLP common unit holding after this transaction?

After the reported transactions, Timothy J. Whelan beneficially owns 93,850 ARLP common units directly. He also holds 29,211 restricted units, which are a separate derivative security that converts into common units on a 1-for-1 basis when settled.

What role does Timothy J. Whelan hold at Alliance Resource Partners (ARLP)?

Timothy J. Whelan serves as Senior Vice President, Sales at Alliance Resource Partners. His role is noted in the insider report, which also classifies him as an officer but not a director or 10% beneficial owner of the company’s units.

What does the 1-for-1 notation mean for ARLP restricted units in this Form 4?

The 1-for-1 notation indicates each restricted unit is exchangeable for one common unit. This clarifies that the 29,211 restricted units represent rights to receive an equal number of common units upon settlement, consistent with the Long-Term Incentive Plan terms.