Welcome to our dedicated page for Aquabounty Technologies SEC filings (Ticker: AQB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AquaBounty Technologies, Inc. (AQB) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, which are central to understanding its land-based aquaculture and biotechnology-focused business, financial condition, and recent restructuring. As a Delaware corporation listed on the Nasdaq Capital Market, AquaBounty files periodic and current reports with the U.S. Securities and Exchange Commission under Commission File Number 001-36426.
Through its filings, including Forms 10-K, 10-Q, and 8-K, AquaBounty details the financial effects of selling its Indiana grow-out farm, winding down Canadian farm operations, and treating those farms as discontinued operations. The filings also describe significant long-lived asset impairments tied to its Indiana farm, Canadian farms, Ohio equipment assets, Ohio farm construction site, and corporate intellectual property, along with the company’s efforts to generate liquidity through asset sales.
Current reports on Form 8-K highlight material events such as the announcement to cease fish farming operations at the Bay Fortune hatchery, financing transactions including a bridge loan secured by farm assets, and the later issuance of unsecured, nonconvertible senior notes in a private placement. These filings explain key terms of the senior notes, related restrictive covenants, and events of default, as well as board resignations and appointments that may lead to a change in control. Other 8-K filings document Nasdaq listing matters, including a notification of non-compliance with the minimum bid price requirement and a subsequent notice that compliance had been regained.
On Stock Titan, AquaBounty’s SEC filings are paired with AI-powered summaries that help interpret complex disclosures. Users can quickly see the main points of lengthy annual reports (Form 10-K) and quarterly reports (Form 10-Q), understand the significance of current reports (Form 8-K), and track governance and control changes. The page also surfaces information relevant to direct financial obligations and listing status, allowing investors to follow how AquaBounty’s regulatory record reflects its evolving aquaculture operations, financing strategy, and corporate structure.
AquaBounty Technologies, Inc. filed an amended current report to correct a drafting error in the terms of its Series A Convertible Preferred Stock. The corrected documents set the initial conversion price at $0.9129 per share, instead of an amount equal to the liquidation value.
The Series A Preferred Stock carries an 18.0% annual dividend on its $18.2580 liquidation value, payable in cash on a bi-annual schedule when declared. It ranks senior to common stock on dividends and liquidation, includes strong protective voting rights, and allows holder‑elected conversion at the corrected conversion price.
Holders can require redemption for cash after a qualifying financing of more than $20,000,000, at the liquidation value plus unpaid dividends, subject to legally available funds. Unpaid redemption amounts accrue interest at 18.0% per annum, and specified breaches can increase the dividend rate by 3.0 percentage points until cured.
AquaBounty Technologies is soliciting proxies for its 2026 Annual Meeting on June 23, 2026 to elect four directors, ratify Deloitte as auditor, and seek stockholder approval for a reverse stock split with a board-determined ratio between 1-for-5 and 1-for-20. The board may implement the Reverse Stock Split, if approved, at any time prior to July 31, 2026, to address recurring noncompliance with Nasdaq’s minimum $1.00 bid-price requirement.
The proxy discloses 5,147,204 shares of Common Stock and 263,753 Series A Preferred Shares outstanding as of April 7, 2026, a combined total voting power of 10,422,280. The filing notes risks of a reverse split, including possible reduced liquidity, odd-lot effects, and potential dilution because authorized shares are unchanged. The board recommends votes FOR all proposals.
AquaBounty Technologies, Inc. filed an amendment to a prior current report to clarify its status under Nasdaq rules following a recent securities offering. The company states that, as a result of the Offering described in the earlier report, it believes it now satisfies Nasdaq’s continued listing requirements.
Specifically, AquaBounty reports that it meets the Equity Standard in Nasdaq Listing Rule 5550(b)(1), which calls for stockholders’ equity of at least $2.5 million. The amendment adds this Item 8.01 disclosure and does not change any other part of the original report.
AquaBounty Technologies entered into agreements to exchange $4,000,000 of senior note principal plus $315,616.44 of accrued interest for 236,367 shares of new Series A Convertible Preferred Stock, which can convert into up to 4,727,371 common shares, in a private placement.
The company also sold 27,386 Series A preferred shares for $500,000 in cash, convertible into up to 547,705 common shares, and agreed to pay a 7.0% placement fee on the cash portion. The Series A preferred carries an 18.0% annual cash dividend on a $18.2580 liquidation value, ranks senior to common stock, has strong protective provisions, and allows holders to require redemption after a financing raising more than $20,000,000.
AquaBounty Technologies, Inc. clarifies that director Rick Sterling has not resigned from its Board. Sterling had previously delivered a conditional resignation notice on October 28, 2025, tied to several requirements.
The conditions included the filing of the Company’s Form 10-K for the year ended December 31, 2025, the closing of transactions contemplated by certain note purchase agreements, and the placement or purchase of a customary directors’ and officers’ liability insurance tail policy. Although the Form 10-K was filed on March 31, 2026, the other conditions were not met, so the resignation notice was deemed withdrawn. The Company states that Sterling’s original resignation notice was not due to any disagreement regarding its operations, policies or practices.
AquaBounty Technologies, Inc. reports a sharply reduced net loss from continuing and discontinued operations of $18.5 million for the year ended December 31, 2025, compared with $149.2 million in 2024, mainly because large 2024 asset impairments did not recur at the same scale.
The company has effectively exited salmon farming, selling its Indiana farm in July 2024, its Canadian farms and related intellectual property in March 2025, and continuing to liquidate Ohio equipment. Its primary remaining asset is the partially built Ohio Farm Project, now classified as held for sale and treated as a discontinued operation.
AquaBounty recorded additional impairment charges of $14.4 million on the Ohio Farm Project in 2025, on top of $129.8 million of impairments in 2024. As of December 31, 2025, it reports an accumulated deficit of $388 million and cash of only $501 thousand, and states there is substantial doubt about its ability to continue as a going concern without new capital.
The company is working with an investment bank on strategic alternatives, including a potential sale of the Ohio Farm Project, after receiving a non-binding letter of interest. Headcount has been reduced to three corporate employees as of March 27, 2026, and management expects general and administrative costs to remain low while it pursues funding and strategic options.
AquaBounty Technologies, Inc. entered into a securities purchase agreement for a registered direct offering of its equity. The company agreed to sell 1,269,509 shares of common stock and pre-funded warrants to purchase 67,706 additional shares, at $0.86 per share and $0.859 per pre-funded warrant.
The transaction is being made under an effective Form S-3 shelf registration and is expected to close on February 13, 2026, generating approximately $1,150,000 in gross proceeds. AquaBounty plans to use the net proceeds for working capital and general corporate purposes.
Univest Securities, LLC is acting as exclusive placement agent on a reasonable best efforts basis. AquaBounty will pay a 7.0% cash fee on gross proceeds and reimburse certain placement agent expenses up to $30,000. The pre-funded warrants are exercisable immediately at $0.001 per share and do not expire.
AquaBounty Technologies, Inc. is conducting a primary offering of 1,269,509 shares of common stock and 67,706 pre-funded warrants, plus 67,706 underlying common shares, at $0.86 per share and $0.859 per warrant in a best-efforts registered direct deal.
Common shares outstanding were 3,877,695 as of February 11, 2026 and are expected to rise to 5,147,204 after the offering, before warrant exercises. The company estimates net proceeds of about $1.0 million, which it plans to use for working capital and general corporate purposes. Pre-funded warrants are immediately exercisable at $0.001 per share but are subject to a 4.99% or 9.99% ownership cap. Univest Securities acts as exclusive placement agent, earning a 7% cash fee and up to $30,000 in expense reimbursement, with no minimum amount required to close.
AquaBounty Technologies, Inc. filed an amended current report to clarify the status of previously disclosed board resignations. On October 28, 2025, director Sylvia Wulf submitted a conditional resignation that would only become effective upon certain transaction-related events or by January 31, 2026, if a directors and officers insurance tail policy was in place or approved.
The company states that these conditions were not satisfied, so Ms. Wulf’s resignation notice expired on January 31, 2026 and she remains on the Board of Directors. By contrast, Rick Sterling’s resignation notice, delivered the same day, remains in effect subject to its own conditions. The company notes that both resignation notices were not due to any disagreement regarding its operations, policies, or practices, and all other disclosures from the initial report remain unchanged.
AquaBounty Technologies director Bensler Graydon filed an initial Form 3 ownership report. The filing shows that, as of the October 28, 2025 event date, he beneficially owns 0 shares of AquaBounty common stock, held directly. This is a disclosure of his starting ownership position as a director and does not reflect any purchase or sale of shares.