Vested restricted stock sale filed for APO (NYSE: APO)

Rhea-AI Filing Summary

The filing is a Form 144 notice reporting proposed sales of Common shares that vested under a registered restricted stock plan. The filing lists multiple vesting dates with associated share amounts, including 3,937 shares (11/10/2022) and 1,216 shares (08/17/2021). The broker identified is Morgan Stanley Smith Barney LLC Executive Financial Services.

Insights

Corporate Governance Counsel

Form 144 notifies proposed market sales of vested restricted shares.

The filing lists multiple grants that vested under a registered plan with specific vesting dates and share counts. The broker named is Morgan Stanley Smith Barney LLC Executive Financial Services, which appears as the executing broker.

Timing and cash‑flow treatment are not provided in the excerpt; subsequent transaction and settlement details would appear in market filings or Form 4 if and when sales occur.

Key Figures

Largest listed vesting entry: 3,937 shares Notable vesting entry: 1,216 shares Additional vesting entries: 466; 321; 942; 102; 9; 4; 3 shares +1 more

4 metrics

Largest listed vesting entry 3,937 shares 11/10/2022 vesting under registered plan

Notable vesting entry 1,216 shares 08/17/2021 vesting under registered plan

Additional vesting entries 466; 321; 942; 102; 9; 4; 3 shares Various vesting dates listed in the excerpt

Broker listed Morgan Stanley Smith Barney LLC Broker of record shown on filing

Key Terms

Restricted stock vesting under a registered plan, Form 144, Issuer

3 terms

Restricted stock vesting under a registered plan regulatory

"Restricted stock vesting under a registered plan | Issuer"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Restricted stock vesting under a registered plan | Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7000	942514.30	576518000	05/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/15/2022	Restricted stock vesting under a registered plan	Issuer			466	08/15/2022	Services Rendered
Common	11/10/2022	Restricted stock vesting under a registered plan	Issuer			3937	11/10/2022	Services Rendered
Common	05/18/2023	Restricted stock vesting under a registered plan	Issuer			321	05/18/2023	Services Rendered
Common	02/11/2026	Restricted stock vesting under a registered plan	Issuer			942	02/11/2026	Services Rendered
Common	11/15/2022	Restricted stock vesting under a registered plan	Issuer			4	11/15/2022	Services Rendered
Common	08/16/2022	Restricted stock vesting under a registered plan	Issuer			9	08/16/2022	Services Rendered
Common	02/12/2025	Restricted stock vesting under a registered plan	Issuer			102	02/12/2025	Services Rendered
Common	08/17/2021	Restricted stock vesting under a registered plan	Issuer			1216	08/17/2021	Services Rendered
Common	02/16/2023	Restricted stock vesting under a registered plan	Issuer			3	02/16/2023	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the APO Form 144 filing report?

It reports proposed sales of Common shares that vested under a registered restricted stock plan. The filing lists multiple vesting dates and share amounts and names Morgan Stanley Smith Barney LLC as broker.

How many shares are shown for the largest listed vesting entry?

The largest single vesting entry in the excerpt is 3,937 shares tied to 11/10/2022. Several other vesting entries with smaller share counts are also listed.

Does the filing state who receives the proceeds from the sales?

The excerpt does not state proceeds recipients or use of proceeds. The filing lists the shares as vested under a registered plan; cash‑flow details are not provided in the excerpt.

Which broker is listed on the Form 144?

The filing identifies Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY as the broker associated with the proposed sales.

Are the vesting dates and share counts included in the filing?

Yes. The excerpt lists multiple vesting dates with share counts, including 466 (08/15/2022), 3,937 (11/10/2022), 1,216 (08/17/2021), and others tied to specific dates.